• Iraq
    Iraq’s Political Landscape
    Iraq’s provincial elections provide signals about the maturity of the country’s political system, as well as highlight new power brokers in the provinces.
  • Iraq
    U.S. Security Agreements and Iraq
    Iraqi lawmakers approved new ground rules for the U.S. troop presence, including a U.S. withdrawal by 2011. But questions about the accords’ legal longevity remain.
  • Democracy
    Despite Security Improvements, Iraq Remains ’Very Troubled Country’
    Kenneth M. Pollack of the Brookings Institution says that he is concerned that the U.S. and political establishment" increasingly feels that Iraq is heading toward victory" even though "Iraq still is a very troubled country."  
  • Iraq
    Iraq: Assessing the Surge
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    DEBORAH AMOS: I'd like to welcome you today to the Council on Foreign Relations meeting. Please enjoy your coffee while we are talking. In about 25 minutes we will ask for questions from the audience. Just a couple of housekeeping announcements: Please turn off your cell phones, not even on vibrate. And this meeting today is on the record. These are two book authors, and so what they have to say is also contained in books, so we have put it back on the record. We have two very distinguished authors. Their books are outside. Bing West says you have to buy one. (Chuckles.) And I'll mention it again at the end of our talk, to remind you that books are on sale. On my left -- both are on my left -- on my far left is Linda Robinson, and she's the author of "Tell Me How This Ends: General David Petraeus and the Search for a Way Out of Iraq." Linda is now an author in residence at the Philip Merrill Center for Strategic Studies at John(s) Hopkins University. Her previous books focused on the U.S. military, and she's also a contributing editor for U.S. News & World Report. And Bing West -- his latest book, "The Strongest Tribe: War, Politics and the Endgame in Iraq" -- has had a long and distinguished military career. And I didn't think you could actually do this. He also has a long and distinguished career as a journalist. He was named as one of the top 10 journalists covering the war in Iraq by the L.A. Times. Our topic today is "Assessing the Surge." And there's not two better people in the world that I can think to talk about this. They've both written extensively about it. And in preparing for the meeting today, I did some surveying of opinions among people who care a lot about this topic, and one comment sticks in my mind, from a young officer, a specialist in counterinsurgency. And you'll recognize his -- the way he phrases this. He said his assessment was the surge was operational genius but not political success. And let's start with you, Linda. I wonder if you agree with that assessment. LINDA ROBINSON: Well, I would put it in the following way. I think that what the surge did was to provide a chance for an acceptable outcome, an acceptable endgame. I think that they, in the course of 2007-2008, General Petraeus and all the people associated with the effort, including some Iraqis and including Ambassador Ryan Crocker, managed to undo or mitigate many of the errors, of 2003-2006, that gave rise to what had become a civil war by the end of that year. But really what's left to be done and what I outlined, in the last chapter of the book, is what I would call the political endgame. I think the military part of the mission is largely done. We can talk about that in more detail. But I would say roughly that's how I see it. AMOS: All right. Bing, would you say that it was operational genius but political failure? FRANCIS "BING" WEST: I'll leave the politics to Linda. I wouldn't use the word genius. If you drop back and say, what was the surge and why was it a success, the critical variable was the turn of the Sunnis, who had been our enemy, into our ally. And that actually -- there were always two wars that were entirely separate in Iraq. There was the western front in Anbar province, where 40 percent of our casualties came. And then there was the Baghdad and the region around Baghdad, with 40 percent. The war was over in Anbar, in 2006, before the surge ever began, because the Sunnis had swapped sides and come over to our side. Then the surge began and the surge had three variables in it. The first was the decision by the NSC staff, going around the Pentagon, to as they put it change the dynamic, by persuading the president to put in more troops, which signaled that he was going to try to prevail. And the second was General Odierno and General Petraeus taking half of those troops and not putting them in Baghdad but using them in the ring around Baghdad. And the third was, I thought, the brilliance of Petraeus simply coming up with what he called his big idea which was, don't commute to work. Now why, in the Baghdad region, they had withdrawn, when they hadn't in Anbar, always remained unanswered. But once the American troops got back out there, and you had this attitude among the Sunnis that they now wanted to cooperate, it totally changed. And al Qaeda had no place to hide, and it became an unraveling of al Qaeda and, I would say, definitely a military success. But I agree with what Linda said; it's problematical, still, on the political side. AMOS: Let me just ask the two of you quickly -- today in the paper there's a headline that the November attacks fell to the lowest levels since 2003. How would you order the reasons for the lowering of violence? Look to the Sadr cease-fire, the awakening, the surge, and ethnic cleansing to the extent that Baghdad became a predominantly Shi'ite city as the Sunnis left. How would you order them? ROBINSON: I think it's very common in the debate here to separate these phenomena as unrelated, when in fact they're all related. And looking at it, and taking off from some of the things that Bing said, what the strategy of 2007, 2008 was, was to harness all of what -- they're called lines of operation -- to producing a political accommodation, and this outreach to the Sunni population was the critical thing that changed the tide of the war. The violence of 2006, though, set the stage for that. The Sunni population was then ready to come in from the cold, the Sunni insurgents and their support base within the population. So you had what amounted to eventually 90,000 individuals coming in and signing up for the Sons of Iraq. But there were also a series of other tactics that were employed simultaneously, not only the dispersion of the units into Baghdad neighborhoods where the violence was greatest, but a series of measures of securing the population, the walls around those neighborhoods and the markets, and biometric registry of the suspected insurgent population -- anyway, a whole constellation of things that combined to produce a counterinsurgency policy that was strategic in effect rather than simply tactical. What had been going on largely before then was the application of counterinsurgency principles in a tactical fashion episodically for certain tours of duty in certain areas, and it just wasn't coming together to produce the effect nationwide. I do agree with Bing; there was the flipping of the insurgency in Anbar before Petraeus got there. And this is again one of these other things that turns into a debate that I think is not a real debate, because there were things then done critically in 2007 that produced the consolidation of the success in Anbar. Most notably, there was the operation in Ramadi on the military side. But what I give most importance to were three steps that really institutionalized the coming in of these former Sunni insurgents. One was the giving of seats on the Anbar provincial council to some of the awakening members. These were non-voting seats, but it was a critical foothold for them in the political system. The second thing was Maliki's agreement to let large numbers of these former insurgents come into the police and the military in the -- and serve in the army in Anbar for at least their first tour of duty there. So they had a foothold in the security system of the new Iraq. And then finally, Barham Salih and some other individuals -- the embassy worked very hard on this -- pumped a lot of money through supplementals out to the provinces, including very heavily to Anbar. And those are the three ingredients that I think really are needed to apply nationally so that the Sunni population has a stake in the political system of Iraq, the security system and the economic system as well. The other fact -- phenomenon that was going on on the Shi'a side that is very poorly understood -- and I think, frankly, has been poorly covered in the press -- was the very delicate work going on that resulted in the splitting of the Maliki faction and the Sadr faction, which culminated in Karbala in August 2007, where Sadrist forces had attacked the guards at one of the two shrines in Karbala. And for Maliki, that was the last straw. There had been the assassination of two governors in southern provinces over the summer of '07, and there had been the capture of a Lebanese Hezbollah operative and intelligence that was given to Maliki to show what Iran was doing and what Crocker, Ambassador Crocker, calls the Lebanonization of Iraq. And that, I think, was really the key moment. Maliki decided that, whatever assurances the Iranian government had given about not arming -- and if they had been arming, they weren't going to continue arming -- he'd had it. And he personally went down to Karbala and led the counterattack, and then you had within two days Sadr declaring the cease-fire, which has held more or less. And that's not to say that Sadrist forces don't have a political base, and they're part of a nationalist Shi'a base, which is a good thing. We can talk more about the Shi'a political spectrum there. But as far as the armed politics, the challenge now -- and I think this was the first step toward channeling the intra-Shi'a competition into the political realm rather than into the -- in the military realm. AMOS: I know that -- I think you don't want to talk about the politics so much, and we'll come back to that. So let me just take one diversion. When I listen to Linda, those are very specific, and it sounds almost like a nation, Iraq. How much of that moves into Afghanistan? How much of the model that Linda just described can David Petraeus take with him? WEST: I've only been to Afghanistan twice -- I was 15 times to Iraq -- but I've talked to a lot of the people there and I'll be doing a lot more work there. But I think we have to be very careful and very humble about what we're doing. Look, David Petraeus is a good general, but the Sunnis had already decided to come over before he got there. If you look back, war is all about killing, and both sides have -- want to -- have to want to kill. Once the Sunni tribes decided they no longer wanted to kill us, that was about 65 percent, 70 percent of our casualties that just went away. (Lengthy audio break.) So the critical variable that caused everything in Iraq doesn't apply, and bringing over a general, no matter how brilliant, isn't going to change the dynamic on the ground. And so I think that we'd better prepare ourselves for kind of a long, hard slog, so to speak, in Afghanistan as long as we have that sanctuary. AMOS: Let me go back to the politics, because I think neither one of you really addressed the second part of the earlier question, which is: The surge is one thing. It was supposed to open a space for a political reconciliation. Nobody even uses the word "reconciliation" anymore, hoping that we get something less. But there certainly has not been an accommodation yet that the Sunnis are comfortable with or happy with or think it's their share of the pie. The SOFA agreement -- the Status of Forces Agreement -- comes into effect; the clock begins to tick. American influence in Iraq will be less and less and less. Is it possible for America to still have any way to influence a political settlement? ROBINSON: Yes. I think that there has been an incremental process here that is perhaps somewhat obscured to people who don't follow this very closely. The -- what Petraeus did is he stopped treating the Sunni population as the enemy. Okay? He made that policy a nationwide policy against the wishes of the Iraqi government. So what had begun in Anbar, he applied country-wide. At the same time, he was working, along with Crocker, behind closed doors. I mean, they went through a month-long process with the political deputies to the political parties and also a lot of head-banging with Maliki, but to hammer out some legislative compromises that have, in fact, been passed -- and the provincial powers law was one of them, a somewhat problematic de-Ba'athification law that probably still requires some amendment, and some other steps forward. But granted, this is just the beginning of the process. And Petraeus never used the word "reconciliation," but they did use the word "political accommodation." And the -- to me, the Iraqi hero of this particular chapter is Barham Salih, the deputy prime minister, because he was -- as many do know -- the Kurdish politician who has most clearly articulated the vision that is going to hold Iraq together. He calls it the "grand bargain," but it's putting together these different moderate and secular segments into a governing coalition. He's been out front, but Talabani has backed him in many respects in terms of putting the Kurdish parochial interests second. Now there's still a problem with Massoud Barzani, and there are a lot of parochial interests, and they're playing out right now. And that's going to be, I think, very -- part of the delicate work ahead, which is to walk back some of the maximalist designs on Kirkuk and reach a settlement there. But there's much more that I think has been done behind the scenes and that can, if we are willing to stay the course politically and diplomatically, along with the U.N,, help them work out some of these bargains, because, on the part of the Kurds, the farsighted Kurds understand that their future is, for better or worse, tied to the future of Arab Iraq. To go their own way invites certain war with Turkey. That's the bottom line. They understand that for now they have to reach an accommodation that is going to hold Iraq together. And therefore Barham and other people have been working very hard to fashion some of these compromises between the Arab Shi'a and Sunni, and reach out to elements within those two factions that will -- that they can forge compromises with. Many people just have this very monolithic view of the Iraqi political spectrum, and in fact each faction has numerous subsets. Many people don't know that the UIA, the Islamist coalition that won the December '05 elections, only had 128 seats out of 275 -- a plurality, not an outright majority. That coalition has since fractured and, I believe, will remain fractured. The Sadrists, the much-commented Sadrist bloc, has 30 seats. You have another partly, the Fadhila Party, that has 15. It's a small but important party because it has a very strong claim to the Sadrist mantle as well. So again, this is really going down into the microlevel of Iraqi politics, but it is what gives the possibility of forging new coalitions. The Fadhila Party left the coalition in -- the coalition government in March '07, precisely because they were tired of the sectarian politics and did not like the sectarian direction the government was going. And so they are a force for good. I firmly believe the Islamist parties are going to be part of any future coalition government. But I do not believe even the Shi'a population in its majority wants an Islamist sectarian or theocratic government. I think we've overplayed the sectarian aspect of Iraq. I can't tell you how many hundreds of Iraqis have told me, you all make too much of this. I have a Shi'a cousin. I have a Sunni neighbor; my, you know, intermarriage. This is very much the reality of Iraq. And I think that we need to remain open to their own evolution. And we've also, I think, underplayed the nationalism of Iraqis. They do not want to be the 51st state of Iran. And that is going to, I think, help pull together some of these coalition governments of the future. A key goal, I think, should be to ensure that the December '09 elections are carried out in the free and fairest manner and under the same electoral rules that have been adopted, for next month's provincial elections, i.e., open-list elections, so that you do not have the party bosses naming the political leaders. What you need are the independent and grassroots politicians to rise up and be representing those local areas. And the Shi'a party, in particular the ISCI party, has its own designs that are not conducive to stability in Iraq going forward. So we need to be very clear about who's who in the Shi'a spectrum. AMOS: You are fairly optimistic. There's debate about that. I read plenty that says it's not as good as that. However where it is has as much to do with American pressure, diplomatic pressure over these years. We are now in the endgame in Iraq. And there are two things, two parts to it; exit and strategy. Is the military ready? And do they, in getting ready to leave, have a different way of dealing with the politics of Iraq? That, you know, what Linda just described, has to do with General Petraeus and Ryan Crocker spending every waking hour beating these guys into submission. And still and still there is no accommodation. WEST: Look, the war is over. We're back to Middle East politics. And you have more or less interest, in Middle East politics or geopolitics, depending on how much leisure time you have. (Laughter.) Given our economy, we're out of time. So this whole issue is going to be page 15 of The New York Times for the next several years. It's no longer going to be page one. The amount of leverage has gone down tremendously because of the Status of Forces Agreement. People like the Marines just want out of there. There's no more fighting. They don't know what they're doing there. So we're using them, to a large extent, because we feel we owe the Sunnis, who were our enemy, a buffer against the government that we put in, the Shi'ite that is so oppressive toward them that when we get out of there, they're really going to grind them down. Maliki is Maliki. He's overconfident. His goals are not our goals. And how that sorts itself out, as Linda was indicating, depends upon six to seven different variables in a calculus that will go on and on and on as politics go on, but it's not a war. It's not a military problem. So I think you're going to see the Pentagon doing all they can to get us out of there on a steady glide path and leave the State Department to deal with the politics. Our military now is focused toward Afghanistan and western Pakistan and they're concerned about it, because it's a ticking time bomb. The issue is, when do we get a Bombay in New York City? I mean, if you look at it in those terms, it kind of sort of says where our military's going to be focused. A problem that they recognize more than anything else is our enemies -- al Qaeda and al Qaeda are sitting in western Pakistan, not in Iraq. Iraq is yesterday's newspaper for our military. AMOS: I'm going to open up to questions -- to all of you. I figure you finished with your coffee. Please identify yourself when you stand up. You were first? And the mike will come quickly. QUESTIONER: My name is Roland Paul. I'm a lawyer. However, a long time ago, I was at the Pentagon in ISA. But you made a -- maybe you can explain something. When they decided on the surge -- and you mentioned this, Mr. West, that the Pentagon wasn't in favor of the surge. It was General Jack Keane and a guy at the NSC. Why was the Pentagon taking that kind of position? In other words, they were reconciled to defeat, and that surprises me a lot. WEST: You know, I spent a lot of time with them, talking with them. And I like Casey, who's the -- who's the chairman of the Army. And Linda was tougher on him than I was in my book. And I can understand both sides of it. But Casey kept saying something, and I think -- I think it was shared by -- it was shared pretty widely, which is, he kept saying, "I don't want to see one American dying because an Iraqi soldier isn't dying." In other words, it -- there was a resentment that was building up there, and it was this notion that yes, things were really bad in Baghdad, but you couldn't get Maliki or the government to do much about them. And I think that this whole notion of going a different way was bumping into a lot of resentment, and the Pentagon was just really unwilling to say, "We're going to put more troops in there." That really came right out of the NSC. And then General Keane came from the outside, but the NSC really started it. And then later, gradually, the military came on board a little bit at a time. By mid-December, Casey was saying, "Okay, I'll take two more brigades." And then General Odierno was doing back-channels with General Petraeus and saying, "No, no. Give us all five, give us all five." So it was a gradual thing that was going on. But I detected more than anything else what was -- the reason there was reluctance was that they were just pissed off at what the Iraqis weren't doing. Excuse my language. (Laughter.) AMOS: Back there. QUESTIONER: Jeff Laurenti at The Century Foundation. Does the seeming improvement in security in Iraq also redound to the political benefit of the current Iraqi political class, the Baghdad political class? That is, do they look stronger politically in the eyes of Iraqis? Do they get kind of bonus points going into next year's provincial and parliamentary elections? We recall that a few years ago everybody was talking about the secular Iraqi strengths, and it turned out to be a piffle, you know, a couple percentage points for Allawi, Washington's favorite son. How do you see next year's two sets of elections rescrambling the Iraqi political omelet? ROBINSON: Well, I think Maliki, no doubt, comes out stronger. And Dawa, that party is currently attempting to enlarge itself by recruiting some of the Sadr nationalist base to grow their grassroots in the turnout, in their showing in the elections. But I think we're obviously -- with all these parties, we're looking at coalitions of politics as the wave of the future. And the grand bargain that -- (name inaudible) -- would like to cut is to peel off elements of the main parties, including the ISCI party, the Adil Abdul-Mahdi faction. But he's not the major portion of ISCI. And a major portion of that has a very set agenda. They're the closest party to Iran. And they have still the vision of having a large super-region, in the south, that in my view will really increase the centrifugal forces, in that country, and would probably be the worst thing that could happen to Iraq. The much-promised constitutional revisions never occurred. And I think that has still got to be looked at. And that will be something that, I think, while Iraq is going to move off the front pages, and that's actually a good thing, actually the endgames of wars are often better done diplomatically, with low profile and not a lot of heat and more light. So I think that's a good thing. But what they have to do is really hash out the nature of the Iraqi state that's going to balance the federal, the central and regional powers. And I think that there's been a lot of dialogue. But I think that the U.N., a good U.S. diplomat not just in the embassy, but I think there needs to be an envoy that will be devoted to Iraq, to try to broker this deal. I think that the Iraqis -- if we just leave Iraq alone, there will be very likely a consolidation of the Islamist-Shi'a control. And they do -- there are definitely people there, people around Maliki, who are all about the winner take all. You know, Iraq is a very rich prize. It's a very important country. And they do not want to let go of it. And I believe that the danger with that scenario is, it's not stable internally, because you have these very substantial minorities, the Sunnis and the Kurd. And they will, they will resist that. And I believe the war could very easily start up again. It also makes for regional instability, because the Arab-Sunni states around Iraq will not embrace that new Iraq. And there will be continued hostility from Jordan and the gulf states. And instead, if you are willing to put your shoulder to the wheel diplomatically, and I'm not suggesting, at all, this is going to be easy. But if you can get Iraq stabilized through some additional political accommodations within Iraq's power-sharing agreement -- that's really what we're talking about -- you would then get more Arab-Sunni state support for Iraq, and then this natural balance starting, the geopolitical balance of power that is necessary to stabilize the region. And I'm not talking about a hostile coalition against Iran. You know, it's just Iran is there and it's going to have its role in the region. But I think this has to be part of the vision for the broader Middle East. And I say this knowing the council has just put out a Middle East report yesterday, which I was on a plane and didn't get to get a copy of, so I'll read that with interest. But I do think -- and I know there are other things going on -- Afghanistan. There is going to be a military focus there, although if I may put my two cents in quickly, if we put a lot of boots on the ground there and misinterpret the lessons of Iraq as simply pumping in troops there, we're going to go badly wrong. And I think there are very important lessons to learn from Iraq for Afghanistan. I would suggest that we need to be very cautious about what our objectives are in Afghanistan, because that is a -- for anyone who's been there, it's an extraordinary place, but it's in the 17th century, it has warlord politics, an opium economy. And if we think the American people are ready for a massive endeavor over there, we got another think coming. We need to be clear about our objectives, and I think we need to focus on the FATA in Pakistan and be modest about Afghanistan. QUESTIONER: Thank you. I'm Malcolm Wiener and I'm unemployed. Thank you both for -- (laughter) -- thank you both for really splendid, fine-grained presentations. I'd like to ask quickly -- first, Dr. Robinson mentioned Kirkuk, and I wonder how you visualize the accommodation, the possibility of accommodation there. And secondly, you've just spoken about the tensions within Maliki's coalition and the fact that there are still some Shi'a around him who want to take it all. But his thinking also seems to have evolved. Initially he was furious with Ambassador Crocker's predecessor for reaching out towards the Sunnis, and then seemed to have tried a preemptive strike by arresting some of the leading Awakening sheikhs at one point. Has he come around, or is he still rather torn between two approaches? ROBINSON: Maliki is evolving. And I appreciate that comment because I did say people around Maliki. And I think it's quite possible Maliki could be the next prime minister. We don't know. I'm not going to make any predictions. But there are three individuals who are extremely sectarian and they have -- and they're often quoted in the press without any mention of what their actual role and inclinations are. But the evolution Maliki's undergone is he's understood -- and this was really an eye-opening for him when he saw what Iran was doing, and he is a nationalist first and foremost, which is another thing in favor of his continued leadership. The Kirkuk problem is -- and I think that -- Staffan de Mistura, the U.N. envoy, has taken this on. And I think it's -- there are some potential formulas that are in development. But Massoud Barzani has got to be put back in the box and their expansionism has to be reigned in. And that's just absolutely critical. It is -- I think it's really going to upset the apple cart if Kirkuk is just simply annexed to Kurdistan and you're going to have a conflict there. What's the job of diplomacy? Find creative solutions. And that's why, again, I just make my plea -- everywhere I'm going to talk -- is, you know, we have no doubt the combat mission in Iraq is over. I mean, I wouldn't go so far as to say the war is over, but I think our job now there is to influence, through a residual force -- influence and gain awareness of all these complicated politics and do a major diplomatic mission to try to reach the political end-game. QUESTIONER: Thank you. It's my impression from reading -- AMOS: Identify yourself, please. QUESTIONER: Oh, sorry. Sam Speedie (ph). In reading media coverage, it's still my understanding that electricity provision is sporadic at best, that schools, hospitals, and roads are unbuilt. Leaving aside whether the United States is currently capitalized to take on that element of reconstruction, where does that stand in the recently negotiated security framework, as a kind of a fundamental promise to Iraqis? WEST: You mean in terms -- you mean in terms of reconstruction? QUESTIONER: Yeah. In terms of the -- WEST: We're out of that business. QUESTIONER: We're out of that business. WEST: We pumped $20 billion in and in went down a sinkhole. And you know, what Linda was saying about, you know, be careful and modest in what you're doing with your objectives, I couldn't agree more. I mean, why should a country awash with its own petro-dollars that we know is saying behind the scenes, "Let the Americans spend their money," why should we be doing that for them? So they can't get electricity. Leave it up to them to fix it. And when we look at Afghanistan, if we're going to be modest about our objectives, we better be gosh-darn careful. I mean, 17th century -- maybe the 9th century, they're hurtling into. But this idea that the American military is going to go in and go nation building and economic reconstructing, et cetera, I think is a bridge too far. I think we've gone too far with some of our objectives. I don't know what we got for the $20 billion that we've put in. QUESTIONER: Yeah. Just to follow up, I couldn't agree with you more, but what are the long-term strategic -- what's the long-term strategic downside for the United States, given that -- WEST: Well, if they don't have enough electricity, pfft, nothing. Because they'd figure it out for themselves. ROBINSON: If I might just add, there is a major contract, actually, $8 billion contract, I believe. The major -- Siemens and other companies are going in there. Iraq's a rich country, and there'll be a private-sector solution to it. But there actually was great progress made increasing the power available during the '07-'08 period. And of course, as the violence went down -- and I'm sorry I can't quote for you the megawattage that they're up to now, but it is back up to prewar levels, as is the oil output. Now, that's not to say that's a great outcome for that amount of money and that amount of time, but -- and this is one of the things about Petraeus's leadership, and I do think that it's important to note -- here was a man who was willing to wade into the politics. He was willing to do a lot of things that other generals would not be willing to do. And I think that is important to note, that this particular type of general -- it's not that he doesn't have his personal flaws; he's a very politically ambitious man -- but his willingness to take things on and his tenacity. And this power problem was one thing. There was a Tower 57 that was supplying power into Baghdad and it was constantly being attacked by the Sadrist militia, JAM, and he would not let that problem go. And he called the minister of electricity and said, you know, "Your job -- I'm going to be going after your job if you don't get onto this." And he had back channels to the Sadrist militias and said, "If you guys don't start attacking -- stop attacking this and let these repair crews get in there, I'm going to send the Iraqi special operations forces after you." I mean, he just kept on it. Every day in the BUA, he would ask at morning briefing, "What's up with this? What's going on? Who did what last night?" And that kind of follow-up eventually produced results there. So I think, you know, even while it's not great, Baghdad -- when I was there in September, I was astonished at how much better it was even since my previous trip early in the year before I had to wrap up the manuscript in June. So I think that we just always need to be -- it's easy to reach facile conclusions about Iraq. But it's a lot more complicated picture than people realize. (Cross talk.) WEST: I keep harkening back to Anbar. Anbar had nothing, I mean, nothing. The Baghdad government wouldn't give them the back of their hands. And yet it was out of Anbar that the Sunni tribes first said, we're swinging over, not out of Baghdad, where we were trying to build up the electricity. So I am not persuaded of the emerging doctrine that you proffer economic good to people, for nothing, and that you win their hearts and minds. And then you give them good governance. I'm not persuaded that we can get all that, that way. Nor am I persuaded that we have to, in order to have an effective military. (Cross talk.) QUESTIONER: What do you see as Iran's endgame? I mean, they can watch the clock also and see us prepare to leave. To what extent could they sabotage this very fragile political progress that we've seen, sabotage the endgame? ROBINSON: Well, the SOFA of course represented a setback for Iran, which did not want that accord to occur. And there were even threats made, of fatwas being issued, against Iraqi leaders who would vote for that accord. But they're the neighbors. They're going to be there. And there are obviously, as everyone knows, historic, cultural, religious, economic ties. And they're going to continue to have influence. It's just a question of whether this scenario, of the Lebanonization of Iraq, will occur. And I think that a key determinant is the willingness of the U.S. to remain engaged politically and diplomatically. And that's why, for example, Mowaffak Rubaie, the national security advisor, e-mailed to me, when I was writing an op-ed for The New York Times a couple weeks ago. And he said, when I asked him, does the SOFA accord mean you don't want any U.S. security assistance after December 31st, 2011? And I recalled, to him, the fact that they had signed an accord, a declaration of principles, in November 2007, which was envisioning an ongoing security relationship. And he e-mailed back saying, it's too early to tell. We will cross that bridge when we come to it. You know, be careful about Iraqi political discourse. It's one thing in public and then there's another thing. And the reality is they know they need us for now in practical terms, in terms of the combat enablers, but more critically, no matter what progress they make in the next three years, they want the U.S. as a political counterweight to Iran. And I can't emphasize this strongly enough. If we decide to abdicate, we are then inviting the consolidation of an Iran-Iraq axis that's going to keep that region unstable. WEST: Iran was killing American soldiers in Baghdad in mid-2006. And all the Americans were angry -- I mean, really angry, including the generals. And then we let loose the Special Operations Forces. Now, there's one thing you don't do with Americans. You don't get us into a war for five years and not think that there isn't a great learning curve, because there is. And throughout the Middle East, everyone is scared to death of our Special Operations Forces. And we tracked them down and got some of them. So what Iran then did was it pulled back inside its own borders and said, "Okay, going across that border was really dumb. I'm going to try to train Iraqis over here to go back with weapons to kill those Americans." That didn't work either, because once Sadr's organization was split, the amount of intelligence that we began to gather on these people was such that we knew who they were. So now Iran has a couple of camps where they have people from Hezbollah training these punks, but they're afraid to go back over the border. They keep saying, "Well, we're not quite trained yet," because they know when they come back over the border, they are targets. But we've done a very good job of getting the higher levels. The other thing that's happening with Iran is its own economy. And I think we've done something somehow with the banking system that has really gotten their attention, because they haven't been as bellicose toward us in late 2007 and 2008 as they were earlier. AMOS: Sir. QUESTIONER: John Temple Swing, Foreign Policy Association. It's primarily a question for Bing. I'd like to go back and think about the surge. We all know that the Awakening preceded the surge. What would have happened to the Awakening if the surge had never happened? How -- in other words, how essential was the surge for the Awakening to really take root and have the effect that it has done? It's always been a question in my mind, and I suspect it's still lurking in the minds of others, as well. WEST: You know, that's an interesting question, because Casey was aware of the surge, and so was Odierno. Not to take anything away from Dave Petraeus, but Odierno was there in December; Dave didn't get there until February. Odierno and Casey went out to Ramadi in mid-December and said, "Holy smokes." And they said (the war's over ?) out here. You could just walk down the street, take off your helmet, take off your flak jacket, the war is over. And Odierno and Casey both came back and said, "Well, we'll take two more brigades." That wasn't the surge. And they were already thinking in terms of how they would entice the Sunnis to keep coming forward. But they weren't in a league with what Dave Petraeus did; I agree with Linda. What Dave did was he took it to an entirely different step when he got there. He was sworn in on the 4th of February -- 4th or 5th. And on the 7th or 8th, he popped out to Ramadi, he took one look at what was happening, he turned around and said, "We're going to do this all over Iraq." And the Marines, of course, had Anbar, and the Marines are as poor as church mice and always squeeze the buffaloes off nickels. And, you know, their budget is teeny-tiny. And it was General Petraeus who said, "And we're going to pay them." Paid them $300 a month. And that started -- that just -- that rippled all the way across Iraq. And the other thing that happened was -- and I put this to West Pointers -- that gradually they got back to their construction engineering roots and they realized, when we started putting up those large concrete barriers in order to stop the blast of the car bombs, that this was the first insurgency that was vehicular mounted. Every insurgency has a style. Every guy who fights -- if you go into a ring against anybody, you're always looking to see what his style is when you take him on. The same is true when you get into a war. And they were so different, for insurance, from the Viet Cong. The Viet Cong would walk 20 kilometers to get into a fight with you. There's nobody in Iraq who'll walk 20 kilometers to get into a fight with you. They drive. They even drive to the battlefield in taxicabs. I'm serious. (Laughter.) And they have breakfast before they come, they fight you and then they go home about 5:00 at night. It happens to be their style. I mean, they just have a different style of fighting. Once the barricades went up, all of a sudden the vehicular ability of the death squads and of al Qaeda to move -- and they move in their small, little packs of cars -- they could no longer get into these individual areas. So if you go to places that Linda wrote about and I wrote about, like Amiriyah, et cetera, you would see that the whole place was surrounded. So it would be like taking every single, small, little district where you have a police precinct here in New York City, 67 of them -- and there were actually just about that many in Baghdad -- but you surround every one of them with concrete walls; that cut commerce and caused a lot of complaints from the poor people who had to carry their food on their back, et cetera. Every car was searched. But it absolutely put a huge damper on the ability of either the death squads or al Qaeda to move from one area to another. And so you put all that together, and I agree -- what Linda said earlier -- you can't just take one variable. There was a whole set of variables that built on each other. And once their ability to move anywhere was restricted, they could be plucked. And so they -- for instance, in Fallujah, the first time they did one area, they captured four people inside. They did the next area about two weeks later -- and each of these areas is about 400 meters by 400 meters -- they caught two more. The next 17 areas they did, they caught zero, because there was a learning curve on the other side. They said, "The hell with this, we're getting out of Dodge." So that's basically how it evolved. Would it have evolved the same if we only had two more brigades instead of five brigades and we had Dave Petraeus -- you know, coulda, shoulda, woulda? Hard to say. But Petraeus really put it all together. ROBINSON: If I could just make a quick footnote, because I think that the numbers of troops ultimately did matter, but it was more how they were used. If you didn't have more troops, though, you couldn't have dispersed that many out into Baghdad. And those troops were the ones that did the outreach to the Sunni insurgency and the support base there over the course of the summer of 2007 through the end of the year. WEST: See, and if I (pull ?) that together with Afghanistan -- just to tell you what bothers me a little bit, okay, people are saying, "We're going to do that in Afghanistan." (Sighs.) The problem is, Afghanistan is bigger and more wide-spread-out. So what you're saying is you're going to be putting -- are you saying you're going to be putting individual American platoons out there in these bases and then expecting them to patrol from those bases? I do believe, as a society, as a nation and as a military we've become much more risk-averse, much more. And we have rules like you wear 80 pounds of gear all the time. Whether there's a threat or not, you wear it. And you have a hard time humping anywhere up a hill with that much gear on. And you do not go out on night patrols unless you've gone all the way up to the colonel or a general to get permission. Look, you're becoming very risk-averse. Are we going to flip over again in Afghanistan and take higher risks? I don't know. I'm from Missouri; I'd have to see it before I believed it. AMOS: Suzanne? QUESTIONER: Suzanne Nossel from Human Rights Watch. Going back to the question of the learning curve, I'm curious -- kind of having looked so closely at what ultimately worked in Iraq, how you go back and evaluate the immediate post-invasion period, and whether you agree with kind of -- I think what's become the conventional wisdom about what the critical mistakes were that were made at that time, you know, one of which was dismantling the army -- and there were others -- or whether you see that differently in terms of what those errors were; and to what extent you think there were mistakes that were avoidable or -- versus just a matter of confronting entirely new and unanticipable conditions, and having to go up that learning curve in more or less the way that we did. ROBINSON: My catalog is very simple. I mean, aside from the decision to go in, which my book doesn't get into -- but for the record, obviously I think it was a huge mistake. But we're there, and now the point is, what do we do? Once there, though, I think we ensured that a Sunni insurgency would occur through decrees 1 and 2, abolishing the security forces and the Ba'athist Party, throwing out of work hundreds of thousands of people. And then we compounded that by allowing the January '05 elections to go forward, once we knew the Sunnis were going to boycott, and then we used that elected body to write a constitution that did not take into account Sunni interests. And we enshrined an Islamist Shi'a collection of parties and people in power. The stage was then set for civil war. We, I think, treated the Sunni population like the enemy in our approach. Our counterinsurgency approach was entirely self-defeating, the way we conducted that war. And I think the -- my little bumper sticker is the application of COIN principle -- counterinsurgency principles was carried out tactically and episodically and sporadically, and there was no real strategic counterinsurgency vision until Petraeus got in there. And it was not made in Washington. I'm sorry. Jack Keane gets credit for pushing through, against the Army bureaucracy, that -- for more troops, arguing that a failed war is just as dangerous as a broken army for U.S. interests and the U.S. military. But the policy was made in Iraq. The Joint Strategic Assessment Team that then -- their report was used to make the Joint Campaign Plan, and this thing was constructed in Baghdad. So I am very passionate on that point, as you can tell. (Laughs.) WEST: Well, I agree with Linda. In my book, I try to start in 2003, when I first started going there, and keep going back to the same cities, the same units over time. In my judgment, the most critical mistake we made was disbanding the army. But notice, we keep using the word we. In both Iraq and Afghanistan, I said this time and time again, to our four-stars, and it just wasn't getting through. I said, look, I don't, I don't get this. We're here fighting and dying for them, because they're incompetent. You know, they're just totally screwed up. They're not a sovereign nation because they cannot protect their own sovereignty. We have to do it for them. So why don't we have a joint board that sits, to determine which officers are capable of being promoted and which should be fired? Because we know we're dealing with a bunch of bums, in many cases, and yet we tolerate it. And to this day, I just don't understand it, because we spend half our time, in Afghanistan or Iraq, dealing with people who are incompetent that we know are incompetent that we can't change. And we're dying for them. So I think that was an essential mistake, we made, that in both cases, I think, very early on we could have agreed, as long as we have to have the preponderance of military power, we should have the ability in a joint board to say which guys should be out of there and which guys should be in command, in order to change things. The other thing we have to keep in mind though, good as Dave Petraeus was, et cetera, that the Sunnis had already changed before they ever got there. So we were doing something right. I try to point out that it wasn't just the counterinsurgency beginning. Some people say BC and AD meaning, before counterinsurgency being 2006, then AD, after Dave, after Dave Petraeus beginning counterinsurgency. No. There was also counterinsurgency going on before because that's what persuaded the Sunnis to come over. But of all the mistakes, I think, if we're going to be in that kind of a fight, we shouldn't allow people that we know are corrupt and we shouldn't allow people that we know are bad leaders to continue to be the corrupt, bad leaders. (Cross talk, laughter.) QUESTIONER: I'm Brooks Entwistle from Goldman Sachs India. I wanted to come back to the topic of Pakistan. WEST: Excuse me. Goldman Sachs has gone to India. (Laughter.) QUESTIONER: We're in India. And actually Richard was there last week as well. We were there for the -- WEST: Better not tell my son. He thinks he's still working down here. (Laughter.) QUESTIONER: We all saw in Mumbai, over the course of the last couple days, saw a whole new form of terrorism, as it relates to urban warfare, 10 people holding a city of 20 million hostage essentially for 60 hours. And I'm questioning. You both have brought up Afghanistan. I appreciate there are no true lessons -- you can kind of put a blanket over the Afghanistan situation -- of what will happen there. But I'm curious what David Petraeus has learned that might be important or effective, in dealing with the Pakistan situation, might be applied there once he gets in and really takes control of Afghanistan. WEST: Whoa, whoa, whoa, whoa. Break, break, break. Okay, I'll address the question, but we should understand that hagiography only goes so far. General Petraeus has a tenuous relationship to what we're doing, in certain ways. All the forces in Afghanistan are under a four-star by the name of McKiernan who reports to Belgium. He reports to General Craddock because NATO was supposed to be in charge in Afghanistan. The way that General Petraeus tries to insert himself a little bit is by having some say about how we train the people who are going to be the trainers in Afghanistan, but even they, now, we've put under McKiernan. So General Petraeus really now, in his -- in his new hat as the theater commander for Central Command, is really back off the battlefield. And then if you really look at the situation in Afghanistan -- Pakistan, too -- we have two different commands. We have our Special Operations Command that has authority to go -- and uses it -- to go anywhere they want at any time in Iraq or Afghanistan -- and, it's been reported in the newspapers, other places -- outside of theater commander. Now this, ticks some people off, because you'll be out with what they call the real estate owner -- you'd be out with the brigade commander and say, "Those gosh-darn SOF guys were in here again last night. They just came in, gave me their plan. Now they're out there doing something." But they had all the authority, because they were the supported command wherever they go in both Afghanistan or anything that might be happening in Pakistan. They, too, are separate from General Petraeus. They report only to -- the Special Operations Command reports to the Pentagon. So all in all, it's not exactly clear in these things. It gets to be -- I just asked a person day before yesterday, preparing for this, a general down in Washington -- I said, "How do I summarize this?" He said, well -- he said, you know, things -- you understand, he said, "We all talk to each other." Okay. So it's -- they all get along together. They get along well together. But it isn't like you can just take General Petraeus and say he's in charge, because that's not how -- not the deal. In terms of the face of the terrorism you're looking at, I mean, what has many of our military worried -- if that happened here in New York City, I think the cops here would shoot them down in about two hours, because I think they're that much better trained. But if you think that kind of an issue could strike in the United States again sometime in the next eight years, then I would argue all bets are off about saying that west Pakistan is a sanctuary. AMOS: All the way in the back. QUESTIONER: I'm Stan Heginbotham. I think Linda Robinson rightly focuses on the issue of whether, as we withdraw, the accommodationists or those who I think have a -- more communitarian-oriented politicians will dominate the scene. One of the people and forces you didn't talk about was al-Hakim, who is also traditionally associated with Iran and with a much more regional federalist kind of solution. Could you maybe say a word about him and whether we can learn something from the forthcoming provincial elections that you referred to, next month? ROBINSON: Yes, certainly, and I apologize if I used the acronym ISCI. What -- that is for the Supreme Council of the Islamic Revolution, which is their -- actually, they've removed "Revolution" from their name now. That is the party of Abdul Aziz al-Hakim. And they still do -- they're the party closest to Iran, and they are very much still wanting this superregion in the south of Iraq to be formed. And they represent, I think, the most organized faction that is pushing the -- both the regionalism or federal -- extreme federal version of the new order of Iraq, and would like to have as theocratic a government as possible. They recognize Abdul Aziz al-Hakim, I -- pushed him and some other people have pushed him, and he says: Well, we -- recognizing that Iraq is a mosaic of different ethnic and religious groups, but they still would very much like that, and I think that would be what they would try to impose down in the south. My view, though, is -- and this is where the elections are critical -- we will see if their number of governorships is reduced in the provincial elections, if they retain the number of provincial governors that they have. I doubt that they will, but they are quite organized. And they represent the educated and the elite of the Shi'a population. But I think that it's a toss-up. I won't -- I'm not really, I think, willing to go out and say what the numbers are going to look like. There are factions within the party, but Abdul Aziz al-Hakim and his son are clearly the strongest ones. AMOS: We are at the last question stage, because I want to leave a moment to plug their books. So anybody else have a question? We'll put a few of them to them, and they can choose which ones to answer. You and you. Let's just do a couple of questions, and then you can wrap up, the two of you. QUESTIONER: Anita Wien. Do you consider Iraq stable enough for the Iraqis living outside the country to return from Syria and Jordan? QUESTIONER: Hi. Bernie Gwertzman. I just was curious whether you'd like to speculate a bit about whether there'll be any changes, with a new president coming in, on how the Iraq war -- no longer a war, but how the Iraq situation evolves. AMOS: Okay. You have about two minutes to wrap that up. (Chuckles.) ROBINSON: Good. Well, I'll go first. I think I can actually answer both of these questions with my view of the way ahead that the Obama administration needs to adopt -- is to finally impose some conditions, some quid pro quos in return for our support and the massive contribution we have made over there to Iraq getting a second chance. And those conditions include incorporation of the Sunni insurgents who come in from the cold. And they have not done it. They've done about 10 percent of what they agreed, and I think they need to give all of them jobs in the security services and in the economy. But the security piece is important, because a lot of those people -- the neighborhoods want to be secured; they want their local security by these folks. Secondly, they need to put money into providing services and infrastructure in areas that have been deliberately starved of services. And the Iraq government has money to do it. It's a question of political will. Third, they need to go all out in trying to resettle people, if not in their own homes, in homes and areas they want to live in. And the violence has just gone down dramatically. And of course, Deb's an authority on this, as well. And we, I think, just have to be -- the sooner you do it, the better, I think, once these things harden. The problem, though, is a lot of people moved into much nicer houses, so there's a lot of conflict down at that level. And finally, we do really need to require open-list elections in December '09, because that's going to set the table for, I think, any political negotiations successfully writing the endgame for this war. AMOS: Bing? WEST: I agree entirely with everything Linda said. And the critical variable that she said was, find the leverage to do this. And so far, we haven't been able to find the leverage. And God bless President Obama if he can find that leverage. ROBINSON: (Inaudible) -- but I believe we have it. WEST: Okay. Well, I hope so, because that would be terrific if all that happens. But what just tears at me when I go through Baghdad and these places is that they stole those houses. To any Sunni or any Shi'ite, the house is 95 percent of all the -- all the value he has in the world. And those son-of-a -- they came street after street and drove them out, and then they put in Shi'ites from other areas. And they have control of it, and I don't know how we're going to rip their fingers off to get control out so that you can go home. And every time somebody tries to go back by himself, they get popped. So the idea that they're going to have this moment of revelation, "Well, I'm going to play by American rules," is something -- I -- I hope it'll be true -- I hope it will be true -- but I doubt it. AMOS: Thank you both. Excellent presentation. (Applause.) Linda Robinson and Bing West. Buy their books. WEST: Yeah, none of you can leave if you don't buy a book. AMOS: (Laughs.) .STX (C) COPYRIGHT 2008, FEDERAL NEWS SERVICE, INC., 1000 VERMONT AVE. NW; 5TH FLOOR; WASHINGTON, DC - 20005, USA. ALL RIGHTS RESERVED. ANY REPRODUCTION, REDISTRIBUTION OR RETRANSMISSION IS EXPRESSLY PROHIBITED. UNAUTHORIZED REPRODUCTION, REDISTRIBUTION OR RETRANSMISSION CONSTITUTES A MISAPPROPRIATION UNDER APPLICABLE UNFAIR COMPETITION LAW, AND FEDERAL NEWS SERVICE, INC. RESERVES THE RIGHT TO PURSUE ALL REMEDIES AVAILABLE TO IT IN RESPECT TO SUCH MISAPPROPRIATION. FEDERAL NEWS SERVICE, INC. IS A PRIVATE FIRM AND IS NOT AFFILIATED WITH THE FEDERAL GOVERNMENT. NO COPYRIGHT IS CLAIMED AS TO ANY PART OF THE ORIGINAL WORK PREPARED BY A UNITED STATES GOVERNMENT OFFICER OR EMPLOYEE AS PART OF THAT PERSON'S OFFICIAL DUTIES. FOR INFORMATION ON SUBSCRIBING TO FNS, PLEASE CALL CARINA NYBERG AT 202-347-1400. THIS IS A RUSH TRANSCRIPT. ------------------------- DEBORAH AMOS: I'd like to welcome you today to the Council on Foreign Relations meeting. Please enjoy your coffee while we are talking. In about 25 minutes we will ask for questions from the audience. Just a couple of housekeeping announcements: Please turn off your cell phones, not even on vibrate. And this meeting today is on the record. These are two book authors, and so what they have to say is also contained in books, so we have put it back on the record. We have two very distinguished authors. Their books are outside. Bing West says you have to buy one. (Chuckles.) And I'll mention it again at the end of our talk, to remind you that books are on sale. On my left -- both are on my left -- on my far left is Linda Robinson, and she's the author of "Tell Me How This Ends: General David Petraeus and the Search for a Way Out of Iraq." Linda is now an author in residence at the Philip Merrill Center for Strategic Studies at John(s) Hopkins University. Her previous books focused on the U.S. military, and she's also a contributing editor for U.S. News & World Report. And Bing West -- his latest book, "The Strongest Tribe: War, Politics and the Endgame in Iraq" -- has had a long and distinguished military career. And I didn't think you could actually do this. He also has a long and distinguished career as a journalist. He was named as one of the top 10 journalists covering the war in Iraq by the L.A. Times. Our topic today is "Assessing the Surge." And there's not two better people in the world that I can think to talk about this. They've both written extensively about it. And in preparing for the meeting today, I did some surveying of opinions among people who care a lot about this topic, and one comment sticks in my mind, from a young officer, a specialist in counterinsurgency. And you'll recognize his -- the way he phrases this. He said his assessment was the surge was operational genius but not political success. And let's start with you, Linda. I wonder if you agree with that assessment. LINDA ROBINSON: Well, I would put it in the following way. I think that what the surge did was to provide a chance for an acceptable outcome, an acceptable endgame. I think that they, in the course of 2007-2008, General Petraeus and all the people associated with the effort, including some Iraqis and including Ambassador Ryan Crocker, managed to undo or mitigate many of the errors, of 2003-2006, that gave rise to what had become a civil war by the end of that year. But really what's left to be done and what I outlined, in the last chapter of the book, is what I would call the political endgame. I think the military part of the mission is largely done. We can talk about that in more detail. But I would say roughly that's how I see it. AMOS: All right. Bing, would you say that it was operational genius but political failure? FRANCIS "BING" WEST: I'll leave the politics to Linda. I wouldn't use the word genius. If you drop back and say, what was the surge and why was it a success, the critical variable was the turn of the Sunnis, who had been our enemy, into our ally. And that actually -- there were always two wars that were entirely separate in Iraq. There was the western front in Anbar province, where 40 percent of our casualties came. And then there was the Baghdad and the region around Baghdad, with 40 percent. The war was over in Anbar, in 2006, before the surge ever began, because the Sunnis had swapped sides and come over to our side. Then the surge began and the surge had three variables in it. The first was the decision by the NSC staff, going around the Pentagon, to as they put it change the dynamic, by persuading the president to put in more troops, which signaled that he was going to try to prevail. And the second was General Odierno and General Petraeus taking half of those troops and not putting them in Baghdad but using them in the ring around Baghdad. And the third was, I thought, the brilliance of Petraeus simply coming up with what he called his big idea which was, don't commute to work. Now why, in the Baghdad region, they had withdrawn, when they hadn't in Anbar, always remained unanswered. But once the American troops got back out there, and you had this attitude among the Sunnis that they now wanted to cooperate, it totally changed. And al Qaeda had no place to hide, and it became an unraveling of al Qaeda and, I would say, definitely a military success. But I agree with what Linda said; it's problematical, still, on the political side. AMOS: Let me just ask the two of you quickly -- today in the paper there's a headline that the November attacks fell to the lowest levels since 2003. How would you order the reasons for the lowering of violence? Look to the Sadr cease-fire, the awakening, the surge, and ethnic cleansing to the extent that Baghdad became a predominantly Shi'ite city as the Sunnis left. How would you order them? ROBINSON: I think it's very common in the debate here to separate these phenomena as unrelated, when in fact they're all related. And looking at it, and taking off from some of the things that Bing said, what the strategy of 2007, 2008 was, was to harness all of what -- they're called lines of operation -- to producing a political accommodation, and this outreach to the Sunni population was the critical thing that changed the tide of the war. The violence of 2006, though, set the stage for that. The Sunni population was then ready to come in from the cold, the Sunni insurgents and their support base within the population. So you had what amounted to eventually 90,000 individuals coming in and signing up for the Sons of Iraq. But there were also a series of other tactics that were employed simultaneously, not only the dispersion of the units into Baghdad neighborhoods where the violence was greatest, but a series of measures of securing the population, the walls around those neighborhoods and the markets, and biometric registry of the suspected insurgent population -- anyway, a whole constellation of things that combined to produce a counterinsurgency policy that was strategic in effect rather than simply tactical. What had been going on largely before then was the application of counterinsurgency principles in a tactical fashion episodically for certain tours of duty in certain areas, and it just wasn't coming together to produce the effect nationwide. I do agree with Bing; there was the flipping of the insurgency in Anbar before Petraeus got there. And this is again one of these other things that turns into a debate that I think is not a real debate, because there were things then done critically in 2007 that produced the consolidation of the success in Anbar. Most notably, there was the operation in Ramadi on the military side. But what I give most importance to were three steps that really institutionalized the coming in of these former Sunni insurgents. One was the giving of seats on the Anbar provincial council to some of the awakening members. These were non-voting seats, but it was a critical foothold for them in the political system. The second thing was Maliki's agreement to let large numbers of these former insurgents come into the police and the military in the -- and serve in the army in Anbar for at least their first tour of duty there. So they had a foothold in the security system of the new Iraq. And then finally, Barham Salih and some other individuals -- the embassy worked very hard on this -- pumped a lot of money through supplementals out to the provinces, including very heavily to Anbar. And those are the three ingredients that I think really are needed to apply nationally so that the Sunni population has a stake in the political system of Iraq, the security system and the economic system as well. The other fact -- phenomenon that was going on on the Shi'a side that is very poorly understood -- and I think, frankly, has been poorly covered in the press -- was the very delicate work going on that resulted in the splitting of the Maliki faction and the Sadr faction, which culminated in Karbala in August 2007, where Sadrist forces had attacked the guards at one of the two shrines in Karbala. And for Maliki, that was the last straw. There had been the assassination of two governors in southern provinces over the summer of '07, and there had been the capture of a Lebanese Hezbollah operative and intelligence that was given to Maliki to show what Iran was doing and what Crocker, Ambassador Crocker, calls the Lebanonization of Iraq. And that, I think, was really the key moment. Maliki decided that, whatever assurances the Iranian government had given about not arming -- and if they had been arming, they weren't going to continue arming -- he'd had it. And he personally went down to Karbala and led the counterattack, and then you had within two days Sadr declaring the cease-fire, which has held more or less. And that's not to say that Sadrist forces don't have a political base, and they're part of a nationalist Shi'a base, which is a good thing. We can talk more about the Shi'a political spectrum there. But as far as the armed politics, the challenge now -- and I think this was the first step toward channeling the intra-Shi'a competition into the political realm rather than into the -- in the military realm. AMOS: I know that -- I think you don't want to talk about the politics so much, and we'll come back to that. So let me just take one diversion. When I listen to Linda, those are very specific, and it sounds almost like a nation, Iraq. How much of that moves into Afghanistan? How much of the model that Linda just described can David Petraeus take with him? WEST: I've only been to Afghanistan twice -- I was 15 times to Iraq -- but I've talked to a lot of the people there and I'll be doing a lot more work there. But I think we have to be very careful and very humble about what we're doing. Look, David Petraeus is a good general, but the Sunnis had already decided to come over before he got there. If you look back, war is all about killing, and both sides have -- want to -- have to want to kill. Once the Sunni tribes decided they no longer wanted to kill us, that was about 65 percent, 70 percent of our casualties that just went away. (Lengthy audio break.) So the critical variable that caused everything in Iraq doesn't apply, and bringing over a general, no matter how brilliant, isn't going to change the dynamic on the ground. And so I think that we'd better prepare ourselves for kind of a long, hard slog, so to speak, in Afghanistan as long as we have that sanctuary. AMOS: Let me go back to the politics, because I think neither one of you really addressed the second part of the earlier question, which is: The surge is one thing. It was supposed to open a space for a political reconciliation. Nobody even uses the word "reconciliation" anymore, hoping that we get something less. But there certainly has not been an accommodation yet that the Sunnis are comfortable with or happy with or think it's their share of the pie. The SOFA agreement -- the Status of Forces Agreement -- comes into effect; the clock begins to tick. American influence in Iraq will be less and less and less. Is it possible for America to still have any way to influence a political settlement? ROBINSON: Yes. I think that there has been an incremental process here that is perhaps somewhat obscured to people who don't follow this very closely. The -- what Petraeus did is he stopped treating the Sunni population as the enemy. Okay? He made that policy a nationwide policy against the wishes of the Iraqi government. So what had begun in Anbar, he applied country-wide. At the same time, he was working, along with Crocker, behind closed doors. I mean, they went through a month-long process with the political deputies to the political parties and also a lot of head-banging with Maliki, but to hammer out some legislative compromises that have, in fact, been passed -- and the provincial powers law was one of them, a somewhat problematic de-Ba'athification law that probably still requires some amendment, and some other steps forward. But granted, this is just the beginning of the process. And Petraeus never used the word "reconciliation," but they did use the word "political accommodation." And the -- to me, the Iraqi hero of this particular chapter is Barham Salih, the deputy prime minister, because he was -- as many do know -- the Kurdish politician who has most clearly articulated the vision that is going to hold Iraq together. He calls it the "grand bargain," but it's putting together these different moderate and secular segments into a governing coalition. He's been out front, but Talabani has backed him in many respects in terms of putting the Kurdish parochial interests second. Now there's still a problem with Massoud Barzani, and there are a lot of parochial interests, and they're playing out right now. And that's going to be, I think, very -- part of the delicate work ahead, which is to walk back some of the maximalist designs on Kirkuk and reach a settlement there. But there's much more that I think has been done behind the scenes and that can, if we are willing to stay the course politically and diplomatically, along with the U.N,, help them work out some of these bargains, because, on the part of the Kurds, the farsighted Kurds understand that their future is, for better or worse, tied to the future of Arab Iraq. To go their own way invites certain war with Turkey. That's the bottom line. They understand that for now they have to reach an accommodation that is going to hold Iraq together. And therefore Barham and other people have been working very hard to fashion some of these compromises between the Arab Shi'a and Sunni, and reach out to elements within those two factions that will -- that they can forge compromises with. Many people just have this very monolithic view of the Iraqi political spectrum, and in fact each faction has numerous subsets. Many people don't know that the UIA, the Islamist coalition that won the December '05 elections, only had 128 seats out of 275 -- a plurality, not an outright majority. That coalition has since fractured and, I believe, will remain fractured. The Sadrists, the much-commented Sadrist bloc, has 30 seats. You have another partly, the Fadhila Party, that has 15. It's a small but important party because it has a very strong claim to the Sadrist mantle as well. So again, this is really going down into the microlevel of Iraqi politics, but it is what gives the possibility of forging new coalitions. The Fadhila Party left the coalition in -- the coalition government in March '07, precisely because they were tired of the sectarian politics and did not like the sectarian direction the government was going. And so they are a force for good. I firmly believe the Islamist parties are going to be part of any future coalition government. But I do not believe even the Shi'a population in its majority wants an Islamist sectarian or theocratic government. I think we've overplayed the sectarian aspect of Iraq. I can't tell you how many hundreds of Iraqis have told me, you all make too much of this. I have a Shi'a cousin. I have a Sunni neighbor; my, you know, intermarriage. This is very much the reality of Iraq. And I think that we need to remain open to their own evolution. And we've also, I think, underplayed the nationalism of Iraqis. They do not want to be the 51st state of Iran. And that is going to, I think, help pull together some of these coalition governments of the future. A key goal, I think, should be to ensure that the December '09 elections are carried out in the free and fairest manner and under the same electoral rules that have been adopted, for next month's provincial elections, i.e., open-list elections, so that you do not have the party bosses naming the political leaders. What you need are the independent and grassroots politicians to rise up and be representing those local areas. And the Shi'a party, in particular the ISCI party, has its own designs that are not conducive to stability in Iraq going forward. So we need to be very clear about who's who in the Shi'a spectrum. AMOS: You are fairly optimistic. There's debate about that. I read plenty that says it's not as good as that. However where it is has as much to do with American pressure, diplomatic pressure over these years. We are now in the endgame in Iraq. And there are two things, two parts to it; exit and strategy. Is the military ready? And do they, in getting ready to leave, have a different way of dealing with the politics of Iraq? That, you know, what Linda just described, has to do with General Petraeus and Ryan Crocker spending every waking hour beating these guys into submission. And still and still there is no accommodation. WEST: Look, the war is over. We're back to Middle East politics. And you have more or less interest, in Middle East politics or geopolitics, depending on how much leisure time you have. (Laughter.) Given our economy, we're out of time. So this whole issue is going to be page 15 of The New York Times for the next several years. It's no longer going to be page one. The amount of leverage has gone down tremendously because of the Status of Forces Agreement. People like the Marines just want out of there. There's no more fighting. They don't know what they're doing there. So we're using them, to a large extent, because we feel we owe the Sunnis, who were our enemy, a buffer against the government that we put in, the Shi'ite that is so oppressive toward them that when we get out of there, they're really going to grind them down. Maliki is Maliki. He's overconfident. His goals are not our goals. And how that sorts itself out, as Linda was indicating, depends upon six to seven different variables in a calculus that will go on and on and on as politics go on, but it's not a war. It's not a military problem. So I think you're going to see the Pentagon doing all they can to get us out of there on a steady glide path and leave the State Department to deal with the politics. Our military now is focused toward Afghanistan and western Pakistan and they're concerned about it, because it's a ticking time bomb. The issue is, when do we get a Bombay in New York City? I mean, if you look at it in those terms, it kind of sort of says where our military's going to be focused. A problem that they recognize more than anything else is our enemies -- al Qaeda and al Qaeda are sitting in western Pakistan, not in Iraq. Iraq is yesterday's newspaper for our military. AMOS: I'm going to open up to questions -- to all of you. I figure you finished with your coffee. Please identify yourself when you stand up. You were first? And the mike will come quickly. QUESTIONER: My name is Roland Paul. I'm a lawyer. However, a long time ago, I was at the Pentagon in ISA. But you made a -- maybe you can explain something. When they decided on the surge -- and you mentioned this, Mr. West, that the Pentagon wasn't in favor of the surge. It was General Jack Keane and a guy at the NSC. Why was the Pentagon taking that kind of position? In other words, they were reconciled to defeat, and that surprises me a lot. WEST: You know, I spent a lot of time with them, talking with them. And I like Casey, who's the -- who's the chairman of the Army. And Linda was tougher on him than I was in my book. And I can understand both sides of it. But Casey kept saying something, and I think -- I think it was shared by -- it was shared pretty widely, which is, he kept saying, "I don't want to see one American dying because an Iraqi soldier isn't dying." In other words, it -- there was a resentment that was building up there, and it was this notion that yes, things were really bad in Baghdad, but you couldn't get Maliki or the government to do much about them. And I think that this whole notion of going a different way was bumping into a lot of resentment, and the Pentagon was just really unwilling to say, "We're going to put more troops in there." That really came right out of the NSC. And then General Keane came from the outside, but the NSC really started it. And then later, gradually, the military came on board a little bit at a time. By mid-December, Casey was saying, "Okay, I'll take two more brigades." And then General Odierno was doing back-channels with General Petraeus and saying, "No, no. Give us all five, give us all five." So it was a gradual thing that was going on. But I detected more than anything else what was -- the reason there was reluctance was that they were just pissed off at what the Iraqis weren't doing. Excuse my language. (Laughter.) AMOS: Back there. QUESTIONER: Jeff Laurenti at The Century Foundation. Does the seeming improvement in security in Iraq also redound to the political benefit of the current Iraqi political class, the Baghdad political class? That is, do they look stronger politically in the eyes of Iraqis? Do they get kind of bonus points going into next year's provincial and parliamentary elections? We recall that a few years ago everybody was talking about the secular Iraqi strengths, and it turned out to be a piffle, you know, a couple percentage points for Allawi, Washington's favorite son. How do you see next year's two sets of elections rescrambling the Iraqi political omelet? ROBINSON: Well, I think Maliki, no doubt, comes out stronger. And Dawa, that party is currently attempting to enlarge itself by recruiting some of the Sadr nationalist base to grow their grassroots in the turnout, in their showing in the elections. But I think we're obviously -- with all these parties, we're looking at coalitions of politics as the wave of the future. And the grand bargain that -- (name inaudible) -- would like to cut is to peel off elements of the main parties, including the ISCI party, the Adil Abdul-Mahdi faction. But he's not the major portion of ISCI. And a major portion of that has a very set agenda. They're the closest party to Iran. And they have still the vision of having a large super-region, in the south, that in my view will really increase the centrifugal forces, in that country, and would probably be the worst thing that could happen to Iraq. The much-promised constitutional revisions never occurred. And I think that has still got to be looked at. And that will be something that, I think, while Iraq is going to move off the front pages, and that's actually a good thing, actually the endgames of wars are often better done diplomatically, with low profile and not a lot of heat and more light. So I think that's a good thing. But what they have to do is really hash out the nature of the Iraqi state that's going to balance the federal, the central and regional powers. And I think that there's been a lot of dialogue. But I think that the U.N., a good U.S. diplomat not just in the embassy, but I think there needs to be an envoy that will be devoted to Iraq, to try to broker this deal. I think that the Iraqis -- if we just leave Iraq alone, there will be very likely a consolidation of the Islamist-Shi'a control. And they do -- there are definitely people there, people around Maliki, who are all about the winner take all. You know, Iraq is a very rich prize. It's a very important country. And they do not want to let go of it. And I believe that the danger with that scenario is, it's not stable internally, because you have these very substantial minorities, the Sunnis and the Kurd. And they will, they will resist that. And I believe the war could very easily start up again. It also makes for regional instability, because the Arab-Sunni states around Iraq will not embrace that new Iraq. And there will be continued hostility from Jordan and the gulf states. And instead, if you are willing to put your shoulder to the wheel diplomatically, and I'm not suggesting, at all, this is going to be easy. But if you can get Iraq stabilized through some additional political accommodations within Iraq's power-sharing agreement -- that's really what we're talking about -- you would then get more Arab-Sunni state support for Iraq, and then this natural balance starting, the geopolitical balance of power that is necessary to stabilize the region. And I'm not talking about a hostile coalition against Iran. You know, it's just Iran is there and it's going to have its role in the region. But I think this has to be part of the vision for the broader Middle East. And I say this knowing the council has just put out a Middle East report yesterday, which I was on a plane and didn't get to get a copy of, so I'll read that with interest. But I do think -- and I know there are other things going on -- Afghanistan. There is going to be a military focus there, although if I may put my two cents in quickly, if we put a lot of boots on the ground there and misinterpret the lessons of Iraq as simply pumping in troops there, we're going to go badly wrong. And I think there are very important lessons to learn from Iraq for Afghanistan. I would suggest that we need to be very cautious about what our objectives are in Afghanistan, because that is a -- for anyone who's been there, it's an extraordinary place, but it's in the 17th century, it has warlord politics, an opium economy. And if we think the American people are ready for a massive endeavor over there, we got another think coming. We need to be clear about our objectives, and I think we need to focus on the FATA in Pakistan and be modest about Afghanistan. QUESTIONER: Thank you. I'm Malcolm Wiener and I'm unemployed. Thank you both for -- (laughter) -- thank you both for really splendid, fine-grained presentations. I'd like to ask quickly -- first, Dr. Robinson mentioned Kirkuk, and I wonder how you visualize the accommodation, the possibility of accommodation there. And secondly, you've just spoken about the tensions within Maliki's coalition and the fact that there are still some Shi'a around him who want to take it all. But his thinking also seems to have evolved. Initially he was furious with Ambassador Crocker's predecessor for reaching out towards the Sunnis, and then seemed to have tried a preemptive strike by arresting some of the leading Awakening sheikhs at one point. Has he come around, or is he still rather torn between two approaches? ROBINSON: Maliki is evolving. And I appreciate that comment because I did say people around Maliki. And I think it's quite possible Maliki could be the next prime minister. We don't know. I'm not going to make any predictions. But there are three individuals who are extremely sectarian and they have -- and they're often quoted in the press without any mention of what their actual role and inclinations are. But the evolution Maliki's undergone is he's understood -- and this was really an eye-opening for him when he saw what Iran was doing, and he is a nationalist first and foremost, which is another thing in favor of his continued leadership. The Kirkuk problem is -- and I think that -- Staffan de Mistura, the U.N. envoy, has taken this on. And I think it's -- there are some potential formulas that are in development. But Massoud Barzani has got to be put back in the box and their expansionism has to be reigned in. And that's just absolutely critical. It is -- I think it's really going to upset the apple cart if Kirkuk is just simply annexed to Kurdistan and you're going to have a conflict there. What's the job of diplomacy? Find creative solutions. And that's why, again, I just make my plea -- everywhere I'm going to talk -- is, you know, we have no doubt the combat mission in Iraq is over. I mean, I wouldn't go so far as to say the war is over, but I think our job now there is to influence, through a residual force -- influence and gain awareness of all these complicated politics and do a major diplomatic mission to try to reach the political end-game. QUESTIONER: Thank you. It's my impression from reading -- AMOS: Identify yourself, please. QUESTIONER: Oh, sorry. Sam Speedie (ph). In reading media coverage, it's still my understanding that electricity provision is sporadic at best, that schools, hospitals, and roads are unbuilt. Leaving aside whether the United States is currently capitalized to take on that element of reconstruction, where does that stand in the recently negotiated security framework, as a kind of a fundamental promise to Iraqis? WEST: You mean in terms -- you mean in terms of reconstruction? QUESTIONER: Yeah. In terms of the -- WEST: We're out of that business. QUESTIONER: We're out of that business. WEST: We pumped $20 billion in and in went down a sinkhole. And you know, what Linda was saying about, you know, be careful and modest in what you're doing with your objectives, I couldn't agree more. I mean, why should a country awash with its own petro-dollars that we know is saying behind the scenes, "Let the Americans spend their money," why should we be doing that for them? So they can't get electricity. Leave it up to them to fix it. And when we look at Afghanistan, if we're going to be modest about our objectives, we better be gosh-darn careful. I mean, 17th century -- maybe the 9th century, they're hurtling into. But this idea that the American military is going to go in and go nation building and economic reconstructing, et cetera, I think is a bridge too far. I think we've gone too far with some of our objectives. I don't know what we got for the $20 billion that we've put in. QUESTIONER: Yeah. Just to follow up, I couldn't agree with you more, but what are the long-term strategic -- what's the long-term strategic downside for the United States, given that -- WEST: Well, if they don't have enough electricity, pfft, nothing. Because they'd figure it out for themselves. ROBINSON: If I might just add, there is a major contract, actually, $8 billion contract, I believe. The major -- Siemens and other companies are going in there. Iraq's a rich country, and there'll be a private-sector solution to it. But there actually was great progress made increasing the power available during the '07-'08 period. And of course, as the violence went down -- and I'm sorry I can't quote for you the megawattage that they're up to now, but it is back up to prewar levels, as is the oil output. Now, that's not to say that's a great outcome for that amount of money and that amount of time, but -- and this is one of the things about Petraeus's leadership, and I do think that it's important to note -- here was a man who was willing to wade into the politics. He was willing to do a lot of things that other generals would not be willing to do. And I think that is important to note, that this particular type of general -- it's not that he doesn't have his personal flaws; he's a very politically ambitious man -- but his willingness to take things on and his tenacity. And this power problem was one thing. There was a Tower 57 that was supplying power into Baghdad and it was constantly being attacked by the Sadrist militia, JAM, and he would not let that problem go. And he called the minister of electricity and said, you know, "Your job -- I'm going to be going after your job if you don't get onto this." And he had back channels to the Sadrist militias and said, "If you guys don't start attacking -- stop attacking this and let these repair crews get in there, I'm going to send the Iraqi special operations forces after you." I mean, he just kept on it. Every day in the BUA, he would ask at morning briefing, "What's up with this? What's going on? Who did what last night?" And that kind of follow-up eventually produced results there. So I think, you know, even while it's not great, Baghdad -- when I was there in September, I was astonished at how much better it was even since my previous trip early in the year before I had to wrap up the manuscript in June. So I think that we just always need to be -- it's easy to reach facile conclusions about Iraq. But it's a lot more complicated picture than people realize. (Cross talk.) WEST: I keep harkening back to Anbar. Anbar had nothing, I mean, nothing. The Baghdad government wouldn't give them the back of their hands. And yet it was out of Anbar that the Sunni tribes first said, we're swinging over, not out of Baghdad, where we were trying to build up the electricity. So I am not persuaded of the emerging doctrine that you proffer economic good to people, for nothing, and that you win their hearts and minds. And then you give them good governance. I'm not persuaded that we can get all that, that way. Nor am I persuaded that we have to, in order to have an effective military. (Cross talk.) QUESTIONER: What do you see as Iran's endgame? I mean, they can watch the clock also and see us prepare to leave. To what extent could they sabotage this very fragile political progress that we've seen, sabotage the endgame? ROBINSON: Well, the SOFA of course represented a setback for Iran, which did not want that accord to occur. And there were even threats made, of fatwas being issued, against Iraqi leaders who would vote for that accord. But they're the neighbors. They're going to be there. And there are obviously, as everyone knows, historic, cultural, religious, economic ties. And they're going to continue to have influence. It's just a question of whether this scenario, of the Lebanonization of Iraq, will occur. And I think that a key determinant is the willingness of the U.S. to remain engaged politically and diplomatically. And that's why, for example, Mowaffak Rubaie, the national security advisor, e-mailed to me, when I was writing an op-ed for The New York Times a couple weeks ago. And he said, when I asked him, does the SOFA accord mean you don't want any U.S. security assistance after December 31st, 2011? And I recalled, to him, the fact that they had signed an accord, a declaration of principles, in November 2007, which was envisioning an ongoing security relationship. And he e-mailed back saying, it's too early to tell. We will cross that bridge when we come to it. You know, be careful about Iraqi political discourse. It's one thing in public and then there's another thing. And the reality is they know they need us for now in practical terms, in terms of the combat enablers, but more critically, no matter what progress they make in the next three years, they want the U.S. as a political counterweight to Iran. And I can't emphasize this strongly enough. If we decide to abdicate, we are then inviting the consolidation of an Iran-Iraq axis that's going to keep that region unstable. WEST: Iran was killing American soldiers in Baghdad in mid-2006. And all the Americans were angry -- I mean, really angry, including the generals. And then we let loose the Special Operations Forces. Now, there's one thing you don't do with Americans. You don't get us into a war for five years and not think that there isn't a great learning curve, because there is. And throughout the Middle East, everyone is scared to death of our Special Operations Forces. And we tracked them down and got some of them. So what Iran then did was it pulled back inside its own borders and said, "Okay, going across that border was really dumb. I'm going to try to train Iraqis over here to go back with weapons to kill those Americans." That didn't work either, because once Sadr's organization was split, the amount of intelligence that we began to gather on these people was such that we knew who they were. So now Iran has a couple of camps where they have people from Hezbollah training these punks, but they're afraid to go back over the border. They keep saying, "Well, we're not quite trained yet," because they know when they come back over the border, they are targets. But we've done a very good job of getting the higher levels. The other thing that's happening with Iran is its own economy. And I think we've done something somehow with the banking system that has really gotten their attention, because they haven't been as bellicose toward us in late 2007 and 2008 as they were earlier. AMOS: Sir. QUESTIONER: John Temple Swing, Foreign Policy Association. It's primarily a question for Bing. I'd like to go back and think about the surge. We all know that the Awakening preceded the surge. What would have happened to the Awakening if the surge had never happened? How -- in other words, how essential was the surge for the Awakening to really take root and have the effect that it has done? It's always been a question in my mind, and I suspect it's still lurking in the minds of others, as well. WEST: You know, that's an interesting question, because Casey was aware of the surge, and so was Odierno. Not to take anything away from Dave Petraeus, but Odierno was there in December; Dave didn't get there until February. Odierno and Casey went out to Ramadi in mid-December and said, "Holy smokes." And they said (the war's over ?) out here. You could just walk down the street, take off your helmet, take off your flak jacket, the war is over. And Odierno and Casey both came back and said, "Well, we'll take two more brigades." That wasn't the surge. And they were already thinking in terms of how they would entice the Sunnis to keep coming forward. But they weren't in a league with what Dave Petraeus did; I agree with Linda. What Dave did was he took it to an entirely different step when he got there. He was sworn in on the 4th of February -- 4th or 5th. And on the 7th or 8th, he popped out to Ramadi, he took one look at what was happening, he turned around and said, "We're going to do this all over Iraq." And the Marines, of course, had Anbar, and the Marines are as poor as church mice and always squeeze the buffaloes off nickels. And, you know, their budget is teeny-tiny. And it was General Petraeus who said, "And we're going to pay them." Paid them $300 a month. And that started -- that just -- that rippled all the way across Iraq. And the other thing that happened was -- and I put this to West Pointers -- that gradually they got back to their construction engineering roots and they realized, when we started putting up those large concrete barriers in order to stop the blast of the car bombs, that this was the first insurgency that was vehicular mounted. Every insurgency has a style. Every guy who fights -- if you go into a ring against anybody, you're always looking to see what his style is when you take him on. The same is true when you get into a war. And they were so different, for insurance, from the Viet Cong. The Viet Cong would walk 20 kilometers to get into a fight with you. There's nobody in Iraq who'll walk 20 kilometers to get into a fight with you. They drive. They even drive to the battlefield in taxicabs. I'm serious. (Laughter.) And they have breakfast before they come, they fight you and then they go home about 5:00 at night. It happens to be their style. I mean, they just have a different style of fighting. Once the barricades went up, all of a sudden the vehicular ability of the death squads and of al Qaeda to move -- and they move in their small, little packs of cars -- they could no longer get into these individual areas. So if you go to places that Linda wrote about and I wrote about, like Amiriyah, et cetera, you would see that the whole place was surrounded. So it would be like taking every single, small, little district where you have a police precinct here in New York City, 67 of them -- and there were actually just about that many in Baghdad -- but you surround every one of them with concrete walls; that cut commerce and caused a lot of complaints from the poor people who had to carry their food on their back, et cetera. Every car was searched. But it absolutely put a huge damper on the ability of either the death squads or al Qaeda to move from one area to another. And so you put all that together, and I agree -- what Linda said earlier -- you can't just take one variable. There was a whole set of variables that built on each other. And once their ability to move anywhere was restricted, they could be plucked. And so they -- for instance, in Fallujah, the first time they did one area, they captured four people inside. They did the next area about two weeks later -- and each of these areas is about 400 meters by 400 meters -- they caught two more. The next 17 areas they did, they caught zero, because there was a learning curve on the other side. They said, "The hell with this, we're getting out of Dodge." So that's basically how it evolved. Would it have evolved the same if we only had two more brigades instead of five brigades and we had Dave Petraeus -- you know, coulda, shoulda, woulda? Hard to say. But Petraeus really put it all together. ROBINSON: If I could just make a quick footnote, because I think that the numbers of troops ultimately did matter, but it was more how they were used. If you didn't have more troops, though, you couldn't have dispersed that many out into Baghdad. And those troops were the ones that did the outreach to the Sunni insurgency and the support base there over the course of the summer of 2007 through the end of the year. WEST: See, and if I (pull ?) that together with Afghanistan -- just to tell you what bothers me a little bit, okay, people are saying, "We're going to do that in Afghanistan." (Sighs.) The problem is, Afghanistan is bigger and more wide-spread-out. So what you're saying is you're going to be putting -- are you saying you're going to be putting individual American platoons out there in these bases and then expecting them to patrol from those bases? I do believe, as a society, as a nation and as a military we've become much more risk-averse, much more. And we have rules like you wear 80 pounds of gear all the time. Whether there's a threat or not, you wear it. And you have a hard time humping anywhere up a hill with that much gear on. And you do not go out on night patrols unless you've gone all the way up to the colonel or a general to get permission. Look, you're becoming very risk-averse. Are we going to flip over again in Afghanistan and take higher risks? I don't know. I'm from Missouri; I'd have to see it before I believed it. AMOS: Suzanne? QUESTIONER: Suzanne Nossel from Human Rights Watch. Going back to the question of the learning curve, I'm curious -- kind of having looked so closely at what ultimately worked in Iraq, how you go back and evaluate the immediate post-invasion period, and whether you agree with kind of -- I think what's become the conventional wisdom about what the critical mistakes were that were made at that time, you know, one of which was dismantling the army -- and there were others -- or whether you see that differently in terms of what those errors were; and to what extent you think there were mistakes that were avoidable or -- versus just a matter of confronting entirely new and unanticipable conditions, and having to go up that learning curve in more or less the way that we did. ROBINSON: My catalog is very simple. I mean, aside from the decision to go in, which my book doesn't get into -- but for the record, obviously I think it was a huge mistake. But we're there, and now the point is, what do we do? Once there, though, I think we ensured that a Sunni insurgency would occur through decrees 1 and 2, abolishing the security forces and the Ba'athist Party, throwing out of work hundreds of thousands of people. And then we compounded that by allowing the January '05 elections to go forward, once we knew the Sunnis were going to boycott, and then we used that elected body to write a constitution that did not take into account Sunni interests. And we enshrined an Islamist Shi'a collection of parties and people in power. The stage was then set for civil war. We, I think, treated the Sunni population like the enemy in our approach. Our counterinsurgency approach was entirely self-defeating, the way we conducted that war. And I think the -- my little bumper sticker is the application of COIN principle -- counterinsurgency principles was carried out tactically and episodically and sporadically, and there was no real strategic counterinsurgency vision until Petraeus got in there. And it was not made in Washington. I'm sorry. Jack Keane gets credit for pushing through, against the Army bureaucracy, that -- for more troops, arguing that a failed war is just as dangerous as a broken army for U.S. interests and the U.S. military. But the policy was made in Iraq. The Joint Strategic Assessment Team that then -- their report was used to make the Joint Campaign Plan, and this thing was constructed in Baghdad. So I am very passionate on that point, as you can tell. (Laughs.) WEST: Well, I agree with Linda. In my book, I try to start in 2003, when I first started going there, and keep going back to the same cities, the same units over time. In my judgment, the most critical mistake we made was disbanding the army. But notice, we keep using the word we. In both Iraq and Afghanistan, I said this time and time again, to our four-stars, and it just wasn't getting through. I said, look, I don't, I don't get this. We're here fighting and dying for them, because they're incompetent. You know, they're just totally screwed up. They're not a sovereign nation because they cannot protect their own sovereignty. We have to do it for them. So why don't we have a joint board that sits, to determine which officers are capable of being promoted and which should be fired? Because we know we're dealing with a bunch of bums, in many cases, and yet we tolerate it. And to this day, I just don't understand it, because we spend half our time, in Afghanistan or Iraq, dealing with people who are incompetent that we know are incompetent that we can't change. And we're dying for them. So I think that was an essential mistake, we made, that in both cases, I think, very early on we could have agreed, as long as we have to have the preponderance of military power, we should have the ability in a joint board to say which guys should be out of there and which guys should be in command, in order to change things. The other thing we have to keep in mind though, good as Dave Petraeus was, et cetera, that the Sunnis had already changed before they ever got there. So we were doing something right. I try to point out that it wasn't just the counterinsurgency beginning. Some people say BC and AD meaning, before counterinsurgency being 2006, then AD, after Dave, after Dave Petraeus beginning counterinsurgency. No. There was also counterinsurgency going on before because that's what persuaded the Sunnis to come over. But of all the mistakes, I think, if we're going to be in that kind of a fight, we shouldn't allow people that we know are corrupt and we shouldn't allow people that we know are bad leaders to continue to be the corrupt, bad leaders. (Cross talk, laughter.) QUESTIONER: I'm Brooks Entwistle from Goldman Sachs India. I wanted to come back to the topic of Pakistan. WEST: Excuse me. Goldman Sachs has gone to India. (Laughter.) QUESTIONER: We're in India. And actually Richard was there last week as well. We were there for the -- WEST: Better not tell my son. He thinks he's still working down here. (Laughter.) QUESTIONER: We all saw in Mumbai, over the course of the last couple days, saw a whole new form of terrorism, as it relates to urban warfare, 10 people holding a city of 20 million hostage essentially for 60 hours. And I'm questioning. You both have brought up Afghanistan. I appreciate there are no true lessons -- you can kind of put a blanket over the Afghanistan situation -- of what will happen there. But I'm curious what David Petraeus has learned that might be important or effective, in dealing with the Pakistan situation, might be applied there once he gets in and really takes control of Afghanistan. WEST: Whoa, whoa, whoa, whoa. Break, break, break. Okay, I'll address the question, but we should understand that hagiography only goes so far. General Petraeus has a tenuous relationship to what we're doing, in certain ways. All the forces in Afghanistan are under a four-star by the name of McKiernan who reports to Belgium. He reports to General Craddock because NATO was supposed to be in charge in Afghanistan. The way that General Petraeus tries to insert himself a little bit is by having some say about how we train the people who are going to be the trainers in Afghanistan, but even they, now, we've put under McKiernan. So General Petraeus really now, in his -- in his new hat as the theater commander for Central Command, is really back off the battlefield. And then if you really look at the situation in Afghanistan -- Pakistan, too -- we have two different commands. We have our Special Operations Command that has authority to go -- and uses it -- to go anywhere they want at any time in Iraq or Afghanistan -- and, it's been reported in the newspapers, other places -- outside of theater commander. Now this, ticks some people off, because you'll be out with what they call the real estate owner -- you'd be out with the brigade commander and say, "Those gosh-darn SOF guys were in here again last night. They just came in, gave me their plan. Now they're out there doing something." But they had all the authority, because they were the supported command wherever they go in both Afghanistan or anything that might be happening in Pakistan. They, too, are separate from General Petraeus. They report only to -- the Special Operations Command reports to the Pentagon. So all in all, it's not exactly clear in these things. It gets to be -- I just asked a person day before yesterday, preparing for this, a general down in Washington -- I said, "How do I summarize this?" He said, well -- he said, you know, things -- you understand, he said, "We all talk to each other." Okay. So it's -- they all get along together. They get along well together. But it isn't like you can just take General Petraeus and say he's in charge, because that's not how -- not the deal. In terms of the face of the terrorism you're looking at, I mean, what has many of our military worried -- if that happened here in New York City, I think the cops here would shoot them down in about two hours, because I think they're that much better trained. But if you think that kind of an issue could strike in the United States again sometime in the next eight years, then I would argue all bets are off about saying that west Pakistan is a sanctuary. AMOS: All the way in the back. QUESTIONER: I'm Stan Heginbotham. I think Linda Robinson rightly focuses on the issue of whether, as we withdraw, the accommodationists or those who I think have a -- more communitarian-oriented politicians will dominate the scene. One of the people and forces you didn't talk about was al-Hakim, who is also traditionally associated with Iran and with a much more regional federalist kind of solution. Could you maybe say a word about him and whether we can learn something from the forthcoming provincial elections that you referred to, next month? ROBINSON: Yes, certainly, and I apologize if I used the acronym ISCI. What -- that is for the Supreme Council of the Islamic Revolution, which is their -- actually, they've removed "Revolution" from their name now. That is the party of Abdul Aziz al-Hakim. And they still do -- they're the party closest to Iran, and they are very much still wanting this superregion in the south of Iraq to be formed. And they represent, I think, the most organized faction that is pushing the -- both the regionalism or federal -- extreme federal version of the new order of Iraq, and would like to have as theocratic a government as possible. They recognize Abdul Aziz al-Hakim, I -- pushed him and some other people have pushed him, and he says: Well, we -- recognizing that Iraq is a mosaic of different ethnic and religious groups, but they still would very much like that, and I think that would be what they would try to impose down in the south. My view, though, is -- and this is where the elections are critical -- we will see if their number of governorships is reduced in the provincial elections, if they retain the number of provincial governors that they have. I doubt that they will, but they are quite organized. And they represent the educated and the elite of the Shi'a population. But I think that it's a toss-up. I won't -- I'm not really, I think, willing to go out and say what the numbers are going to look like. There are factions within the party, but Abdul Aziz al-Hakim and his son are clearly the strongest ones. AMOS: We are at the last question stage, because I want to leave a moment to plug their books. So anybody else have a question? We'll put a few of them to them, and they can choose which ones to answer. You and you. Let's just do a couple of questions, and then you can wrap up, the two of you. QUESTIONER: Anita Wien. Do you consider Iraq stable enough for the Iraqis living outside the country to return from Syria and Jordan? QUESTIONER: Hi. Bernie Gwertzman. I just was curious whether you'd like to speculate a bit about whether there'll be any changes, with a new president coming in, on how the Iraq war -- no longer a war, but how the Iraq situation evolves. AMOS: Okay. You have about two minutes to wrap that up. (Chuckles.) ROBINSON: Good. Well, I'll go first. I think I can actually answer both of these questions with my view of the way ahead that the Obama administration needs to adopt -- is to finally impose some conditions, some quid pro quos in return for our support and the massive contribution we have made over there to Iraq getting a second chance. And those conditions include incorporation of the Sunni insurgents who come in from the cold. And they have not done it. They've done about 10 percent of what they agreed, and I think they need to give all of them jobs in the security services and in the economy. But the security piece is important, because a lot of those people -- the neighborhoods want to be secured; they want their local security by these folks. Secondly, they need to put money into providing services and infrastructure in areas that have been deliberately starved of services. And the Iraq government has money to do it. It's a question of political will. Third, they need to go all out in trying to resettle people, if not in their own homes, in homes and areas they want to live in. And the violence has just gone down dramatically. And of course, Deb's an authority on this, as well. And we, I think, just have to be -- the sooner you do it, the better, I think, once these things harden. The problem, though, is a lot of people moved into much nicer houses, so there's a lot of conflict down at that level. And finally, we do really need to require open-list elections in December '09, because that's going to set the table for, I think, any political negotiations successfully writing the endgame for this war. AMOS: Bing? WEST: I agree entirely with everything Linda said. And the critical variable that she said was, find the leverage to do this. And so far, we haven't been able to find the leverage. And God bless President Obama if he can find that leverage. ROBINSON: (Inaudible) -- but I believe we have it. WEST: Okay. Well, I hope so, because that would be terrific if all that happens. But what just tears at me when I go through Baghdad and these places is that they stole those houses. To any Sunni or any Shi'ite, the house is 95 percent of all the -- all the value he has in the world. And those son-of-a -- they came street after street and drove them out, and then they put in Shi'ites from other areas. And they have control of it, and I don't know how we're going to rip their fingers off to get control out so that you can go home. And every time somebody tries to go back by himself, they get popped. So the idea that they're going to have this moment of revelation, "Well, I'm going to play by American rules," is something -- I -- I hope it'll be true -- I hope it will be true -- but I doubt it. AMOS: Thank you both. Excellent presentation. (Applause.) Linda Robinson and Bing West. Buy their books. WEST: Yeah, none of you can leave if you don't buy a book. AMOS: (Laughs.) .STX (C) COPYRIGHT 2008, FEDERAL NEWS SERVICE, INC., 1000 VERMONT AVE. NW; 5TH FLOOR; WASHINGTON, DC - 20005, USA. ALL RIGHTS RESERVED. ANY REPRODUCTION, REDISTRIBUTION OR RETRANSMISSION IS EXPRESSLY PROHIBITED. UNAUTHORIZED REPRODUCTION, REDISTRIBUTION OR RETRANSMISSION CONSTITUTES A MISAPPROPRIATION UNDER APPLICABLE UNFAIR COMPETITION LAW, AND FEDERAL NEWS SERVICE, INC. RESERVES THE RIGHT TO PURSUE ALL REMEDIES AVAILABLE TO IT IN RESPECT TO SUCH MISAPPROPRIATION. FEDERAL NEWS SERVICE, INC. IS A PRIVATE FIRM AND IS NOT AFFILIATED WITH THE FEDERAL GOVERNMENT. NO COPYRIGHT IS CLAIMED AS TO ANY PART OF THE ORIGINAL WORK PREPARED BY A UNITED STATES GOVERNMENT OFFICER OR EMPLOYEE AS PART OF THAT PERSON'S OFFICIAL DUTIES. FOR INFORMATION ON SUBSCRIBING TO FNS, PLEASE CALL CARINA NYBERG AT 202-347-1400. THIS IS A RUSH TRANSCRIPT. -------------------------
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    JEFFREY R. SHAFER:  If I may have your attention, please, as you're finishing up your lunch.  I'm Jeff Shafer from Citi, and it's my privilege today to preside over this council meeting where our guest is minister of Finance of the Republic of Iraq, Baqir Jabr al-Zubeidi. And before I begin and introduce the minister, I would like to inform you that today's meeting is part of the C. Peter McCullough series on international economics.  And that the next meeting in the series is going to be on October 15th, 2008 where our guests will be Martin Wolf of the Financial Times, who I think is probably the most thoughtful person you could hear think about these troubled times we live in.  It should be a very good event. Also, I'd like to ask you to turn off -- not just put on vibrate but turn off -- cell phones, BlackBerrys, other wireless devices to avoid interference with the sound system as well as annoying your fellow audience members. Also, this meeting will be on the record.  Some meetings at the council are, and some aren't, but this meeting is on the record. With that, I would like to introduce Minister Jabr by reflecting on the fact that given the importance that progress and constructing a strong society in Iraq has for we in America today.  And my conviction -- and I think a lot of our conviction -- is that the way you do that is get an economy that works and an environment in which people can seek opportunities by having jobs and making a living. The minister is in a position that, I think, is important to us.  It comes just behind Secretary Paulson, to whom we look to create the conditions so that we have jobs here.  So then our hopes are for the minister's success in managing an economy that is still in the process of being pieced back together again. Minister Jabr has held his current portfolio for two and a half years.  Before that, he served as Interior minister in the previous government.  He graduated as a civil engineer and started a career in business.  But in 1982, he went into exile and became active in the opposition to Saddam Hussein and then returned after 2003. The minister today is accompanied by Tasser el-Kulak (ph), who is the chief of staff in the minister's office but who was placed there by the U.S. Treasury.  So he will be interpreting for the minister and join him up here. Without any further adieu, let me turn the platform over to you, Minister Jabr.  (Applause.) MINISTER BAQIR JABR AL-ZUBEIDI:  In the beginning, let me express my thanks to the Council on Foreign Relations for making this effort and inviting all these friends to meet with me. I give my thanks also to Mr. Shafer for introducing me.  And I wish you well. I believe that advancement in Iraq depends on three actions.  First is the improvement of the security situation, improvement in the political process, improvement in the security situation and a sound economic system. Since I was minister of Construction in Iraq, I strongly believe that the advancement of the security system depends on economic improvement, not on kinetic operation only. And speaking on sound and robust economic system is also important, talking about sound and robust banking system.  Also providing job opportunities, fighting unemployment, also providing services to the citizens and improving the living conditions. On the front of providing services to the citizens, we have worked intensely with the other ministries and with the coalition forces on making the budget execution the focal our attention.  In 2006, the size of the investment budget was only $6 billion, where in 2008 the investment budget reached 20 billion U.S. dollars. The biggest challenge that we faced was the capability or the capacity of the provinces in terms of executing its own investment budget.  And we are still suffering of this issue.  However, we could talk about a little advancement in terms of budget execution.  In 2006, the percentage of budget execution was between 28 to 36.  In 2007, we witnesses improvement in terms of the performance of ministries.  We reached a level of 73 percent of budget execution in 2007.  And we expect the level of budget execution in 2008 to reach in the 80 percent. I need to emphasize on one point here.  When I say "budget execution percentage" I mean the level of commitment by the spending units, not the actual spending on the part of the spending unit. On the other front, there is delay in terms of providing services to the citizens.  And this is definitely an influential factor on the security situation.  The reasons behind the delay in budget executions are many, and I can tackle these reasons during the discussion with you. We have inherited a near-completed destroyed infrastructure from the previous regime.  To give you an idea about how bad the infrastructure was, from the '70s to the time of the fall of the regime, the percentage of the budget execution or the size of the project (and ?) the sewage, only in that area, and the sewage reach only 6 percent. When I talk about building the infrastructure, I refer to a study done by the Ministry of Housing and Construction, which says that to rebuild the Iraqi infrastructure system, we need roughly 400 billion U.S. dollars.  The size of destruction is humongous. Now we could refer to talking about the (debt ?) on Iraq.  We have also inherited from the previous regime a sizable debt, reached 140 billion U.S. dollars.  We have conducted intensive steps and procedures.  We have signed an agreement with the IMF.  Iraq committed to perform certain measures so we could finalize our deal with the Paris Club.  The journey of dealing with debt has begun, and I can tell you that most of the debt was settled according to Paris Club terms with the exception of the debt we owe to the Gulf region and some other small debt. I think one of the main problem in Iraq today is that we fail to invite the private sector at the right time.  We failed to invite the private sector to come into Iraq and invest in Iraq -- the foreign private sector. I could speak on two school of thoughts since the fall of the regime.  One believes that the private sector is capable of rebuilding Iraq on all sectors.  The other school of thought believes, like the previous school of thought, that the social system, the centralized system is the solution for what Iraq is facing.  I am from the school that believes the private sector, the foreign investment is capable of resolving all of the economic issues that are facing Iraq. In terms of improvement, many sectors were delayed, specifically the oil sector, the electricity sector and the construction sector were delayed in terms of (improvements ?).  For example, when I talk about the construction sector, I talk about the need for housing.  I talk about the need to build 2.5 million housing units today.  And maybe within five years, that number would reach 5 million units. The Ministry of Housing and Construction is building housing units.  And since I was the minister of Housing and Construction, until today the ministry only builds a few thousand housing units only. In terms of electricity, Iraq needs about 15,000 megawatts.  What we have today is only 5,000 megawatts.  Our own minister who assumed the responsibility of minister of Electricity has depended only on the public sector to solve the issue of the shortage of electricity.  They have not relied on the private sector to solve this problem. Also, in terms of oil, as you know, Iraq is considered one of the largest holder of oil reserves in the world.  Also, the Ministry of Oil has not sought the help of the foreign companies to solve the issue in the oil sector.  As a minister of Finance, I can tell you that I'm afraid that the Iraq capability to produce oil will decline if we don't go and seek the help of the international oil companies. In terms of investment, the government was successful in passing the investment law in 2006.  This law is considered good in relation to the investment law in the neighboring countries.  And I don't claim that this law is the best and the ultimate, but it's a good step forward to invite the foreign investors into Iraq. We at the Ministry of Finance have reached an agreement with the World Bank. And we signed the (mega ?) agreement that protects the foreign investors from any political turmoil or instability. Before I conclude and I go to the question-and-answer session, I have to say one thing, that the delays in budget execution and the delays that contributed to the delay of the entry to the country by foreign investment are many.  The first element that delays providing the services to the citizens is the security factor. And -- (inaudible) -- security factor prevent foreign companies from entering Iraq. However, I believe if the foreign investors have found alternative ways, he can enter Iraq through joint-venture agreements with the local Iraqi businessmen or the pan-Arab businessmen in the region or other means that we can discuss during the discussion. The second factor that contributes to the delay of the foreign investor entry to Iraq is the set of laws that we inherited from the previous regime that are complex and ambiguous.  But I can tell you that we are now overhauling these laws and improving them. The main factor of all these delays is the fact that Iraq still depends on the public sector in terms of improving the economic situation.  Therefore, I invite the American private sector to get in touch with the Iraqi private sector and also the government.  And I say this especially after the security situation has improved up to 80 percent. I can tell you that the government has signed an agreement with General Electric that reached up to $5 billion.  And this is encouraging and hope that it will be followed by other similar steps. And the other step that is not less important than the previous step is when I signed agreement with Boeing in Baghdad to buy a number of planes, the contract value reached to 5 billion U.S. dollars. Yes, there are problems in entering Iraq, but these are not final barriers to entering Iraq.  For example, when GE said its engineer cannot provide the service and the work in Iraq, we found another alternative solution that our engineers would do that job for GE. We are hoping that the American private sector, private investors will seriously think about going into Iraq, finding alternative solutions to protect its investment in Iraq and finally come to Iraq to help the construction in Iraq. I thank you very much for (your listening ?). (Applause.) SHAFER:  Well, Mr. Minister, I think that that was a very informative talk that you gave.  You covered pretty thoroughly the first thing that I though I would ask you about, which is, how do you deal with the unique problem for a finance minister of spending all the money you have instead of keeping spending money down to the money you have? But I thought I would ask you one more question along those lines.  And that is, if the security situation is improving and that's helping, if there's one more thing that one could make happen that would accelerate the pace at which in fact money's able to be effectively spent, what would that be? AL-ZUBEIDI:  The second step is for the foreign investor to take a serious step and check with the ministries and check on all the opportunities.  We post all the business opportunities on the Internet.  The foreign investor can go and check all these opportunities, all these contracts (online ?). SHAFER:  I thought I might also ask you, you did emphasize a good bit your interest in attracting foreign investment and the need to have foreign investment in the oil sector in order to keep production from beginning to falter again.  I know that it is maybe politically the most difficult thing to do in Iraq and, at the same time, the most important in this respect to get this oil bill that would resolve the question of how the oil resource is going to be managed finally enacted.  Could you give us an update of sort of the current status of that and what we should look forward to happening going forward? AL-ZUBEIDI:  I think that the hydrocarbon law was not delayed because of a technical issue, it was merely a political issue.  The technical and the political were mixed together that resulted in the freezing of the hydrocarbon law. As a member of the Energy Committee, I have worked on the hydrocarbon law.  We have solved almost 95 percent of all the issues.  But then the process was stopped because of political reasons. One of the reason is what I have indicated during my remarks is that there are two school of thoughts.  One believes in the role of the foreign investment, the private sector, and the other school that believes in the cultural system. Therefore, we saw the accusations started and conferences were conducted across the world and in the neighboring countries.  And the accusations, you know, have risen without any justification.  They have accused the government of selling out Iraq to the interests of the foreign companies.  And all these were baseless accusations. The second relates to the difference in opinion between the Kurdistan government and the central government.  I am hoping that we have already solved the first factor.  We explained to the Iraqi public that Iraq was not sold.  And it's absolutely an investment opportunity that the country needs to develop the oil sector.  And I'm hoping that we will succeed in tackling the other factor. But I can tell you this that after the stoppage of the discussion on the hydrocarbon law, the oil ministry has started contacting the foreign oil companies, and the licensing has started in the last month. SHAFER:  Okay.  So things are beginning to move even without the law being in place. TASSER EL-KULAK (PH) (Minister al-Zubeidi's interpreter):  Yes.  Because we have already that law.  You know, we have the old law.  We can work through that old one. SHAFER:  I thought I'd ask you as well -- you've emphasized a lot about the need to construct an infrastructure for the economy.  And for at least a number of us in this room, one of the most important elements of the economic infrastructure is the banking system.  And I know you're really having to rebuild that from scratch, that there are many parts of the country that haven't had banking offices, there hasn't been communication between them.  Almost the only way to move money in the country, at least until recently, was to take currency from one place to another.  What progress is being made?  What can the Iraqi people see happening over the next year or so to get in place the basic infrastructure to support small business in Iraq? AL-ZUBEIDI:  Definitely we have inherited a destroyed banking sector. Since 1982, the Iran-Iraq war, then the Kuwait invasion, then the other war, there has been no development on that front.  I can say that we have inherited a very primitive banking system.  People who depend so much on moving cash, there is no computers in most bank branches.  Although it is good to remember banks in Iraq have started working since 1945. Some of the steps that we have taken since the last year and a half, we have brought into the country a comprehensive banking core system.  We started this initiative with the (Rafidain ?) Bank, and we will soon move on to the Rashid Bank. We have indeed started using the (smart card ?) for all the recipients of the (food basket ?), the national -- (inaudible) -- in a way that is very simple, not complex, without the need even to use a secret number, only by using the (phone ?) -- only the card and the (phone ?). Now we will move to make all the ministries pay their salaries through these systems.  We will start with the Ministry of Finance where all employees at the Ministry of Finance will receive their salaries electronically.  First, they have to open a bank account, then they can go to the bank account and get their salaries monthly. The (real estate ?) bank has just begun giving citizens small loans to build housing units, although it is still small step, but it is good one. We have a weak private banking system.  We have started supporting this sector by referring all the government letter of credit that are below $2 million in value as a way of supporting this sector.  And we are hoping to increase this threshold to 4 million (dollars).  The problem is that the capital for those private sector banks is so small we cannot give a bank with a $20 million capital an LC for 200 million (dollars). This is an invitation to the American banking sectors to go and do joint ventures with the Iraqi private banking sector, just like a child that you cherish and that you care for until he grows up becomes independent. SHAFER:  Well, thank you.  You are clearly making progress.  And as I can hear, it is a priority, and we hope to see that evolve and continue. Let's turn now, Mr. Minister, if we can to the audience and see what questions they have for you. I'd like to invite you to raise your hand and ask for the microphone.  Wait until we bring you the microphone.  And then I would ask you to please stand, state your name and affiliation.  And please only ask one question and make it as concise a question as possible. Why don't we start here in the middle. QUESTIONER:  Thank you.  My name is Kenneth Bialk (ph).  Thank you for a very interesting and encouraging presentation.  I think you know that all of us in the United States are very pleased with the progress toward government and democracy that Iraq is showing.  In your comments, you identified some obstacles to progress. And you've said that they were being overcome rapidly.  And in your supplemental comment, you talked about or referenced the hydrocarbon law, an inability to reach agreement with the government of Kurdistan.  And many of us who are generalists and follow the press read that one of the main obstacles to the coming together of your government in political and economic terms is the allocation of resources among the three sectors -- the Kurdish, Shi'a and Sunni -- and the lack of agreement amongst them in the division of resources and the allocation of revenues.  And I wonder if progress toward that issue is included with the 98 percent or whatever percentage you gave in the elements of progress toward resolving all open issues?  Thank you. AL-ZUBEIDI:  Thank you for the question.  It is very, very important question.  And the irony or the interesting thing here is that I am in charge of putting together the law of revenue sharing.  I was charged, I was tasked by the government to put a draft for the revenue sharing law. This issue is a very sensitive and very dangerous issue.  The constitution says in one of its stipulations that the revenue or the release of those should be distributed equally among all segments of the Iraqi society.  Therefore, the Ministry of Finance, when it prepared the budgets, applied this law to the letter. And this draft law says that all revenues from selling oil should come to the DFI fund and then should be distributed on all Iraqi provinces through the budget process equally and based on the concentration of population in each province. Even though this revenue sharing law was not passed, right now we distribute the resources based on the distribution of population in all the provinces. SHAFER:  Here, Mr. Laurenti. QUESTIONER:  Jeff Laurenti at the Century Foundation.  Minister Zubeidi, the old Ba'ath-Arab socialist regime had littered the budget with lots of subsidies for consumer commodities, basic commodities like food and fuel.  And despite the Bremer occupation's effort to create a free market island in Iraq, there was a good deal of pushback from Iraqis and the smart card program that you outlined.  It was suggested there is still a major share of your budget that goes to consumer subsidies for basic necessities.  What is that share now?  And how has it changed? And what are the long-term plans, what's the political support for continuing it? And do you have the administrative capacity, with the flight of so much administrative talent to the safety of Damascus and Oman, to actually get those subsidies, get the kind of education programs throughout the country?  Or are there areas where you just don't pump that money out? AL-ZUBEIDI:  We have engaged with the prime minister about a month ago. And we see this discussion about this issue, and the prime minister is seriously considering eliminating all the subsidies to the food basket. All the polling that we conducted, the official polling or those done by private sector and others, indicates that 90 percent of the Iraqi population would like to keep the subsidies for the food basket program.  This cost the budget in 2007 and 2008 roughly about 5 billion U.S. dollars. We are concentrating on some alternative solution, one of which is to make the citizen choose between receiving the subsidies food basket items and between receiving cash for this.  There are many ideas.  We have formed a committee that studies all these solutions.  But I can tell you right now that it is still very early to say that this subsidy will be eliminated soon because large segment of the Iraqi society still depend on receiving the food basket allocation. We have increased the civil sector salaries by 75 percent.  After we increased the salary by 75 percent, we have studied (a standard ?) of our employees, the Ministry of Finance employees.  We found that 80 percent of those sampled still refuse the idea of eliminating the subsidy -- (inaudible) -- even though they receive cash instead.  What shall we do?  (Laughter.)  We will create another problem for security.  (Laughs.) SHAFER:  The question put another thought in my head.  It would be interesting to know how it looks to you.  We hear that with the improvement in security that some of these people who have gone abroad, the talent, is beginning to come back.  Is that happening?  Does that mean that you have a stronger pool of people to draw from in building your ministry and the other ministries and the capacity to do the things you want to do? AL-ZUBEIDI:  Yes, yes, this is true.  For example, in the medical field, many have come back, especially a few who I know that with the increase in salary now the salaries for those who work in the medical field is becoming almost adequate to the neighboring countries. SHAFER:  Let's see.  Let me go back to the center right here.  Yeah. QUESTIONER:  Thank you, Mr. Minister.  My name is Roland Paul (sp).  Of course, all right-thinking Americans hope your government will succeed and support it.  So I hope you're not offended by this question.  But what steps have you been taking or have been taken to eliminate corruption in the programs you are responsible for or are familiar with?  And how successful have you been? AL-ZUBEIDI:  Thank you very much for this question.  Indeed, my ministry and the government of Iraq at large is suffering from this corruption epidemic since the fall of the regime.  Let me relate a little story to you.  I have visited an Iraqi psychiatrist, someone who's a specialist in psychiatry.  And I asked him the question, what has impacted the Iraqi personality from a rich-in-history pride, a personality that feels the pride of belonging to Iraq into a personality that accepts bribery and corruption this easily?  He told me that since 1982, the successive wars that Iraq was forced to engage in and the salaries that the Iraqi civilians receive during the sanction that in most cases that was no more than $1 per month is the main factor for this corruption or this change in personality. I can tell you that we have not succeeded in eliminating corruption today. However, we have changed many laws.  We have established the Commission on Public Integrity.  We have the -- (inaudible).  We have other committees that is doing the follow up.  And we are very hopeful that in the near future we will be able to curb down the corruption to a great degree. SHAFER:  Mr. Minister, we do have a strong tradition at the Council on Foreign Relations of ending on time, so I must apologize to the members of the audience that did not have a chance to ask their questions.  But I think you have been very informative for all of us who follow what is going on and try to understand what is going on in Iraq.  And as I think you've heard from many people, we all share very strong hopes for your continued success. So I hope you'll join with me in expressing your appreciation to Minister al-Zubeidi. (Applause.) .STX (C) COPYRIGHT 2008, FEDERAL NEWS SERVICE, INC., 1000 VERMONT AVE. NW; 5TH FLOOR; WASHINGTON, DC - 20005, USA.  ALL RIGHTS RESERVED.  ANY REPRODUCTION, REDISTRIBUTION OR RETRANSMISSION IS EXPRESSLY PROHIBITED. UNAUTHORIZED REPRODUCTION, REDISTRIBUTION OR RETRANSMISSION CONSTITUTES A MISAPPROPRIATION UNDER APPLICABLE UNFAIR COMPETITION LAW, AND FEDERAL NEWS SERVICE, INC. RESERVES THE RIGHT TO PURSUE ALL REMEDIES AVAILABLE TO IT IN RESPECT TO SUCH MISAPPROPRIATION. FEDERAL NEWS SERVICE, INC. IS A PRIVATE FIRM AND IS NOT AFFILIATED WITH THE FEDERAL GOVERNMENT.  NO COPYRIGHT IS CLAIMED AS TO ANY PART OF THE ORIGINAL WORK PREPARED BY A UNITED STATES GOVERNMENT OFFICER OR EMPLOYEE AS PART OF THAT PERSON'S OFFICIAL DUTIES. FOR INFORMATION ON SUBSCRIBING TO FNS, PLEASE CALL CARINA NYBERG AT 202-347-1400. THIS IS A RUSH TRANSCRIPT. ------------------------- JEFFREY R. SHAFER:  If I may have your attention, please, as you're finishing up your lunch.  I'm Jeff Shafer from Citi, and it's my privilege today to preside over this council meeting where our guest is minister of Finance of the Republic of Iraq, Baqir Jabr al-Zubeidi. And before I begin and introduce the minister, I would like to inform you that today's meeting is part of the C. Peter McCullough series on international economics.  And that the next meeting in the series is going to be on October 15th, 2008 where our guests will be Martin Wolf of the Financial Times, who I think is probably the most thoughtful person you could hear think about these troubled times we live in.  It should be a very good event. Also, I'd like to ask you to turn off -- not just put on vibrate but turn off -- cell phones, BlackBerrys, other wireless devices to avoid interference with the sound system as well as annoying your fellow audience members. Also, this meeting will be on the record.  Some meetings at the council are, and some aren't, but this meeting is on the record. With that, I would like to introduce Minister Jabr by reflecting on the fact that given the importance that progress and constructing a strong society in Iraq has for we in America today.  And my conviction -- and I think a lot of our conviction -- is that the way you do that is get an economy that works and an environment in which people can seek opportunities by having jobs and making a living. The minister is in a position that, I think, is important to us.  It comes just behind Secretary Paulson, to whom we look to create the conditions so that we have jobs here.  So then our hopes are for the minister's success in managing an economy that is still in the process of being pieced back together again. Minister Jabr has held his current portfolio for two and a half years.  Before that, he served as Interior minister in the previous government.  He graduated as a civil engineer and started a career in business.  But in 1982, he went into exile and became active in the opposition to Saddam Hussein and then returned after 2003. The minister today is accompanied by Tasser el-Kulak (ph), who is the chief of staff in the minister's office but who was placed there by the U.S. Treasury.  So he will be interpreting for the minister and join him up here. Without any further adieu, let me turn the platform over to you, Minister Jabr.  (Applause.) MINISTER BAQIR JABR AL-ZUBEIDI:  In the beginning, let me express my thanks to the Council on Foreign Relations for making this effort and inviting all these friends to meet with me. I give my thanks also to Mr. Shafer for introducing me.  And I wish you well. I believe that advancement in Iraq depends on three actions.  First is the improvement of the security situation, improvement in the political process, improvement in the security situation and a sound economic system. Since I was minister of Construction in Iraq, I strongly believe that the advancement of the security system depends on economic improvement, not on kinetic operation only. And speaking on sound and robust economic system is also important, talking about sound and robust banking system.  Also providing job opportunities, fighting unemployment, also providing services to the citizens and improving the living conditions. On the front of providing services to the citizens, we have worked intensely with the other ministries and with the coalition forces on making the budget execution the focal our attention.  In 2006, the size of the investment budget was only $6 billion, where in 2008 the investment budget reached 20 billion U.S. dollars. The biggest challenge that we faced was the capability or the capacity of the provinces in terms of executing its own investment budget.  And we are still suffering of this issue.  However, we could talk about a little advancement in terms of budget execution.  In 2006, the percentage of budget execution was between 28 to 36.  In 2007, we witnesses improvement in terms of the performance of ministries.  We reached a level of 73 percent of budget execution in 2007.  And we expect the level of budget execution in 2008 to reach in the 80 percent. I need to emphasize on one point here.  When I say "budget execution percentage" I mean the level of commitment by the spending units, not the actual spending on the part of the spending unit. On the other front, there is delay in terms of providing services to the citizens.  And this is definitely an influential factor on the security situation.  The reasons behind the delay in budget executions are many, and I can tackle these reasons during the discussion with you. We have inherited a near-completed destroyed infrastructure from the previous regime.  To give you an idea about how bad the infrastructure was, from the '70s to the time of the fall of the regime, the percentage of the budget execution or the size of the project (and ?) the sewage, only in that area, and the sewage reach only 6 percent. When I talk about building the infrastructure, I refer to a study done by the Ministry of Housing and Construction, which says that to rebuild the Iraqi infrastructure system, we need roughly 400 billion U.S. dollars.  The size of destruction is humongous. Now we could refer to talking about the (debt ?) on Iraq.  We have also inherited from the previous regime a sizable debt, reached 140 billion U.S. dollars.  We have conducted intensive steps and procedures.  We have signed an agreement with the IMF.  Iraq committed to perform certain measures so we could finalize our deal with the Paris Club.  The journey of dealing with debt has begun, and I can tell you that most of the debt was settled according to Paris Club terms with the exception of the debt we owe to the Gulf region and some other small debt. I think one of the main problem in Iraq today is that we fail to invite the private sector at the right time.  We failed to invite the private sector to come into Iraq and invest in Iraq -- the foreign private sector. I could speak on two school of thoughts since the fall of the regime.  One believes that the private sector is capable of rebuilding Iraq on all sectors.  The other school of thought believes, like the previous school of thought, that the social system, the centralized system is the solution for what Iraq is facing.  I am from the school that believes the private sector, the foreign investment is capable of resolving all of the economic issues that are facing Iraq. In terms of improvement, many sectors were delayed, specifically the oil sector, the electricity sector and the construction sector were delayed in terms of (improvements ?).  For example, when I talk about the construction sector, I talk about the need for housing.  I talk about the need to build 2.5 million housing units today.  And maybe within five years, that number would reach 5 million units. The Ministry of Housing and Construction is building housing units.  And since I was the minister of Housing and Construction, until today the ministry only builds a few thousand housing units only. In terms of electricity, Iraq needs about 15,000 megawatts.  What we have today is only 5,000 megawatts.  Our own minister who assumed the responsibility of minister of Electricity has depended only on the public sector to solve the issue of the shortage of electricity.  They have not relied on the private sector to solve this problem. Also, in terms of oil, as you know, Iraq is considered one of the largest holder of oil reserves in the world.  Also, the Ministry of Oil has not sought the help of the foreign companies to solve the issue in the oil sector.  As a minister of Finance, I can tell you that I'm afraid that the Iraq capability to produce oil will decline if we don't go and seek the help of the international oil companies. In terms of investment, the government was successful in passing the investment law in 2006.  This law is considered good in relation to the investment law in the neighboring countries.  And I don't claim that this law is the best and the ultimate, but it's a good step forward to invite the foreign investors into Iraq. We at the Ministry of Finance have reached an agreement with the World Bank. And we signed the (mega ?) agreement that protects the foreign investors from any political turmoil or instability. Before I conclude and I go to the question-and-answer session, I have to say one thing, that the delays in budget execution and the delays that contributed to the delay of the entry to the country by foreign investment are many.  The first element that delays providing the services to the citizens is the security factor. And -- (inaudible) -- security factor prevent foreign companies from entering Iraq. However, I believe if the foreign investors have found alternative ways, he can enter Iraq through joint-venture agreements with the local Iraqi businessmen or the pan-Arab businessmen in the region or other means that we can discuss during the discussion. The second factor that contributes to the delay of the foreign investor entry to Iraq is the set of laws that we inherited from the previous regime that are complex and ambiguous.  But I can tell you that we are now overhauling these laws and improving them. The main factor of all these delays is the fact that Iraq still depends on the public sector in terms of improving the economic situation.  Therefore, I invite the American private sector to get in touch with the Iraqi private sector and also the government.  And I say this especially after the security situation has improved up to 80 percent. I can tell you that the government has signed an agreement with General Electric that reached up to $5 billion.  And this is encouraging and hope that it will be followed by other similar steps. And the other step that is not less important than the previous step is when I signed agreement with Boeing in Baghdad to buy a number of planes, the contract value reached to 5 billion U.S. dollars. Yes, there are problems in entering Iraq, but these are not final barriers to entering Iraq.  For example, when GE said its engineer cannot provide the service and the work in Iraq, we found another alternative solution that our engineers would do that job for GE. We are hoping that the American private sector, private investors will seriously think about going into Iraq, finding alternative solutions to protect its investment in Iraq and finally come to Iraq to help the construction in Iraq. I thank you very much for (your listening ?). (Applause.) SHAFER:  Well, Mr. Minister, I think that that was a very informative talk that you gave.  You covered pretty thoroughly the first thing that I though I would ask you about, which is, how do you deal with the unique problem for a finance minister of spending all the money you have instead of keeping spending money down to the money you have? But I thought I would ask you one more question along those lines.  And that is, if the security situation is improving and that's helping, if there's one more thing that one could make happen that would accelerate the pace at which in fact money's able to be effectively spent, what would that be? AL-ZUBEIDI:  The second step is for the foreign investor to take a serious step and check with the ministries and check on all the opportunities.  We post all the business opportunities on the Internet.  The foreign investor can go and check all these opportunities, all these contracts (online ?). SHAFER:  I thought I might also ask you, you did emphasize a good bit your interest in attracting foreign investment and the need to have foreign investment in the oil sector in order to keep production from beginning to falter again.  I know that it is maybe politically the most difficult thing to do in Iraq and, at the same time, the most important in this respect to get this oil bill that would resolve the question of how the oil resource is going to be managed finally enacted.  Could you give us an update of sort of the current status of that and what we should look forward to happening going forward? AL-ZUBEIDI:  I think that the hydrocarbon law was not delayed because of a technical issue, it was merely a political issue.  The technical and the political were mixed together that resulted in the freezing of the hydrocarbon law. As a member of the Energy Committee, I have worked on the hydrocarbon law.  We have solved almost 95 percent of all the issues.  But then the process was stopped because of political reasons. One of the reason is what I have indicated during my remarks is that there are two school of thoughts.  One believes in the role of the foreign investment, the private sector, and the other school that believes in the cultural system. Therefore, we saw the accusations started and conferences were conducted across the world and in the neighboring countries.  And the accusations, you know, have risen without any justification.  They have accused the government of selling out Iraq to the interests of the foreign companies.  And all these were baseless accusations. The second relates to the difference in opinion between the Kurdistan government and the central government.  I am hoping that we have already solved the first factor.  We explained to the Iraqi public that Iraq was not sold.  And it's absolutely an investment opportunity that the country needs to develop the oil sector.  And I'm hoping that we will succeed in tackling the other factor. But I can tell you this that after the stoppage of the discussion on the hydrocarbon law, the oil ministry has started contacting the foreign oil companies, and the licensing has started in the last month. SHAFER:  Okay.  So things are beginning to move even without the law being in place. TASSER EL-KULAK (PH) (Minister al-Zubeidi's interpreter):  Yes.  Because we have already that law.  You know, we have the old law.  We can work through that old one. SHAFER:  I thought I'd ask you as well -- you've emphasized a lot about the need to construct an infrastructure for the economy.  And for at least a number of us in this room, one of the most important elements of the economic infrastructure is the banking system.  And I know you're really having to rebuild that from scratch, that there are many parts of the country that haven't had banking offices, there hasn't been communication between them.  Almost the only way to move money in the country, at least until recently, was to take currency from one place to another.  What progress is being made?  What can the Iraqi people see happening over the next year or so to get in place the basic infrastructure to support small business in Iraq? AL-ZUBEIDI:  Definitely we have inherited a destroyed banking sector. Since 1982, the Iran-Iraq war, then the Kuwait invasion, then the other war, there has been no development on that front.  I can say that we have inherited a very primitive banking system.  People who depend so much on moving cash, there is no computers in most bank branches.  Although it is good to remember banks in Iraq have started working since 1945. Some of the steps that we have taken since the last year and a half, we have brought into the country a comprehensive banking core system.  We started this initiative with the (Rafidain ?) Bank, and we will soon move on to the Rashid Bank. We have indeed started using the (smart card ?) for all the recipients of the (food basket ?), the national -- (inaudible) -- in a way that is very simple, not complex, without the need even to use a secret number, only by using the (phone ?) -- only the card and the (phone ?). Now we will move to make all the ministries pay their salaries through these systems.  We will start with the Ministry of Finance where all employees at the Ministry of Finance will receive their salaries electronically.  First, they have to open a bank account, then they can go to the bank account and get their salaries monthly. The (real estate ?) bank has just begun giving citizens small loans to build housing units, although it is still small step, but it is good one. We have a weak private banking system.  We have started supporting this sector by referring all the government letter of credit that are below $2 million in value as a way of supporting this sector.  And we are hoping to increase this threshold to 4 million (dollars).  The problem is that the capital for those private sector banks is so small we cannot give a bank with a $20 million capital an LC for 200 million (dollars). This is an invitation to the American banking sectors to go and do joint ventures with the Iraqi private banking sector, just like a child that you cherish and that you care for until he grows up becomes independent. SHAFER:  Well, thank you.  You are clearly making progress.  And as I can hear, it is a priority, and we hope to see that evolve and continue. Let's turn now, Mr. Minister, if we can to the audience and see what questions they have for you. I'd like to invite you to raise your hand and ask for the microphone.  Wait until we bring you the microphone.  And then I would ask you to please stand, state your name and affiliation.  And please only ask one question and make it as concise a question as possible. Why don't we start here in the middle. QUESTIONER:  Thank you.  My name is Kenneth Bialk (ph).  Thank you for a very interesting and encouraging presentation.  I think you know that all of us in the United States are very pleased with the progress toward government and democracy that Iraq is showing.  In your comments, you identified some obstacles to progress. And you've said that they were being overcome rapidly.  And in your supplemental comment, you talked about or referenced the hydrocarbon law, an inability to reach agreement with the government of Kurdistan.  And many of us who are generalists and follow the press read that one of the main obstacles to the coming together of your government in political and economic terms is the allocation of resources among the three sectors -- the Kurdish, Shi'a and Sunni -- and the lack of agreement amongst them in the division of resources and the allocation of revenues.  And I wonder if progress toward that issue is included with the 98 percent or whatever percentage you gave in the elements of progress toward resolving all open issues?  Thank you. AL-ZUBEIDI:  Thank you for the question.  It is very, very important question.  And the irony or the interesting thing here is that I am in charge of putting together the law of revenue sharing.  I was charged, I was tasked by the government to put a draft for the revenue sharing law. This issue is a very sensitive and very dangerous issue.  The constitution says in one of its stipulations that the revenue or the release of those should be distributed equally among all segments of the Iraqi society.  Therefore, the Ministry of Finance, when it prepared the budgets, applied this law to the letter. And this draft law says that all revenues from selling oil should come to the DFI fund and then should be distributed on all Iraqi provinces through the budget process equally and based on the concentration of population in each province. Even though this revenue sharing law was not passed, right now we distribute the resources based on the distribution of population in all the provinces. SHAFER:  Here, Mr. Laurenti. QUESTIONER:  Jeff Laurenti at the Century Foundation.  Minister Zubeidi, the old Ba'ath-Arab socialist regime had littered the budget with lots of subsidies for consumer commodities, basic commodities like food and fuel.  And despite the Bremer occupation's effort to create a free market island in Iraq, there was a good deal of pushback from Iraqis and the smart card program that you outlined.  It was suggested there is still a major share of your budget that goes to consumer subsidies for basic necessities.  What is that share now?  And how has it changed? And what are the long-term plans, what's the political support for continuing it? And do you have the administrative capacity, with the flight of so much administrative talent to the safety of Damascus and Oman, to actually get those subsidies, get the kind of education programs throughout the country?  Or are there areas where you just don't pump that money out? AL-ZUBEIDI:  We have engaged with the prime minister about a month ago. And we see this discussion about this issue, and the prime minister is seriously considering eliminating all the subsidies to the food basket. All the polling that we conducted, the official polling or those done by private sector and others, indicates that 90 percent of the Iraqi population would like to keep the subsidies for the food basket program.  This cost the budget in 2007 and 2008 roughly about 5 billion U.S. dollars. We are concentrating on some alternative solution, one of which is to make the citizen choose between receiving the subsidies food basket items and between receiving cash for this.  There are many ideas.  We have formed a committee that studies all these solutions.  But I can tell you right now that it is still very early to say that this subsidy will be eliminated soon because large segment of the Iraqi society still depend on receiving the food basket allocation. We have increased the civil sector salaries by 75 percent.  After we increased the salary by 75 percent, we have studied (a standard ?) of our employees, the Ministry of Finance employees.  We found that 80 percent of those sampled still refuse the idea of eliminating the subsidy -- (inaudible) -- even though they receive cash instead.  What shall we do?  (Laughter.)  We will create another problem for security.  (Laughs.) SHAFER:  The question put another thought in my head.  It would be interesting to know how it looks to you.  We hear that with the improvement in security that some of these people who have gone abroad, the talent, is beginning to come back.  Is that happening?  Does that mean that you have a stronger pool of people to draw from in building your ministry and the other ministries and the capacity to do the things you want to do? AL-ZUBEIDI:  Yes, yes, this is true.  For example, in the medical field, many have come back, especially a few who I know that with the increase in salary now the salaries for those who work in the medical field is becoming almost adequate to the neighboring countries. SHAFER:  Let's see.  Let me go back to the center right here.  Yeah. QUESTIONER:  Thank you, Mr. Minister.  My name is Roland Paul (sp).  Of course, all right-thinking Americans hope your government will succeed and support it.  So I hope you're not offended by this question.  But what steps have you been taking or have been taken to eliminate corruption in the programs you are responsible for or are familiar with?  And how successful have you been? AL-ZUBEIDI:  Thank you very much for this question.  Indeed, my ministry and the government of Iraq at large is suffering from this corruption epidemic since the fall of the regime.  Let me relate a little story to you.  I have visited an Iraqi psychiatrist, someone who's a specialist in psychiatry.  And I asked him the question, what has impacted the Iraqi personality from a rich-in-history pride, a personality that feels the pride of belonging to Iraq into a personality that accepts bribery and corruption this easily?  He told me that since 1982, the successive wars that Iraq was forced to engage in and the salaries that the Iraqi civilians receive during the sanction that in most cases that was no more than $1 per month is the main factor for this corruption or this change in personality. I can tell you that we have not succeeded in eliminating corruption today. However, we have changed many laws.  We have established the Commission on Public Integrity.  We have the -- (inaudible).  We have other committees that is doing the follow up.  And we are very hopeful that in the near future we will be able to curb down the corruption to a great degree. SHAFER:  Mr. Minister, we do have a strong tradition at the Council on Foreign Relations of ending on time, so I must apologize to the members of the audience that did not have a chance to ask their questions.  But I think you have been very informative for all of us who follow what is going on and try to understand what is going on in Iraq.  And as I think you've heard from many people, we all share very strong hopes for your continued success. So I hope you'll join with me in expressing your appreciation to Minister al-Zubeidi. (Applause.) .STX (C) COPYRIGHT 2008, FEDERAL NEWS SERVICE, INC., 1000 VERMONT AVE. NW; 5TH FLOOR; WASHINGTON, DC - 20005, USA.  ALL RIGHTS RESERVED.  ANY REPRODUCTION, REDISTRIBUTION OR RETRANSMISSION IS EXPRESSLY PROHIBITED. UNAUTHORIZED REPRODUCTION, REDISTRIBUTION OR RETRANSMISSION CONSTITUTES A MISAPPROPRIATION UNDER APPLICABLE UNFAIR COMPETITION LAW, AND FEDERAL NEWS SERVICE, INC. RESERVES THE RIGHT TO PURSUE ALL REMEDIES AVAILABLE TO IT IN RESPECT TO SUCH MISAPPROPRIATION. FEDERAL NEWS SERVICE, INC. IS A PRIVATE FIRM AND IS NOT AFFILIATED WITH THE FEDERAL GOVERNMENT.  NO COPYRIGHT IS CLAIMED AS TO ANY PART OF THE ORIGINAL WORK PREPARED BY A UNITED STATES GOVERNMENT OFFICER OR EMPLOYEE AS PART OF THAT PERSON'S OFFICIAL DUTIES. FOR INFORMATION ON SUBSCRIBING TO FNS, PLEASE CALL CARINA NYBERG AT 202-347-1400. THIS IS A RUSH TRANSCRIPT. -------------------------
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    Michael R. Gordon: I have been instructed to get this show on the show by General Garner. Jay Garner: Jay. GORDON: Jay. That is what I'm going to do. I would like to welcome you to tonight's Council on Foreign Relations History Makers event with Jay Garner who is a very important figure in the early part of the American mission in Iraq. On behalf of the Council I would like to thank Richard Plepler and the Home Box Office for supporting this event and making it possible. Since you have all been to these things before, you know that you are not supposed to have on your cell phones and Blackberrys and wireless and all those devices that could interfere with this discussion. For all those who attend sessions that are background or not on the record, this is on the record, all these comments can be attributed. So I guess I need to be careful what I say. GARNER: They always are anyhow. GORDON: I think this can be a very interesting discussion. My role is really just to ask some questions to kind of set it up for about 25 minutes or so and then hand it over to you and the audience to present your questions. But really what we want to focus on tonight is not debate on what is happening in Iraq today. We want to illuminate and go over what happened in 2003 and take advantage of Jay's presence here, although I am going to ask him for his reflections and some of the lessons learned from his experience. I first encountered Jay Garner in April 2003 and I got to Baghdad pretty early on. I was an embedded correspondent for the New York Times embedded with General McKiernan, who is now the chief commander in Afghanistan and was then the top commander in Iraq. I was at what was then their headquarters, the Abu Ghraib North Palace, which was a bombed-out palace. Satellite guided JAT ammunition had been put through one wing of it. Some goats and some sheep had been living in there for a while and they had to chase them out and clean up that place a little bit. I'm told that when they went through the palace initially and cleared it out in the early phase, they found some Syrian fighters or Saddam Fedayeen trying to hide among the refrigerators. But that was the headquarters in early April for General McKiernan when Baghdad was at a stage of tumultuous phase and it was sort of wild in the streets. It is now known as Camp Victory and it has been spiffed up considerably since then with all sorts of video technology and satellite communications, as anyone knows who has gone to Iraq. I was there in April and I recall, I think it was around April 19th or 17th, in Iraq arrives Jay Garner and a team of officials who represented something that was known as ORHA, the office of reconstruction and humanitarian assistance, which was really to be the civilian administration in Iraq. And 2003 was a very chaotic period. If you just reflect back on what was happening on the American side, in the span of that summer the top American commander rotated out and was replaced by General Sanchez, really the most junior kind of division commander in Iraq at the time. The corps commander, Scott Wallace, left. General Franks of CENTCOM was replaced by General Abizaid, and as events transpired Jay Garner was replaced by Jerry Bremer. With all of these moving pieces in the civilian realm and the military realm and just staffs moving in and out, it's amazing to me that anyone could actually keep tabs on what was happening in Iraq. Meanwhile, while the Americans were shuffling all these pieces, all around them was growing an insurgency, which I think was noticed far too late, partly because we were distracted by our own difficulties in trying to organize what was intended to be a post-conflict administration but became an administration that was in the middle of a continuing war. To start this off and go back in time, Jay, I think it would be instructive to say when you were tapped for this very important mission of being the top American civilian administrator in Iraq. We know that the war planning began really in late '01, when General Franks was asked to begin work on a war plan. On the civilian side when did they approach you and say we want you to oversee Iraq? GARNER: About the second week in January. I was here in Manhattan. GORDON: The second week in January, 2003, just a few months before the war. GARNER: Yeah. I got a call from Doug Feith, who was the policy guy in the Pentagon, who said Secretary Rumsfeld wants you to put together a staff that, should be go to war in Iraq, would go in and do the post-war work of reconstruction and governing and that type of thing. I said I'm not sure I can do it, I will get back to you. I went to see Rumsfeld on the 17th of January and told him I had to go and get leave of absence from my company. I was president of a company at that time. I got a four-month leave of absence. I had to get permission from my wife of many years who had left several wars during my career. I went and told them I would do and they said, by the way, if we go to war over there you probably won't go over there because we will put a man of stature over there, which insulted me because I'm only 5'7". They could have used another term, a man of some stature. But initially I was never supposed to go over there and I think the cart got going to fast. GORDON: An interesting point was that granted you were supposed to be administrator for the first phase of it, and you were to be followed up. GARNER: By an envoy, a presidential envoy. GORDON: An president envoy or a political figure, whatever, but they were going to you to give you what was even under the best of circumstances was going to be a very challenging assignment in their contacting you in January 2003, really just two months before this whole thing was about to kickoff. One reason they do come to you is an episode in your life that a lot of people don't know about which is your previous experience in Kurdistan following the Persian Gulf war the 1991 Desert Storm conflict. What happened in Kurdistan that gave you some experience in the Iraq War? GARNER: In 1991 I was the joint force commander in Northern Iraq with several interesting people with me. Colonel Jim Jones, who just retired as Supreme Allied Commander in Europe, was my Marine commander. Lt. John Abizaid was my Army commander, who was CENTCOM commander. Our mission was to go into North Iraq, to push the Iraqi army out of Northern Iraq, to restore the area where the Kurds could come back down from the mountains in Turkey where they were dying at a rate of one thousand a day. They could also come back in from Iran. We were there about five months and we brought the Kurds back, we built villages for them, and eventually we put them all back into their homes. GORDON: When you are tapped for this very important job on which so much depends. It's one thing to take down Baghdad, it's another thing to stabilize Iraq in that kind of situation. When you went about organizing a staff, what resources were really made available to you by the inner agencies? GARNER: On about the 20th of January the President signed an presidential decisions memorandum turning the initial responsibility for post-war Iraq over to the Department of Defense. So I went to Condoleezza Rice and said I need an inter- agency team. She said okay, come in here and brief the deputies. I went and I designed an organization - I had a lot of help - and we put down all the functions of each leg of an organization. Then we put what agency we thought should perform each function. Then I went in and briefed all the deputies early February, the first day or two of February. I told Rumsfeld at the time that what we are going to do is get the C Team, get what everybody wants at that point, which wasn't true. We really got a pretty good team. It was a pickup team but it was a pretty good team, very experienced people. So people began to trickle in and by the third week of February we had enough people, a little over 100 people, where we could sit down and begin to go through what planning had been done in each inner-agency. The problem with the plan at that time it was all done in the vertical stove pipe of each inner agency or organization. There wasn't any horizontal connectivity and I'm not sure we ever really got the horizontal connectivity because we just didn't have the time. When I first got there, when I walked in and told Rumsfeld I would do it, I said, you know, Mr. Secretary, George Marshall started in 1942 working on a 1945 problem. You are starting in late January working on a March or April problem. He said, well, I know that be are where we are. Time was a big factor. GORDON: Time was a big problem. When you were getting ready to head to theater, did you get all of the personnel that you wanted or did you run into political obstacles (Inaudible)? GARNER: There was always a war between the Department of Defense and the State Department, which was harmful. The problem is that, you can understand two dominant personalities like Rumsfeld and Colin Powell going at each other, but you can't understand the people above them letting that happen. That was never stopped. So what happened was there was this intense war between the two of them and so the rest of the inner agencies just sat back. So you had to pull from everybody what you needed. GORDON: I recall that early on prior to the invasion there was an official, I believe he was with the Justice Department, Dick Meyer. GARNER: He's a good guy. GORDON: He identified a need. He had a lot of experience in the Balkans in peacekeeping and nation-building efforts, and he identified the need for thousands really of police mentors and trainers. GARNER: Trainers and advisors, yeah, 5,000. GORDON: I think it was 5,000 that he thought would be necessary to try to prevent the riots and looting and help build a new, well, at least keep the lid on in Iraq. What happened to his request because what happened, as I recall, is you end up with 50 assessors and not 5,000 police. GARNER: Fifty assessors came in probably June. GORDON: So what happened? GARNER: What happened is, my issue was, yeah, I think we needed them, absolutely. But when we got over, when we brought that over to the White House, to Condoleezza Rice, she turned it over to Eliot Abrams. Not Eliot, excuse me. To Frank Miller and Frank Miller was totally against it. Her staff was against that. So we fought back and forth on that issue and really never got the resolution on it. GORDON: When you embarked for Kuwait and then eventually Iraq, you had a staff member who is an expert on policing, who has done this in a previous kind of conflict, who has identified a need for 5,000 police, as an absolutely critical requirement, and you are actually embarking on your task with none of this agree. In fact, you end up getting 50 people to go in an assess how many police advisors might be needed and they don't even arrive until June. GARNER: You really didn't need an assessment team because the Iraqi police were at the bottom of the food chain. The Iraqi police got no training. If you wanted to be a policeman, you walk down to the station and say I want to be a policeman. If they had a slot or a uniform, you got that and you became a policeman that day. They didn't patrol. They stayed in little station houses. So it was really not a trained organization, not a disciplined organization, and not one that was professional at all. So you really needed a set of trainers to come over there and build and Iraqi police force. It was that hard to get the Iraqi police to come back but when they came back you didn't have that much. What was really necessary was to start a program to build a competent police force. GORDON: So come late March, the war begins, March 20, in the region and you have your team, such as it was, assembled at that time. What was your expectation of what your role would be once Saddam Hussein was ousted from power and of ORHA, your organization? GARNER: We went to Kuwait on the 16th of March and the war stated I think on the 18th or 19th. Our initial plan was to follow the force as they went through cities. So that kind of went out the window. GORDON: I think this is worth underscoring and I recall this because I was embedded with Gen. McKiernan's command. In this very compressed period in which you were able to develop your peace plan for what would follow the war, your vision was there would be these sort of liberated zones, like Bosnia. You would go in there, begin your efforts, and that would be a bit of a model for what you might do in Baghdad. But while you were planning that way, the military had an entirely different concept of operations in which they were going to bypass these cities. It made perfect sense in military terms, head straight to Baghdad, and so now you have discovered you have a plan that is at odds with the military strategy and so you have to adapt, just days before. Right? GARNER: There are a couple of points to make on that. Militarily, what they did was pretty smart, bypass the cities so they wouldn't get bogged down. But by doing that, that allowed essentially the Iranians and radical elements to go in and fill the vacuums in those cities. When we finally got to where we could go in there, it was hard to dislodge the radical elements. What we did was on about the 21st of March, we put about 45 of my team in Basra and on the 27th we put about another 50 up Urbil, up in Northern Iraq. Then on the 19th of April I went to Baghdad and on the 24th of April the rest of my team drove to Baghdad. GORDON: Now, you have arrived in Baghdad. It's the 19th of April. Baghdad falls on April 7th really, and certainly by the 9th it's under two divisions in Baghdad, the Marines in the east side of the river and the Army on the west, with the Tigris being the demarcation. There is a really interesting event that I was in Baghdad for and that was on April 16th. So really talking about one week after Baghdad feel, General Franks came up to Baghdad, had a meeting with all of his combatant commanders, Navy, Air, Special Ops, they all few up there, and I recall this they had victory cigars, which they smoked in this palace, and he gave them his guidance as to what he thought would follow. He said, you the commanders of these forces should expect to reduce the American presence in Iraq to little more than a division by September '03. To get to this fairly low level of troops, they should be prepared to take as much risk coming out as they did as coming in. I recall then that some of Gen. McKiernan's aides were absolutely dumbfounded by this guidance, but that is the guidance that they got from the CENTCOM commander. What was your reaction when you heard this and what implications did it have for what you were trying to do? GARNER: The next day Dave McKiernan called me, the 19th, and said we have to get together. I have to show you this briefing. So he came. The first slide says you take as much risk going out as coming in, and I said, hell, Dave. You didn't take any risk coming in here, you're going to win this war. But all the risk is right now, you can't leave. He said, I'm with you, you are reading the chart just like I am. Interesting. About a week or 10 days later, I was up in Al Hill(?). I went to see Gen. Conway, the Marine Commander. When I came out, I went over to one of his battalion commanders and I said, what is going on here, how is everything going? He said, we're pulling out. I said, what do you mean you're pulling out? He said, yeah, we're pulling out, we're relocating. I said, where else in Iraq are you going? He said no, we're leaving. I said you can't do that. He said let me take to talk to one of my company commanders and you will understand. So I go and see this young company commander. He's a bright guy. He says tell Gen. Garner what is happening. He says here is what's happening. Every time we pull out, we have gone in and we have been in these towns, we're getting along with the people. But he says, we pull out of there the really radical Islamic elements come in here. I'll tell you, he said, they are Iranian. He said they take over the security, take over the police, they take over education, they take over electricity, they take over water, the take over health. He said they control everything in quality of life. I got on the phone that night and called Rumsfeld and said you have to stop the redeployment. I said I will have more proof for you in another 20(?), but you have to. Here is what is happening, here is what I think is happening and this I believe. He said, well, thank you very much. So I took an Arab linguist that I had, a State Department guy, who was an Arabist. I said you've got 48 hours. I want you to go the markets in Najaf and Al-Hillah and Karbala and around and find out if this is true. You've got 48 hours. He came back in about 18 hours and said I didn't need 48, I can tell you it's worse than you think it is. It is really happening. That was one of the great mistakes that we made. By uncovering these areas and letting the bad elements come in and fill those vacuums. We spent now the next three of four years trying to get them out of there. GORDON: Before we go to questions, I want to take you into the substance of what was happening in post-Saddam Iraq. As you were trying to oversee the process of asdministering Iraq, there was an assumption that you and your organization made in retrospect turned out not to be well-founded, I think, although I think you may disagree. That was that the institutional infrastructure of Iraq would remain in tact absent Saddam Hussein. When your organization came in, your hope was to control and govern Iraq through the ministries, by replacing people at the top of the ministriers, but your expectation was that the ministries would continue to function, the basic levers of government would continue to work. Can you address that? GARNER: Yeah. Our concept was that when you go in there you bring the ministries back because the ministries control the quality of life. They control everything. So to do that we started what we called a very gentle de-Baathification , where we took out the top guy, we took out the personnel guy, and we brought everybody else back and we said over time the people in the ministries themselves will point out bad guys and we will vet them on a case by case basis. But we had to bring the ministries back in order to get the country functioning again. Two things damaged that. The first thing was as we were going into Baghdad, Baghdad Bob was saying we're not in there and all that. CENTCOM got aggravated and they took out all the communications. So there was really no civilian communications. If you wanted to communicate, if you wanted to start school, you had to bring in all the school people from the provinces into Baghdad. So you're going to start school on this date and you're going to graduate them on this date, and here are the things you've got to accomplish in-between there. They send them back out and you change your mind, you have to bring them back again. So absolutely no way to communicate. The second thing is that of the 21 ministry buildings we were going to use, the looting destroyed 17 of them. Looting didn't surprise me because in '91 when we went up north, there was severe looting up North. But what the Kurds did up North was they went into the government buildings. They killed whatever Iraqis were in there. They went into the government buildings and they took out all the furniture. It was winter time and they took out the door jams and windows jams and used that for firewood. But other than that, they left everything in tact. That didn't happen in Baghdad. They took everything out. They stripped all the wiring out of the buildings. They took all the piping out of the buildings. Then they set the buildings on fire. So they weren't structurally safe. You couldn't use them again. We were reduced to about four buildings. One was the oil building. Really the other was the convention center. Then since there was no building for the ministry workers to go back to, they stayed home. We didn't know who they were, so I literally put my team out on the streets of Baghdad walking around asking shopkeepers and all that, do you know anybody who was in the ministry, in the groceries, do you know the people who were in the ministry of the interior, ministry of defense? That type thing. Eventually over about a 10 or 12 day period we got the nucleus back, and eventually people would come back and they would have a floppy disk of the people in the ministries and it took us about three weeks to recruit them back, get them back in there. GORDON: I think what happened really was you had a plan, which may or may not have been realistic, but it certainly depended on, it assumed the provision of security in the Iraqi capital, a security which the American military didn't have the sources really to establish in those first chaotic weeks. I want to ask you, when did you first hear that Ambassador Jerry Bremer was going to be your successor and how did that all, when did you first learn of that? GARNER: I went to Baghdad on the 19th. I spent the night in Baghdad in McKiernan's headquarters, which you were talking about earlier. I spent the next day I went to the hospitals, the sewage plant, the electrical grid to kind of make an assessment of what was going on. I was pretty shocked about how bad everything was. When I was there I got a call from Dick Naab, who was the guy I had up north in Irbil. Dick Naab was with me in '91. He lived with the Kurds for 18 months after I left in '91. So he is very well respected by the Kurds. He said I talked to Talabani and Barzani and they are getting ready to come to Baghdad and put in an interim government. I said they can't do that, I'll be up there tomorrow. So I got with Dave McKiernan. I got on a plane and I flew to Mosul, met them. We went together to Sulaimanya to Lake Dookan. I sat down with them and I said you guys can't put together an interim government. I can't let you do that. I said I want an interim government but you two guys can't do it. I knew Talabani and Barzani very well. We had a very close relationship in '91 and we had maintained contact. GORDOM: What was your concern about the interim government (Inaudible)? GARNER: I didn't have the full story. You see, you can't two Kurds coming to Baghdad to rule Iraq. Talabani said we're not doing that. He is what we are going to do. We are going to take the team of leaders that Khalilzad had put together, Zalmay Khalilzad. He had been working with them for about 14 or15 months. It was Talabani, Barzani, Chalabi, Allawi, Pachichi, Hakim. He said we were going to bring all of them to Baghdad to help you to be a face of government. I said I want you to do that. You bring them to Baghdad, I want you to be there in a week, and we go down this road together I would like as soon as we can to have an interim government because I don't want my face to be what the Iraqi people see as leading them. I want one of your faces doing that. I said by the way I don't want Hakim on that because he is too Iranian. Talabani in his own style reached over and padded me on the knee and he said, Jay, it's better th have Hakim inside the tent than outside the tent. I said, you know, Imam Jalal, you are right as usual are. But I said we have to bring some more in because you two guys are Kurds expats and so I need somebody else. He said we'll bring in Jaafari and we'll bring in a Christian. They did bring in Jaafari but they didn't bring in a Christian. But we tipped(?) on them and we set them up to be a face of government for the Iraqi people. I left and I got back to Baghdad on the afternoon of the 24th. My team had driven up from Kuwait and had started at three o'clock that morning. They were getting in there about five. The phone rang at six. It was Secretary Rumsfeld. He said, Jay, you're doing a great job. Everything is going fine. Keep up the good work, real proud. By the way, the President just named the Presidential Envoy and it's going to be Jerry Bremer. I want you to call him. I said, I would be glad but, number one, I don't have his number and, number two, how about holding this off until about the first of July because General McKiernan and I have a lot of really good things going on. Let us execute those and it will be much easier for Jerry Bremer to come here. He said, I can't really do that because the President appointed him and it's on his timeline and not mine. I said okay fine. He said, I want you to stay there with him. I said no, I don't work that way, Mr. Secretary. I said you can't bring in a new guy and leave the old guy there too because the people under them get mixed on where their loyalties are. So I said the best thing for him is for me to leave. He said, well, you have to transition. I said I will do that. He and I will work together until I'm sure that he has the reigns and then I'll leave. GORDON: Didn't you have a conversation later with Ambassador Bremer where you suggested he get himself prepared to come over but he said his desire was to get engaged immediately, right? GARNER: Yeah. The next morning he called me. I was going down to call him. When I walked into the office, the phone was ringing and it was Jerry Bremer. He introduced himself and I said you would be better served if you stayed there for another month or so and really got fully briefed on everything and really learned about the culture and the leaders and the people and that type thing and let me complete some of the things I'm doing because it will be easier for you. He said, no. I can't do that. I have to get there as soon as possible. GORDON: Now, when Ambassador Bremer arrives, he makes a number of decisions, which are still debated today. He decides to formally dissolve the Iraqi army. He goes for a Baathification strategy. Were these steps consistent with what you were trying to do? How did they differ and did you learn about them? GARNER: As I said we were doing a general de-Baathification. At about seven o'clock one morning, Ambassador Robin Raphel brought me the de-Baathification list and she said you've got to read this. I read it and I said we can't do this, it's too deep. She said you need to read this. So, I read it and assessed we can't do this; it's too deep. She said, well, you've got to go get this changed. I was walking down toward Jerry's office and I saw the CIA station chief coming across and I said, hey, Charlie, what are you doing? He said, I just read this de-Baathification order and I'm going to talk to Mr. Bremer. I said let's go together. I said, look Jerry, this is too deep. I said we just now read it. I said give Charlie and I an hour or so. We will do this. We will do the puts and takes on it. We'll come back to you, we'll get on the phone with Rumsfeld, whoever we need to get on with, and we will soften this. He said, no, absolutely not. These are my instructions and I have to execute those. I said it's too deep. You won't be able to run the country if you do this. He said, I told you it's my instructions, I've got to execute this. I said, Charlie, tell him what is going to happen. Charlie said, let me tell you something, Mr. Ambassador. If you do this, by nightfall you are going to drive between 30,000-50,000 Baathists underground, and the number if closer to 50 than it is 30. The next day was the directive to do away with the Ministry of Defense and it also said the Ministry of the Interior in that first day. Do I went to him and I said, Jerry, I would brief the President. We were going to bring back it back to the Army here. He agreed I was referred it in front of everybody. GORDON: Just to pause for a second, and I had to research this in laborious detail, the plan had been theretofore to make use of the Iraqi army. The US military wanted to use them because they knew they didn't have enough forces to control the country. Indeed, consultants were brought into the business for the retraining process. Jay's organization wanted to use them as a workforce, and even though they had gone AWOL, the concept was to recall them. But the edict to dissolve the army, did you have a chance to vet that before that was issued? GARNER: No. I saw that that morning. I was shocked. Because two days before they went and had a SVCs(?) back with DC on bringing back the Army. GORDON: A satellite video conference. GARNER: We have located a little over 40,000 of them that time to come back, who said they wanted to come back. By the way, during the war we dropped leaflets saying just don't fight us and all that and we will bring you back. They expected to come back. We had been planning all along to bring them back. We had a set of contractors who had been the ones who trained the Croatian army with us there in Baghdad to pick this up. So I was shocked when that happened. So I told him, I said, look, Jerry. We planned to bring them back. We were going to use them to guard static security things like buildings, ammunition dumps, things like that, and also to use them as a workforce because they are organized. They are in organizations. They have a chain of command. They have skill set to do the things we need them to do. He said, no, that's been changed. The decision is we are going to get rid of them, we're going to build a completely new army. I said, let me tell you something. You can get rid of an army in a day but it takes you years and years and years to build one because it's not trigger pullers. It's the institutions that sustain them, that feed them, that have medical care for them, that takes care of the families, that gives them logistic systems, that type of thing. I said those take years to build. So if you're going to do that, you're starting off on a very long-term program and you need an Iraqi army now. He said the decision has been made. GORDON: When you got back to, I guess, the United States after Ambassador Bremer took the reigns, did you meet with the President or Rumsfeld? What did you tell them about what going on out there? GARNER: I did. Right after they got rid of the army, they got rid of the leadership. GORDON: Right. They also got this concept of an interim government - I should have mentioned that - that Talabani and others were going to put together, an Iraqi governing council. There was to be a meeting in late May and, what, that was canceled? GARNER: We were going to like I said de-Baathify them and bring back the army and have an interim government, start a constitutional process not later than July 1 because we wanted, I wanted, to get the Iraqis involved in that. What we had was we had the Shi'ia sitting on the fence, the Sunnis hated us and the Kurds were ecstatic that we were there. The Shi'ia for not for us and not against us. They were just looking at us and there was a lot of reigning influence. But the Shi'ia didn't trust us because we had incited them to rebel in '91 and then we turned our back on them. So we did a de-Baathification and drove the Baathists underground. We got rid of the army and probably put somewhere between 300,000-400,000 soldiers against us. Then we got rid of the leadership groups. So there was no Iraqi face for leadership and so went in a period of about 72 hours in my judgment from liberators to occupies. When I went back I met with Rumsfeld on the 18th of June. I came back on the 5th or 6th. I met with him on the 18th of June. I said we have made three tragic mistakes over there. Number one, de-Baathification is so deep you will never be able to run the country because none of the technocrats have a job. The first IEDs had just started going off. Number two, we made huge enemies out of the Baathists, especially the Iraqi army which is still armed. Number three, we got rid of the leadership groups so there is not Iraqi face for the Iraqi people. But it's not too late, we can still turn that around. Those aren't decisions that we can't turn around. He thought a minute about that and then he said I hear you. I think I understand what you are saying but we are where we are. I just brought that in. GORDON: At this point I'm going to open it up for questioners. Again, the point of this is supposed to be focused very much on this episode of the ongoing Iraq saga, not really on contemporaneous events with the sons of Iraq or what is happening now in Baghdad. I think there is a microphone somewhere for people who want to ask questions. You are supposed to identify yourself when you do. So this is your chance. Steve. QUESTIONER: I'm Steve Doyle(?) from the Council. A variety of mistakes were made and then we got an insurgency. If we had adopted more astute policies, would we have averted subsequent insurgency or were there underlying structural factors, the legacy of a generation of police state governance, sectarian and ethnic schisms? Were there underlying structural problems in Iraq that would have brought an insurgency anyway? GARNER: I think we could have averted an insurgency but I do think the terrorist element would have come in. There are several things that happened. All the criminals were released about a month, a month and a half before the war. The terrorist elements came in mostly through Anbar province. The first mistake is we didn't have enough force structure. We didn't have enough force. We went in there with 160,000-165,000. People in the war planning called for half a million. That the first problem. The second problem is we didn't move fast enough when we got in there. There is no part of the US government that goes and rebuilds nations. We do that through contractors. We didn't have th contractors there when we got there because the government wouldn't sign the contracts with contractors until the war started because they didn't want that leaking out in the press saying absolutely we're going to war, although everybody knew we were going to war. So the contractors to do reconstruction and that type of thing weren't signed until after the war started. In fact they weren't signed until April. Then after they are signed, then all the contractors had to go build their teams, get in the queue to get over there and that, so they didn't begin showing up until mid-June and later. So we missed a big honeymoon window that we had there where we could start making a demonstration for the people we were doing things for. The third thing is you can't take and superimpose a Western-style democracy overnight on a Muslim country whose people, most of which have hated each other for 2,000 years. It just isn't going to work. A better system would have been to put them in a federal system where you had a little Shi'ia entity, a Sunni entity and you already had a Kurdish entity, and then have a central government that is fairly weak. If we had done that, then I think we would have had averted a lot of things because we would have had in those entities had them tribally, ethnically and religiously comfortable. Then their little paramilitary units like the Mehdi and the army and all that would have become a security force for that entity and not a security force that would try to eliminate everybody else. So it would have built more time in there for us and over time we could have build them into a stronger government or over time they may have separated and gone their own way. I don't (Inaudible). We had the wrong plan. GORDON: So Jay, is it fair to say just to sum up your response, there probably would have been an insurgency no matter what, given the dynamics in Iraq, but American mistakes provided the kindling that caused the conflagration to spread. GARNER: I think that there would have been a minor insurgency. I think there was always a Sunni element that was going to fight what we did. McKiernan and Abizaid identity it in early April. They said we are going to have more problems when we get in there because we are going to have at least a small guerrilla war against it. They identified that early on. QUESTIONER: Bob Lifton. When you went and took over the command, was there any clear objective that could define as to what victory would have been, that all of you knew in front what you were aiming at and that you could tell you were achieving it at some point because we keep hearing about the victory we were going to get? GARNER: I never saw an established national strategy for what end-state would be. I never saw a concept of end-state. For me and for my team, we defined in-state as if we can get the country running again, we can hand it over to Iraqis to government themselves and we think we have done the job we were hired for. But there was never a stated strategy to do that to my knowledge. QUESTIONER: Thank you, general, a fascinating presentation. My name is Roland Paul(?), I'm a lawyer. A long time ago I was in ISA at the Pentagon. You threw out a plan that called for 500,000 and General Shinseki said a couple of hundred thousand. GARNER: He said about 300,000-400,000. QUESTIONER: About the same. Then my only question would be. You reported that Jerry Bremer kept saying there are the orders. Did they come from Washington or did they come from Bremer? GARNER: No. I have to defend Jerry Bremer a little bit on that. I think they all came over in his briefcase. I don't think he authored any of those. I think those were given to him. The Shinseki thing is interesting because Shinseki went to Congress and said he would take several hundred thousand or three or four hundred thousand, the next day Secretary Rumsfeld and Wolfowitz called me and said, did you see what Shinseki said? I said yes, I saw that. They said, what do you think, he's not right, is he? I said I don't know. I said I can give you the only piece of empirical data I have. In 1991 I commanded five percent of the real estate in Iraq. It was all in Northern Iraq and I had 22,000 trigger pullers. If you multiple that, you will see it's about 400,000-450,000. So it's probably a pretty good number. They said, thank you very much, that's all. GORDON: Just on this episode, because I had to research this carefully, the original CENTCOM plan, if you had gone back prior to the second Bush Administration would have indeed called for a very large force on the order of 400,000 or 500,000. But as the plan was retooled under General Franks, it didn't call for anywhere near that amount of force. It called actually for a very small force for what they thought would be an easy operation. When General Shinseki made his comments, what he said was several hundred thousand, and he had been briefed the day before by a staff member of General McKiernan's command who I late interviewed. They were kind of doing their back-of-the-envelope, what do we need really to try to control this country? They said several hundred thousand. So I think Shinseki was drawing on that briefing, on his Bosnia experience, and in answering this question in the Congressional forum he never really made this case strongly internally. What he did was when he was in the White House and President Bush asked him was this plan okay, he said it's executable if you flow the entire of what they called a tit-fit list of forces. It was his assumption then that that would give him the force he never. But I don't recall him ever, what he never really did is say this plan can't be executed the way they are going about it. Next question. QUESTIONER: Edward Dwyer(?). I'm not clear on the responsibility. You talk about political conflict between the secretary of state and Rumsfeld. You say that Rumsfeld's call said the President insisted on it and you advise Rumsfeld. Where in fact is the planning done and the decisions made? GARNER: For? You're not talking about the military planning? QUESTIONER: No. Not military planning. GORDON: The civilian post-war. QUESTIONER: Yeah. GARNER: As far as I know from what I saw and what I experienced, the planning was done inside each inner agency in the vertical stove-pipe of that inner agency. What Rumsfeld told me when I first got there was he said, they will tell you there has not been much planning but there has been a lot of planning. He said the problem is it's all vertical and none of it is horizontal. He said in the time that you have try to do the horizontal connectivity and operationalize the plans. But the plans were all done within the framework of each inner agency. There was not one. What we tried to do in the few weeks we had was to meld those together. That's a good question. I'm not sure I know the answer. QUESTIONER: I think my best ever to sort this out is there was an inner agency structure in fact and Frank Miller and the NSE presided over it and actually did a fair amount of planning for those crises which did not emerge, which is they expected thousands and thousands of displaced people and refugees. They expected there would be food shortages, dams would be blown up, things that never transpired. They planed for things that didn't occur. So there was some inner agency planning but then there was a very important step, which Jay mentioned in his presentation, which is that in January of '03 President Bush, at the request of Don Rumsfeld, signed an order which gave the Defense Department the lead responsibility not only in waging the war but in administering Iraq after the war. This I don't think had happened since the WWII. It wasn't what occurred in Afghanistan just a year or so prior. The Defense Department's argument was the State Department had messed up Afghanistan, we need unity of command, give it to us, we will do it right. In theory, Ambassador Bremer was to report to Secretary Rumsfeld, through him to the White House. That is how it was initially structured. Didn't you report to Rumsfeld? GARNER: Yeah. I reported to Rumsfeld. I think that is not all bad. I think that when you go into something like that, probably the military should be in charge until you have enough stability to put an ambassador in and do that type thing. Having said that, the problem with that is it didn't work that way because if you are going to do that, then post-war planning has to start the day of war planning. The war planning has to consider what is going to happen in post-war, it ha to plan for that. It has to set the conditions for that success. You see, that didn't happen. GORDON: To take this one step further, and then we will go to the next question, the problem was you were vesting the post-war planning in an agency that was opposed to nation building and a heavy effort in the post-war phase. In February, when you were trying to do your planning in DC, Don Rumsfeld gave a speech in New York, February of '03, called Beyond National Building, where he made the argument that the Clinton Administration had been involved in national building in Bosnia and this had created unhealthy dependencies of that population on international institutions, and we weren't going to make that mistake again. That Iraq in a sense was going to be kind of a tough-love situation where there was not going to be a heavy nation-building effort on the part of the United States to avoid these terrible dependencies that would tie us down. So that was the framework that the Defense Department had and yet that was the very agency that you were handing over the post-war planning to, and so I think the result isn't all that surprising. QUESTIONER: Thank you. General Zinni, who had been the CENTUM commander, was really railing away at the sense that he had that 10 years of military planning, I heard him say many times, was just ignored, including a lot of what he called phase-four planning, which is a post-war planning. Was there not that kind of planning effort that had been done and completed that might have provided some guidelines? Was that completely ignored in this because it's in the post-war period that all the things seem to have unraveled and he was very, very critical of that and felt that all of this planning had been ignored. GARNER: He was right. What Tony Zinni did is as he left CENTCOM and handed it over to Tommy Franks, he handed over essentially a plan that called for half-a-million troops and it had post-war planning in it. The post-war planning, by the way, was the military post-war planning. It didn't really do detailed planning for the inner agency. In Zinni's plan, the one that he handed over, the war plan allowed for the post-war effort to work. In other words, he set the conditions for that. Now, let me defend Tommy Franks for a minute. What happened to Tommy Franks, I think, is they wore him down. He didn't roll but Tommy Franks finally agreed on a smaller force but in agreeing on a smaller force he was promised two things. He was promised a huge constabulary, international constabulary, for law and order and he was promised we would bring back the Iraqi army, at least about 300,000 of them. So with those two promises then, and I think he saw his way to take the force down, which turned out he didn't get the constabulary force and they got rid of the Iraqi army. So he was left holding the bag. GORDON: General Zinni, I talked to him about this. He was obviously opposed to the invasion of Iraq but he was concerned about a scenario in which Saddam Hussein's regime imploded and that the Americans would be stuck with the undesirable task of occupying Iraq, like it or not. He had this because there was an air attack that Clinton ordered toward the end, I think in '98, where there was some intelligence they received that the regime was shaky. I don't know how valid that intelligence was given where the other intelligence was. So what he did was he convened a war game actually called Desert Crossing to try to identify what you would need to do to run Iraq if this came to pass. It was toward the end of the Clinton Administration. But occupying Iraq and taking on this burden and toppling Saddam was not near the top of the things to do for the Clinton Administration, so he wasn't able to pull together a really serious inner agency effort to do this. On General Franks, one of the real ironies here is General Franks was the top Army Deputy to Tony Zinni. It was Tony Zinni who nominated him as a good successor. I have a less charitable view. I just think that he got persuaded. He discovered a new way of warfare and really was paid far too much attention to what they called phase three, the march to Baghdad, and very little attention to phase four, as evident in that April 16th intervention where he says take risk going out. GARNER: There was a pretty famous statement made in 1991 by a very important government official that I can't recite exactly which most historian and scholars, not hit intended, have tended to overlooked. But this fellow said, how do you go into Iraq? Why would you go into Iraq? What do you do when you get to Baghdad? Are you going to have a Sunni regime? Are you going to have a Shi'ia regime? Are you going to have Kurdish regime? Whatever regime you have, are they going to like us? Are we going to run it for them? If we run it for them, how do we get out of there? I just don't understand why we would do that. That was Dick Cheney in '91. That was before he drank the Kool-Aid. GORDON: Right. I interviewed for a book I did on the Persian Gulf War called The General's War. I then interviewed Dick Cheney, who was then the Secretary of Defense. The Republican Guard had gone away and I was playing the devil's advocate and saying, what was the point at stopping the war at 100 hours since we were supposed to destroy the Republican Guard? But in any event the conversation drifted to going into Baghdad and he turned to me and he said, and this was around June of '91. Remember, the war ended in February. He said, if we had gone to Baghdad we would be stuck there today. QUESTIONER: Yes, sir. I'm Kevin Owens(?), the army fellow here at the Council. I fully appreciate what disbanding the Iraqi army did in creating a potential labor pool of well armed insurgents. If the decision had not be made to disband the Iraqi army, what thought was given to reconciling Saddam Hussein's army to the Iraqi people as a legitimate institution of Iraqi sovereignty, particularly where they probably viewed it in two categories - incompetent and the instrument of a despotic dictator? GARNER: Well, that is half true, Kevin. In some respects the Iraqi army was a little bit admired, according to where you were standing in Iraq. But our plan was we wouldn't bring back any generals, very few colonels, and bringing them back from out lieutenant down. We would never have put any of them up north around the Kurds and we would have been careful how we positioned them based on their content of those units how we would have positioned them in the south. We would use them mainly in Baghdad and on the border because the border was porous as you know. You've been there. Every kilometer there are three or four ammunition dumps that nobody is guarding. So that is where all the IUDs come from. Our plan initially was to use them to help seal the border. That gets them away from people. Use them in Baghdad for static security, where they are more accepted in Baghdad than anywhere else, and then use them in places where we have to guard things like the hundreds and hundreds of ammunition dumps that are there. Then that would have given us the time to vet them and put them through what we thought was a constructive retraining process and then bring new people in the army and all that had we kept the formations and had structures to do it. But that is a double-edged sword when you try to do something like that. You are right on that. GORDON: Jay, let me ask you a follow-up on that good question. Ambassador Bremer argues that he had no choice but to disband the army because Saddam's army was unacceptable to the Kurds and that they would never have accepted a force like this and plus it would have been dominated by Sunni generals the Shi'ia would have refused to participate. Based on your experience with the Kurds, how do you assess that argument? GARNER: Well, number one, we would never had put them up with the Kurds. You didn't need to. The Kurds had the best army in Iraq. GORDON: He argues that the Kurds would never have accepted Saddam's army as the national army of Iraq. GARNER: I had a lot of discussions with the Kurds and they didn't like it but they never said they wouldn't accept it. Neither Talabani or Barzani ever told me they wouldn't accept it. Both of them said, we don't want them up here, we don't want them up north. I said, they will never come up north. QUESTIONER: Irene Meister. In all your planning, general, and other plannings that you have mentioned on all levels, how much real indepth attention was paid to the existence of such long-range problems that Sunnis and Shi'ias had in Iraq because they were just kept together in the country by dictatorship? How much really was dedicated to see what could be done and what would happen if it was not done? GARNER: I don't think much, and that's a good question. Inside my little team, we thought that was a volatile mixture. Number one, the Sunni would never accept majority leadership from the majority Shi'ia. The Shi'ia would never return to Sunni leadership and the Kurds hated both of them and would never accept a leadership (Inaudible). So we said what makes sense to us is a federal system with a weak central government because, like I said earlier, if you put them each in their own little sandbox there where they are ethnically, tribally and religiously somewhat comfortable and they will find their own leaders inside that sandbox, and you will never find one leader that they all agree with in Baghdad, and the Sunni are the only ones that accept control out of Baghdad. The Shi'ia and the Kurds don't. So we said let's just separate them but still put in a central government and over time they may come together closer, over time they may split apart. But hopefully you avert all these problems of 2,000 years of hatred. GORDON: Any other questions? I would like to ask one. If you had it to do over again, first of all, would you have taken the job in the first place? Second of all, what would you really have done differently if you had had the opportunity to go into this with a better sense of what the challenges in Iraq were? How would you have designed the effort? GARNER: That depends on what point in time you come into it. But if you have a blank sheet of paper. GORDON: A blank sheet of paper? Let's say they followed your recommendation, which is that on the day you start planning the offensive operation, instead of waiting a full year to think about what you do after you win, you actually simultaneously begin planning the post-war phase. What would you have done? GARNER: I would have put a team together with Dave McKiernan's team. I would have had me report to the President. He can report to Sec Def. I would establish money that I controlled. GORDON: Spending money was a problem for you? GARNER: Any money was a problem for me. I had at one point $6 billion, that the first George Bush had frozen. It was Iraqi money. Hell, I had to drag every dollar across the table and justify it in order to spend it. I had to put more justification on spending Iraq's money that I ever had to put on spending US government money when I was a general with appropriated funds. I would have had a pile of money there that I could have used immediately. I would have taken a long time to bring in the right cultural and regional experts and the right linguists to come with us. I would have made sure that we had contractors immediately when we started. I would have gone to Congress and had them put a fund together so that we could start the burn rate right away to hire contractors because you have to have them. What we should have done, I would have insisted that as we occupied Baghdad, we took that four-star and he came to Baghdad and that's where he lived. What I would have done really is taken John Abizaid, promoted him, brought him into Baghdad, made him a sub-unified commander. I would have been his civilian deputy and Dave McKiernan would have been his military deputy and we would have solved all the problems together like that. But we never had that cohesiveness. GORDON: So if you were asked, is a task like this simply beyond the capacity of the United States? GARNER: No. GORDON: To properly organize and execute or did we just not do it as smart as we should have done it? You're in the latter school. GARNER: We just didn't do it. The probably with the government, including the military, is you do well those things you are tested on, and we don't test the government on this kind of stuff. Our troops go out to the national training center and they fight and kill everybody, but they don't do anything in nation building out there. And the inner agency works in the inner agency and they don't really practice as a cohesive unit doing any nation building. What we really need to do is we probably need to have a small umbrella organization that brings these people together about once a year and you exercise them and you have lessons learned and that type thing. Until we start doing that I don't think we will botch anything as bad as this but we will still have major problems. GORDON: I would like to thank you. GARNER: I want to thank you. I appreciate all of you coming. Thank you very much. (Applause) Michael R. Gordon: I have been instructed to get this show on the show by General Garner. Jay Garner: Jay. GORDON: Jay. That is what I'm going to do. I would like to welcome you to tonight's Council on Foreign Relations History Makers event with Jay Garner who is a very important figure in the early part of the American mission in Iraq. On behalf of the Council I would like to thank Richard Plepler and the Home Box Office for supporting this event and making it possible. Since you have all been to these things before, you know that you are not supposed to have on your cell phones and Blackberrys and wireless and all those devices that could interfere with this discussion. For all those who attend sessions that are background or not on the record, this is on the record, all these comments can be attributed. So I guess I need to be careful what I say. GARNER: They always are anyhow. GORDON: I think this can be a very interesting discussion. My role is really just to ask some questions to kind of set it up for about 25 minutes or so and then hand it over to you and the audience to present your questions. But really what we want to focus on tonight is not debate on what is happening in Iraq today. We want to illuminate and go over what happened in 2003 and take advantage of Jay's presence here, although I am going to ask him for his reflections and some of the lessons learned from his experience. I first encountered Jay Garner in April 2003 and I got to Baghdad pretty early on. I was an embedded correspondent for the New York Times embedded with General McKiernan, who is now the chief commander in Afghanistan and was then the top commander in Iraq. I was at what was then their headquarters, the Abu Ghraib North Palace, which was a bombed-out palace. Satellite guided JAT ammunition had been put through one wing of it. Some goats and some sheep had been living in there for a while and they had to chase them out and clean up that place a little bit. I'm told that when they went through the palace initially and cleared it out in the early phase, they found some Syrian fighters or Saddam Fedayeen trying to hide among the refrigerators. But that was the headquarters in early April for General McKiernan when Baghdad was at a stage of tumultuous phase and it was sort of wild in the streets. It is now known as Camp Victory and it has been spiffed up considerably since then with all sorts of video technology and satellite communications, as anyone knows who has gone to Iraq. I was there in April and I recall, I think it was around April 19th or 17th, in Iraq arrives Jay Garner and a team of officials who represented something that was known as ORHA, the office of reconstruction and humanitarian assistance, which was really to be the civilian administration in Iraq. And 2003 was a very chaotic period. If you just reflect back on what was happening on the American side, in the span of that summer the top American commander rotated out and was replaced by General Sanchez, really the most junior kind of division commander in Iraq at the time. The corps commander, Scott Wallace, left. General Franks of CENTCOM was replaced by General Abizaid, and as events transpired Jay Garner was replaced by Jerry Bremer. With all of these moving pieces in the civilian realm and the military realm and just staffs moving in and out, it's amazing to me that anyone could actually keep tabs on what was happening in Iraq. Meanwhile, while the Americans were shuffling all these pieces, all around them was growing an insurgency, which I think was noticed far too late, partly because we were distracted by our own difficulties in trying to organize what was intended to be a post-conflict administration but became an administration that was in the middle of a continuing war. To start this off and go back in time, Jay, I think it would be instructive to say when you were tapped for this very important mission of being the top American civilian administrator in Iraq. We know that the war planning began really in late '01, when General Franks was asked to begin work on a war plan. On the civilian side when did they approach you and say we want you to oversee Iraq? GARNER: About the second week in January. I was here in Manhattan. GORDON: The second week in January, 2003, just a few months before the war. GARNER: Yeah. I got a call from Doug Feith, who was the policy guy in the Pentagon, who said Secretary Rumsfeld wants you to put together a staff that, should be go to war in Iraq, would go in and do the post-war work of reconstruction and governing and that type of thing. I said I'm not sure I can do it, I will get back to you. I went to see Rumsfeld on the 17th of January and told him I had to go and get leave of absence from my company. I was president of a company at that time. I got a four-month leave of absence. I had to get permission from my wife of many years who had left several wars during my career. I went and told them I would do and they said, by the way, if we go to war over there you probably won't go over there because we will put a man of stature over there, which insulted me because I'm only 5'7". They could have used another term, a man of some stature. But initially I was never supposed to go over there and I think the cart got going to fast. GORDON: An interesting point was that granted you were supposed to be administrator for the first phase of it, and you were to be followed up. GARNER: By an envoy, a presidential envoy. GORDON: An president envoy or a political figure, whatever, but they were going to you to give you what was even under the best of circumstances was going to be a very challenging assignment in their contacting you in January 2003, really just two months before this whole thing was about to kickoff. One reason they do come to you is an episode in your life that a lot of people don't know about which is your previous experience in Kurdistan following the Persian Gulf war the 1991 Desert Storm conflict. What happened in Kurdistan that gave you some experience in the Iraq War? GARNER: In 1991 I was the joint force commander in Northern Iraq with several interesting people with me. Colonel Jim Jones, who just retired as Supreme Allied Commander in Europe, was my Marine commander. Lt. John Abizaid was my Army commander, who was CENTCOM commander. Our mission was to go into North Iraq, to push the Iraqi army out of Northern Iraq, to restore the area where the Kurds could come back down from the mountains in Turkey where they were dying at a rate of one thousand a day. They could also come back in from Iran. We were there about five months and we brought the Kurds back, we built villages for them, and eventually we put them all back into their homes. GORDON: When you are tapped for this very important job on which so much depends. It's one thing to take down Baghdad, it's another thing to stabilize Iraq in that kind of situation. When you went about organizing a staff, what resources were really made available to you by the inner agencies? GARNER: On about the 20th of January the President signed an presidential decisions memorandum turning the initial responsibility for post-war Iraq over to the Department of Defense. So I went to Condoleezza Rice and said I need an inter- agency team. She said okay, come in here and brief the deputies. I went and I designed an organization - I had a lot of help - and we put down all the functions of each leg of an organization. Then we put what agency we thought should perform each function. Then I went in and briefed all the deputies early February, the first day or two of February. I told Rumsfeld at the time that what we are going to do is get the C Team, get what everybody wants at that point, which wasn't true. We really got a pretty good team. It was a pickup team but it was a pretty good team, very experienced people. So people began to trickle in and by the third week of February we had enough people, a little over 100 people, where we could sit down and begin to go through what planning had been done in each inner-agency. The problem with the plan at that time it was all done in the vertical stove pipe of each inner agency or organization. There wasn't any horizontal connectivity and I'm not sure we ever really got the horizontal connectivity because we just didn't have the time. When I first got there, when I walked in and told Rumsfeld I would do it, I said, you know, Mr. Secretary, George Marshall started in 1942 working on a 1945 problem. You are starting in late January working on a March or April problem. He said, well, I know that be are where we are. Time was a big factor. GORDON: Time was a big problem. When you were getting ready to head to theater, did you get all of the personnel that you wanted or did you run into political obstacles (Inaudible)? GARNER: There was always a war between the Department of Defense and the State Department, which was harmful. The problem is that, you can understand two dominant personalities like Rumsfeld and Colin Powell going at each other, but you can't understand the people above them letting that happen. That was never stopped. So what happened was there was this intense war between the two of them and so the rest of the inner agencies just sat back. So you had to pull from everybody what you needed. GORDON: I recall that early on prior to the invasion there was an official, I believe he was with the Justice Department, Dick Meyer. GARNER: He's a good guy. GORDON: He identified a need. He had a lot of experience in the Balkans in peacekeeping and nation-building efforts, and he identified the need for thousands really of police mentors and trainers. GARNER: Trainers and advisors, yeah, 5,000. GORDON: I think it was 5,000 that he thought would be necessary to try to prevent the riots and looting and help build a new, well, at least keep the lid on in Iraq. What happened to his request because what happened, as I recall, is you end up with 50 assessors and not 5,000 police. GARNER: Fifty assessors came in probably June. GORDON: So what happened? GARNER: What happened is, my issue was, yeah, I think we needed them, absolutely. But when we got over, when we brought that over to the White House, to Condoleezza Rice, she turned it over to Eliot Abrams. Not Eliot, excuse me. To Frank Miller and Frank Miller was totally against it. Her staff was against that. So we fought back and forth on that issue and really never got the resolution on it. GORDON: When you embarked for Kuwait and then eventually Iraq, you had a staff member who is an expert on policing, who has done this in a previous kind of conflict, who has identified a need for 5,000 police, as an absolutely critical requirement, and you are actually embarking on your task with none of this agree. In fact, you end up getting 50 people to go in an assess how many police advisors might be needed and they don't even arrive until June. GARNER: You really didn't need an assessment team because the Iraqi police were at the bottom of the food chain. The Iraqi police got no training. If you wanted to be a policeman, you walk down to the station and say I want to be a policeman. If they had a slot or a uniform, you got that and you became a policeman that day. They didn't patrol. They stayed in little station houses. So it was really not a trained organization, not a disciplined organization, and not one that was professional at all. So you really needed a set of trainers to come over there and build and Iraqi police force. It was that hard to get the Iraqi police to come back but when they came back you didn't have that much. What was really necessary was to start a program to build a competent police force. GORDON: So come late March, the war begins, March 20, in the region and you have your team, such as it was, assembled at that time. What was your expectation of what your role would be once Saddam Hussein was ousted from power and of ORHA, your organization? GARNER: We went to Kuwait on the 16th of March and the war stated I think on the 18th or 19th. Our initial plan was to follow the force as they went through cities. So that kind of went out the window. GORDON: I think this is worth underscoring and I recall this because I was embedded with Gen. McKiernan's command. In this very compressed period in which you were able to develop your peace plan for what would follow the war, your vision was there would be these sort of liberated zones, like Bosnia. You would go in there, begin your efforts, and that would be a bit of a model for what you might do in Baghdad. But while you were planning that way, the military had an entirely different concept of operations in which they were going to bypass these cities. It made perfect sense in military terms, head straight to Baghdad, and so now you have discovered you have a plan that is at odds with the military strategy and so you have to adapt, just days before. Right? GARNER: There are a couple of points to make on that. Militarily, what they did was pretty smart, bypass the cities so they wouldn't get bogged down. But by doing that, that allowed essentially the Iranians and radical elements to go in and fill the vacuums in those cities. When we finally got to where we could go in there, it was hard to dislodge the radical elements. What we did was on about the 21st of March, we put about 45 of my team in Basra and on the 27th we put about another 50 up Urbil, up in Northern Iraq. Then on the 19th of April I went to Baghdad and on the 24th of April the rest of my team drove to Baghdad. GORDON: Now, you have arrived in Baghdad. It's the 19th of April. Baghdad falls on April 7th really, and certainly by the 9th it's under two divisions in Baghdad, the Marines in the east side of the river and the Army on the west, with the Tigris being the demarcation. There is a really interesting event that I was in Baghdad for and that was on April 16th. So really talking about one week after Baghdad feel, General Franks came up to Baghdad, had a meeting with all of his combatant commanders, Navy, Air, Special Ops, they all few up there, and I recall this they had victory cigars, which they smoked in this palace, and he gave them his guidance as to what he thought would follow. He said, you the commanders of these forces should expect to reduce the American presence in Iraq to little more than a division by September '03. To get to this fairly low level of troops, they should be prepared to take as much risk coming out as they did as coming in. I recall then that some of Gen. McKiernan's aides were absolutely dumbfounded by this guidance, but that is the guidance that they got from the CENTCOM commander. What was your reaction when you heard this and what implications did it have for what you were trying to do? GARNER: The next day Dave McKiernan called me, the 19th, and said we have to get together. I have to show you this briefing. So he came. The first slide says you take as much risk going out as coming in, and I said, hell, Dave. You didn't take any risk coming in here, you're going to win this war. But all the risk is right now, you can't leave. He said, I'm with you, you are reading the chart just like I am. Interesting. About a week or 10 days later, I was up in Al Hill(?). I went to see Gen. Conway, the Marine Commander. When I came out, I went over to one of his battalion commanders and I said, what is going on here, how is everything going? He said, we're pulling out. I said, what do you mean you're pulling out? He said, yeah, we're pulling out, we're relocating. I said, where else in Iraq are you going? He said no, we're leaving. I said you can't do that. He said let me take to talk to one of my company commanders and you will understand. So I go and see this young company commander. He's a bright guy. He says tell Gen. Garner what is happening. He says here is what's happening. Every time we pull out, we have gone in and we have been in these towns, we're getting along with the people. But he says, we pull out of there the really radical Islamic elements come in here. I'll tell you, he said, they are Iranian. He said they take over the security, take over the police, they take over education, they take over electricity, they take over water, the take over health. He said they control everything in quality of life. I got on the phone that night and called Rumsfeld and said you have to stop the redeployment. I said I will have more proof for you in another 20(?), but you have to. Here is what is happening, here is what I think is happening and this I believe. He said, well, thank you very much. So I took an Arab linguist that I had, a State Department guy, who was an Arabist. I said you've got 48 hours. I want you to go the markets in Najaf and Al-Hillah and Karbala and around and find out if this is true. You've got 48 hours. He came back in about 18 hours and said I didn't need 48, I can tell you it's worse than you think it is. It is really happening. That was one of the great mistakes that we made. By uncovering these areas and letting the bad elements come in and fill those vacuums. We spent now the next three of four years trying to get them out of there. GORDON: Before we go to questions, I want to take you into the substance of what was happening in post-Saddam Iraq. As you were trying to oversee the process of asdministering Iraq, there was an assumption that you and your organization made in retrospect turned out not to be well-founded, I think, although I think you may disagree. That was that the institutional infrastructure of Iraq would remain in tact absent Saddam Hussein. When your organization came in, your hope was to control and govern Iraq through the ministries, by replacing people at the top of the ministriers, but your expectation was that the ministries would continue to function, the basic levers of government would continue to work. Can you address that? GARNER: Yeah. Our concept was that when you go in there you bring the ministries back because the ministries control the quality of life. They control everything. So to do that we started what we called a very gentle de-Baathification , where we took out the top guy, we took out the personnel guy, and we brought everybody else back and we said over time the people in the ministries themselves will point out bad guys and we will vet them on a case by case basis. But we had to bring the ministries back in order to get the country functioning again. Two things damaged that. The first thing was as we were going into Baghdad, Baghdad Bob was saying we're not in there and all that. CENTCOM got aggravated and they took out all the communications. So there was really no civilian communications. If you wanted to communicate, if you wanted to start school, you had to bring in all the school people from the provinces into Baghdad. So you're going to start school on this date and you're going to graduate them on this date, and here are the things you've got to accomplish in-between there. They send them back out and you change your mind, you have to bring them back again. So absolutely no way to communicate. The second thing is that of the 21 ministry buildings we were going to use, the looting destroyed 17 of them. Looting didn't surprise me because in '91 when we went up north, there was severe looting up North. But what the Kurds did up North was they went into the government buildings. They killed whatever Iraqis were in there. They went into the government buildings and they took out all the furniture. It was winter time and they took out the door jams and windows jams and used that for firewood. But other than that, they left everything in tact. That didn't happen in Baghdad. They took everything out. They stripped all the wiring out of the buildings. They took all the piping out of the buildings. Then they set the buildings on fire. So they weren't structurally safe. You couldn't use them again. We were reduced to about four buildings. One was the oil building. Really the other was the convention center. Then since there was no building for the ministry workers to go back to, they stayed home. We didn't know who they were, so I literally put my team out on the streets of Baghdad walking around asking shopkeepers and all that, do you know anybody who was in the ministry, in the groceries, do you know the people who were in the ministry of the interior, ministry of defense? That type thing. Eventually over about a 10 or 12 day period we got the nucleus back, and eventually people would come back and they would have a floppy disk of the people in the ministries and it took us about three weeks to recruit them back, get them back in there. GORDON: I think what happened really was you had a plan, which may or may not have been realistic, but it certainly depended on, it assumed the provision of security in the Iraqi capital, a security which the American military didn't have the sources really to establish in those first chaotic weeks. I want to ask you, when did you first hear that Ambassador Jerry Bremer was going to be your successor and how did that all, when did you first learn of that? GARNER: I went to Baghdad on the 19th. I spent the night in Baghdad in McKiernan's headquarters, which you were talking about earlier. I spent the next day I went to the hospitals, the sewage plant, the electrical grid to kind of make an assessment of what was going on. I was pretty shocked about how bad everything was. When I was there I got a call from Dick Naab, who was the guy I had up north in Irbil. Dick Naab was with me in '91. He lived with the Kurds for 18 months after I left in '91. So he is very well respected by the Kurds. He said I talked to Talabani and Barzani and they are getting ready to come to Baghdad and put in an interim government. I said they can't do that, I'll be up there tomorrow. So I got with Dave McKiernan. I got on a plane and I flew to Mosul, met them. We went together to Sulaimanya to Lake Dookan. I sat down with them and I said you guys can't put together an interim government. I can't let you do that. I said I want an interim government but you two guys can't do it. I knew Talabani and Barzani very well. We had a very close relationship in '91 and we had maintained contact. GORDOM: What was your concern about the interim government (Inaudible)? GARNER: I didn't have the full story. You see, you can't two Kurds coming to Baghdad to rule Iraq. Talabani said we're not doing that. He is what we are going to do. We are going to take the team of leaders that Khalilzad had put together, Zalmay Khalilzad. He had been working with them for about 14 or15 months. It was Talabani, Barzani, Chalabi, Allawi, Pachichi, Hakim. He said we were going to bring all of them to Baghdad to help you to be a face of government. I said I want you to do that. You bring them to Baghdad, I want you to be there in a week, and we go down this road together I would like as soon as we can to have an interim government because I don't want my face to be what the Iraqi people see as leading them. I want one of your faces doing that. I said by the way I don't want Hakim on that because he is too Iranian. Talabani in his own style reached over and padded me on the knee and he said, Jay, it's better th have Hakim inside the tent than outside the tent. I said, you know, Imam Jalal, you are right as usual are. But I said we have to bring some more in because you two guys are Kurds expats and so I need somebody else. He said we'll bring in Jaafari and we'll bring in a Christian. They did bring in Jaafari but they didn't bring in a Christian. But we tipped(?) on them and we set them up to be a face of government for the Iraqi people. I left and I got back to Baghdad on the afternoon of the 24th. My team had driven up from Kuwait and had started at three o'clock that morning. They were getting in there about five. The phone rang at six. It was Secretary Rumsfeld. He said, Jay, you're doing a great job. Everything is going fine. Keep up the good work, real proud. By the way, the President just named the Presidential Envoy and it's going to be Jerry Bremer. I want you to call him. I said, I would be glad but, number one, I don't have his number and, number two, how about holding this off until about the first of July because General McKiernan and I have a lot of really good things going on. Let us execute those and it will be much easier for Jerry Bremer to come here. He said, I can't really do that because the President appointed him and it's on his timeline and not mine. I said okay fine. He said, I want you to stay there with him. I said no, I don't work that way, Mr. Secretary. I said you can't bring in a new guy and leave the old guy there too because the people under them get mixed on where their loyalties are. So I said the best thing for him is for me to leave. He said, well, you have to transition. I said I will do that. He and I will work together until I'm sure that he has the reigns and then I'll leave. GORDON: Didn't you have a conversation later with Ambassador Bremer where you suggested he get himself prepared to come over but he said his desire was to get engaged immediately, right? GARNER: Yeah. The next morning he called me. I was going down to call him. When I walked into the office, the phone was ringing and it was Jerry Bremer. He introduced himself and I said you would be better served if you stayed there for another month or so and really got fully briefed on everything and really learned about the culture and the leaders and the people and that type thing and let me complete some of the things I'm doing because it will be easier for you. He said, no. I can't do that. I have to get there as soon as possible. GORDON: Now, when Ambassador Bremer arrives, he makes a number of decisions, which are still debated today. He decides to formally dissolve the Iraqi army. He goes for a Baathification strategy. Were these steps consistent with what you were trying to do? How did they differ and did you learn about them? GARNER: As I said we were doing a general de-Baathification. At about seven o'clock one morning, Ambassador Robin Raphel brought me the de-Baathification list and she said you've got to read this. I read it and I said we can't do this, it's too deep. She said you need to read this. So, I read it and assessed we can't do this; it's too deep. She said, well, you've got to go get this changed. I was walking down toward Jerry's office and I saw the CIA station chief coming across and I said, hey, Charlie, what are you doing? He said, I just read this de-Baathification order and I'm going to talk to Mr. Bremer. I said let's go together. I said, look Jerry, this is too deep. I said we just now read it. I said give Charlie and I an hour or so. We will do this. We will do the puts and takes on it. We'll come back to you, we'll get on the phone with Rumsfeld, whoever we need to get on with, and we will soften this. He said, no, absolutely not. These are my instructions and I have to execute those. I said it's too deep. You won't be able to run the country if you do this. He said, I told you it's my instructions, I've got to execute this. I said, Charlie, tell him what is going to happen. Charlie said, let me tell you something, Mr. Ambassador. If you do this, by nightfall you are going to drive between 30,000-50,000 Baathists underground, and the number if closer to 50 than it is 30. The next day was the directive to do away with the Ministry of Defense and it also said the Ministry of the Interior in that first day. Do I went to him and I said, Jerry, I would brief the President. We were going to bring back it back to the Army here. He agreed I was referred it in front of everybody. GORDON: Just to pause for a second, and I had to research this in laborious detail, the plan had been theretofore to make use of the Iraqi army. The US military wanted to use them because they knew they didn't have enough forces to control the country. Indeed, consultants were brought into the business for the retraining process. Jay's organization wanted to use them as a workforce, and even though they had gone AWOL, the concept was to recall them. But the edict to dissolve the army, did you have a chance to vet that before that was issued? GARNER: No. I saw that that morning. I was shocked. Because two days before they went and had a SVCs(?) back with DC on bringing back the Army. GORDON: A satellite video conference. GARNER: We have located a little over 40,000 of them that time to come back, who said they wanted to come back. By the way, during the war we dropped leaflets saying just don't fight us and all that and we will bring you back. They expected to come back. We had been planning all along to bring them back. We had a set of contractors who had been the ones who trained the Croatian army with us there in Baghdad to pick this up. So I was shocked when that happened. So I told him, I said, look, Jerry. We planned to bring them back. We were going to use them to guard static security things like buildings, ammunition dumps, things like that, and also to use them as a workforce because they are organized. They are in organizations. They have a chain of command. They have skill set to do the things we need them to do. He said, no, that's been changed. The decision is we are going to get rid of them, we're going to build a completely new army. I said, let me tell you something. You can get rid of an army in a day but it takes you years and years and years to build one because it's not trigger pullers. It's the institutions that sustain them, that feed them, that have medical care for them, that takes care of the families, that gives them logistic systems, that type of thing. I said those take years to build. So if you're going to do that, you're starting off on a very long-term program and you need an Iraqi army now. He said the decision has been made. GORDON: When you got back to, I guess, the United States after Ambassador Bremer took the reigns, did you meet with the President or Rumsfeld? What did you tell them about what going on out there? GARNER: I did. Right after they got rid of the army, they got rid of the leadership. GORDON: Right. They also got this concept of an interim government - I should have mentioned that - that Talabani and others were going to put together, an Iraqi governing council. There was to be a meeting in late May and, what, that was canceled? GARNER: We were going to like I said de-Baathify them and bring back the army and have an interim government, start a constitutional process not later than July 1 because we wanted, I wanted, to get the Iraqis involved in that. What we had was we had the Shi'ia sitting on the fence, the Sunnis hated us and the Kurds were ecstatic that we were there. The Shi'ia for not for us and not against us. They were just looking at us and there was a lot of reigning influence. But the Shi'ia didn't trust us because we had incited them to rebel in '91 and then we turned our back on them. So we did a de-Baathification and drove the Baathists underground. We got rid of the army and probably put somewhere between 300,000-400,000 soldiers against us. Then we got rid of the leadership groups. So there was no Iraqi face for leadership and so went in a period of about 72 hours in my judgment from liberators to occupies. When I went back I met with Rumsfeld on the 18th of June. I came back on the 5th or 6th. I met with him on the 18th of June. I said we have made three tragic mistakes over there. Number one, de-Baathification is so deep you will never be able to run the country because none of the technocrats have a job. The first IEDs had just started going off. Number two, we made huge enemies out of the Baathists, especially the Iraqi army which is still armed. Number three, we got rid of the leadership groups so there is not Iraqi face for the Iraqi people. But it's not too late, we can still turn that around. Those aren't decisions that we can't turn around. He thought a minute about that and then he said I hear you. I think I understand what you are saying but we are where we are. I just brought that in. GORDON: At this point I'm going to open it up for questioners. Again, the point of this is supposed to be focused very much on this episode of the ongoing Iraq saga, not really on contemporaneous events with the sons of Iraq or what is happening now in Baghdad. I think there is a microphone somewhere for people who want to ask questions. You are supposed to identify yourself when you do. So this is your chance. Steve. QUESTIONER: I'm Steve Doyle(?) from the Council. A variety of mistakes were made and then we got an insurgency. If we had adopted more astute policies, would we have averted subsequent insurgency or were there underlying structural factors, the legacy of a generation of police state governance, sectarian and ethnic schisms? Were there underlying structural problems in Iraq that would have brought an insurgency anyway? GARNER: I think we could have averted an insurgency but I do think the terrorist element would have come in. There are several things that happened. All the criminals were released about a month, a month and a half before the war. The terrorist elements came in mostly through Anbar province. The first mistake is we didn't have enough force structure. We didn't have enough force. We went in there with 160,000-165,000. People in the war planning called for half a million. That the first problem. The second problem is we didn't move fast enough when we got in there. There is no part of the US government that goes and rebuilds nations. We do that through contractors. We didn't have th contractors there when we got there because the government wouldn't sign the contracts with contractors until the war started because they didn't want that leaking out in the press saying absolutely we're going to war, although everybody knew we were going to war. So the contractors to do reconstruction and that type of thing weren't signed until after the war started. In fact they weren't signed until April. Then after they are signed, then all the contractors had to go build their teams, get in the queue to get over there and that, so they didn't begin showing up until mid-June and later. So we missed a big honeymoon window that we had there where we could start making a demonstration for the people we were doing things for. The third thing is you can't take and superimpose a Western-style democracy overnight on a Muslim country whose people, most of which have hated each other for 2,000 years. It just isn't going to work. A better system would have been to put them in a federal system where you had a little Shi'ia entity, a Sunni entity and you already had a Kurdish entity, and then have a central government that is fairly weak. If we had done that, then I think we would have had averted a lot of things because we would have had in those entities had them tribally, ethnically and religiously comfortable. Then their little paramilitary units like the Mehdi and the army and all that would have become a security force for that entity and not a security force that would try to eliminate everybody else. So it would have built more time in there for us and over time we could have build them into a stronger government or over time they may have separated and gone their own way. I don't (Inaudible). We had the wrong plan. GORDON: So Jay, is it fair to say just to sum up your response, there probably would have been an insurgency no matter what, given the dynamics in Iraq, but American mistakes provided the kindling that caused the conflagration to spread. GARNER: I think that there would have been a minor insurgency. I think there was always a Sunni element that was going to fight what we did. McKiernan and Abizaid identity it in early April. They said we are going to have more problems when we get in there because we are going to have at least a small guerrilla war against it. They identified that early on. QUESTIONER: Bob Lifton. When you went and took over the command, was there any clear objective that could define as to what victory would have been, that all of you knew in front what you were aiming at and that you could tell you were achieving it at some point because we keep hearing about the victory we were going to get? GARNER: I never saw an established national strategy for what end-state would be. I never saw a concept of end-state. For me and for my team, we defined in-state as if we can get the country running again, we can hand it over to Iraqis to government themselves and we think we have done the job we were hired for. But there was never a stated strategy to do that to my knowledge. QUESTIONER: Thank you, general, a fascinating presentation. My name is Roland Paul(?), I'm a lawyer. A long time ago I was in ISA at the Pentagon. You threw out a plan that called for 500,000 and General Shinseki said a couple of hundred thousand. GARNER: He said about 300,000-400,000. QUESTIONER: About the same. Then my only question would be. You reported that Jerry Bremer kept saying there are the orders. Did they come from Washington or did they come from Bremer? GARNER: No. I have to defend Jerry Bremer a little bit on that. I think they all came over in his briefcase. I don't think he authored any of those. I think those were given to him. The Shinseki thing is interesting because Shinseki went to Congress and said he would take several hundred thousand or three or four hundred thousand, the next day Secretary Rumsfeld and Wolfowitz called me and said, did you see what Shinseki said? I said yes, I saw that. They said, what do you think, he's not right, is he? I said I don't know. I said I can give you the only piece of empirical data I have. In 1991 I commanded five percent of the real estate in Iraq. It was all in Northern Iraq and I had 22,000 trigger pullers. If you multiple that, you will see it's about 400,000-450,000. So it's probably a pretty good number. They said, thank you very much, that's all. GORDON: Just on this episode, because I had to research this carefully, the original CENTCOM plan, if you had gone back prior to the second Bush Administration would have indeed called for a very large force on the order of 400,000 or 500,000. But as the plan was retooled under General Franks, it didn't call for anywhere near that amount of force. It called actually for a very small force for what they thought would be an easy operation. When General Shinseki made his comments, what he said was several hundred thousand, and he had been briefed the day before by a staff member of General McKiernan's command who I late interviewed. They were kind of doing their back-of-the-envelope, what do we need really to try to control this country? They said several hundred thousand. So I think Shinseki was drawing on that briefing, on his Bosnia experience, and in answering this question in the Congressional forum he never really made this case strongly internally. What he did was when he was in the White House and President Bush asked him was this plan okay, he said it's executable if you flow the entire of what they called a tit-fit list of forces. It was his assumption then that that would give him the force he never. But I don't recall him ever, what he never really did is say this plan can't be executed the way they are going about it. Next question. QUESTIONER: Edward Dwyer(?). I'm not clear on the responsibility. You talk about political conflict between the secretary of state and Rumsfeld. You say that Rumsfeld's call said the President insisted on it and you advise Rumsfeld. Where in fact is the planning done and the decisions made? GARNER: For? You're not talking about the military planning? QUESTIONER: No. Not military planning. GORDON: The civilian post-war. QUESTIONER: Yeah. GARNER: As far as I know from what I saw and what I experienced, the planning was done inside each inner agency in the vertical stove-pipe of that inner agency. What Rumsfeld told me when I first got there was he said, they will tell you there has not been much planning but there has been a lot of planning. He said the problem is it's all vertical and none of it is horizontal. He said in the time that you have try to do the horizontal connectivity and operationalize the plans. But the plans were all done within the framework of each inner agency. There was not one. What we tried to do in the few weeks we had was to meld those together. That's a good question. I'm not sure I know the answer. QUESTIONER: I think my best ever to sort this out is there was an inner agency structure in fact and Frank Miller and the NSE presided over it and actually did a fair amount of planning for those crises which did not emerge, which is they expected thousands and thousands of displaced people and refugees. They expected there would be food shortages, dams would be blown up, things that never transpired. They planed for things that didn't occur. So there was some inner agency planning but then there was a very important step, which Jay mentioned in his presentation, which is that in January of '03 President Bush, at the request of Don Rumsfeld, signed an order which gave the Defense Department the lead responsibility not only in waging the war but in administering Iraq after the war. This I don't think had happened since the WWII. It wasn't what occurred in Afghanistan just a year or so prior. The Defense Department's argument was the State Department had messed up Afghanistan, we need unity of command, give it to us, we will do it right. In theory, Ambassador Bremer was to report to Secretary Rumsfeld, through him to the White House. That is how it was initially structured. Didn't you report to Rumsfeld? GARNER: Yeah. I reported to Rumsfeld. I think that is not all bad. I think that when you go into something like that, probably the military should be in charge until you have enough stability to put an ambassador in and do that type thing. Having said that, the problem with that is it didn't work that way because if you are going to do that, then post-war planning has to start the day of war planning. The war planning has to consider what is going to happen in post-war, it ha to plan for that. It has to set the conditions for that success. You see, that didn't happen. GORDON: To take this one step further, and then we will go to the next question, the problem was you were vesting the post-war planning in an agency that was opposed to nation building and a heavy effort in the post-war phase. In February, when you were trying to do your planning in DC, Don Rumsfeld gave a speech in New York, February of '03, called Beyond National Building, where he made the argument that the Clinton Administration had been involved in national building in Bosnia and this had created unhealthy dependencies of that population on international institutions, and we weren't going to make that mistake again. That Iraq in a sense was going to be kind of a tough-love situation where there was not going to be a heavy nation-building effort on the part of the United States to avoid these terrible dependencies that would tie us down. So that was the framework that the Defense Department had and yet that was the very agency that you were handing over the post-war planning to, and so I think the result isn't all that surprising. QUESTIONER: Thank you. General Zinni, who had been the CENTUM commander, was really railing away at the sense that he had that 10 years of military planning, I heard him say many times, was just ignored, including a lot of what he called phase-four planning, which is a post-war planning. Was there not that kind of planning effort that had been done and completed that might have provided some guidelines? Was that completely ignored in this because it's in the post-war period that all the things seem to have unraveled and he was very, very critical of that and felt that all of this planning had been ignored. GARNER: He was right. What Tony Zinni did is as he left CENTCOM and handed it over to Tommy Franks, he handed over essentially a plan that called for half-a-million troops and it had post-war planning in it. The post-war planning, by the way, was the military post-war planning. It didn't really do detailed planning for the inner agency. In Zinni's plan, the one that he handed over, the war plan allowed for the post-war effort to work. In other words, he set the conditions for that. Now, let me defend Tommy Franks for a minute. What happened to Tommy Franks, I think, is they wore him down. He didn't roll but Tommy Franks finally agreed on a smaller force but in agreeing on a smaller force he was promised two things. He was promised a huge constabulary, international constabulary, for law and order and he was promised we would bring back the Iraqi army, at least about 300,000 of them. So with those two promises then, and I think he saw his way to take the force down, which turned out he didn't get the constabulary force and they got rid of the Iraqi army. So he was left holding the bag. GORDON: General Zinni, I talked to him about this. He was obviously opposed to the invasion of Iraq but he was concerned about a scenario in which Saddam Hussein's regime imploded and that the Americans would be stuck with the undesirable task of occupying Iraq, like it or not. He had this because there was an air attack that Clinton ordered toward the end, I think in '98, where there was some intelligence they received that the regime was shaky. I don't know how valid that intelligence was given where the other intelligence was. So what he did was he convened a war game actually called Desert Crossing to try to identify what you would need to do to run Iraq if this came to pass. It was toward the end of the Clinton Administration. But occupying Iraq and taking on this burden and toppling Saddam was not near the top of the things to do for the Clinton Administration, so he wasn't able to pull together a really serious inner agency effort to do this. On General Franks, one of the real ironies here is General Franks was the top Army Deputy to Tony Zinni. It was Tony Zinni who nominated him as a good successor. I have a less charitable view. I just think that he got persuaded. He discovered a new way of warfare and really was paid far too much attention to what they called phase three, the march to Baghdad, and very little attention to phase four, as evident in that April 16th intervention where he says take risk going out. GARNER: There was a pretty famous statement made in 1991 by a very important government official that I can't recite exactly which most historian and scholars, not hit intended, have tended to overlooked. But this fellow said, how do you go into Iraq? Why would you go into Iraq? What do you do when you get to Baghdad? Are you going to have a Sunni regime? Are you going to have a Shi'ia regime? Are you going to have Kurdish regime? Whatever regime you have, are they going to like us? Are we going to run it for them? If we run it for them, how do we get out of there? I just don't understand why we would do that. That was Dick Cheney in '91. That was before he drank the Kool-Aid. GORDON: Right. I interviewed for a book I did on the Persian Gulf War called The General's War. I then interviewed Dick Cheney, who was then the Secretary of Defense. The Republican Guard had gone away and I was playing the devil's advocate and saying, what was the point at stopping the war at 100 hours since we were supposed to destroy the Republican Guard? But in any event the conversation drifted to going into Baghdad and he turned to me and he said, and this was around June of '91. Remember, the war ended in February. He said, if we had gone to Baghdad we would be stuck there today. QUESTIONER: Yes, sir. I'm Kevin Owens(?), the army fellow here at the Council. I fully appreciate what disbanding the Iraqi army did in creating a potential labor pool of well armed insurgents. If the decision had not be made to disband the Iraqi army, what thought was given to reconciling Saddam Hussein's army to the Iraqi people as a legitimate institution of Iraqi sovereignty, particularly where they probably viewed it in two categories - incompetent and the instrument of a despotic dictator? GARNER: Well, that is half true, Kevin. In some respects the Iraqi army was a little bit admired, according to where you were standing in Iraq. But our plan was we wouldn't bring back any generals, very few colonels, and bringing them back from out lieutenant down. We would never have put any of them up north around the Kurds and we would have been careful how we positioned them based on their content of those units how we would have positioned them in the south. We would use them mainly in Baghdad and on the border because the border was porous as you know. You've been there. Every kilometer there are three or four ammunition dumps that nobody is guarding. So that is where all the IUDs come from. Our plan initially was to use them to help seal the border. That gets them away from people. Use them in Baghdad for static security, where they are more accepted in Baghdad than anywhere else, and then use them in places where we have to guard things like the hundreds and hundreds of ammunition dumps that are there. Then that would have given us the time to vet them and put them through what we thought was a constructive retraining process and then bring new people in the army and all that had we kept the formations and had structures to do it. But that is a double-edged sword when you try to do something like that. You are right on that. GORDON: Jay, let me ask you a follow-up on that good question. Ambassador Bremer argues that he had no choice but to disband the army because Saddam's army was unacceptable to the Kurds and that they would never have accepted a force like this and plus it would have been dominated by Sunni generals the Shi'ia would have refused to participate. Based on your experience with the Kurds, how do you assess that argument? GARNER: Well, number one, we would never had put them up with the Kurds. You didn't need to. The Kurds had the best army in Iraq. GORDON: He argues that the Kurds would never have accepted Saddam's army as the national army of Iraq. GARNER: I had a lot of discussions with the Kurds and they didn't like it but they never said they wouldn't accept it. Neither Talabani or Barzani ever told me they wouldn't accept it. Both of them said, we don't want them up here, we don't want them up north. I said, they will never come up north. QUESTIONER: Irene Meister. In all your planning, general, and other plannings that you have mentioned on all levels, how much real indepth attention was paid to the existence of such long-range problems that Sunnis and Shi'ias had in Iraq because they were just kept together in the country by dictatorship? How much really was dedicated to see what could be done and what would happen if it was not done? GARNER: I don't think much, and that's a good question. Inside my little team, we thought that was a volatile mixture. Number one, the Sunni would never accept majority leadership from the majority Shi'ia. The Shi'ia would never return to Sunni leadership and the Kurds hated both of them and would never accept a leadership (Inaudible). So we said what makes sense to us is a federal system with a weak central government because, like I said earlier, if you put them each in their own little sandbox there where they are ethnically, tribally and religiously somewhat comfortable and they will find their own leaders inside that sandbox, and you will never find one leader that they all agree with in Baghdad, and the Sunni are the only ones that accept control out of Baghdad. The Shi'ia and the Kurds don't. So we said let's just separate them but still put in a central government and over time they may come together closer, over time they may split apart. But hopefully you avert all these problems of 2,000 years of hatred. GORDON: Any other questions? I would like to ask one. If you had it to do over again, first of all, would you have taken the job in the first place? Second of all, what would you really have done differently if you had had the opportunity to go into this with a better sense of what the challenges in Iraq were? How would you have designed the effort? GARNER: That depends on what point in time you come into it. But if you have a blank sheet of paper. GORDON: A blank sheet of paper? Let's say they followed your recommendation, which is that on the day you start planning the offensive operation, instead of waiting a full year to think about what you do after you win, you actually simultaneously begin planning the post-war phase. What would you have done? GARNER: I would have put a team together with Dave McKiernan's team. I would have had me report to the President. He can report to Sec Def. I would establish money that I controlled. GORDON: Spending money was a problem for you? GARNER: Any money was a problem for me. I had at one point $6 billion, that the first George Bush had frozen. It was Iraqi money. Hell, I had to drag every dollar across the table and justify it in order to spend it. I had to put more justification on spending Iraq's money that I ever had to put on spending US government money when I was a general with appropriated funds. I would have had a pile of money there that I could have used immediately. I would have taken a long time to bring in the right cultural and regional experts and the right linguists to come with us. I would have made sure that we had contractors immediately when we started. I would have gone to Congress and had them put a fund together so that we could start the burn rate right away to hire contractors because you have to have them. What we should have done, I would have insisted that as we occupied Baghdad, we took that four-star and he came to Baghdad and that's where he lived. What I would have done really is taken John Abizaid, promoted him, brought him into Baghdad, made him a sub-unified commander. I would have been his civilian deputy and Dave McKiernan would have been his military deputy and we would have solved all the problems together like that. But we never had that cohesiveness. GORDON: So if you were asked, is a task like this simply beyond the capacity of the United States? GARNER: No. GORDON: To properly organize and execute or did we just not do it as smart as we should have done it? You're in the latter school. GARNER: We just didn't do it. The probably with the government, including the military, is you do well those things you are tested on, and we don't test the government on this kind of stuff. Our troops go out to the national training center and they fight and kill everybody, but they don't do anything in nation building out there. And the inner agency works in the inner agency and they don't really practice as a cohesive unit doing any nation building. What we really need to do is we probably need to have a small umbrella organization that brings these people together about once a year and you exercise them and you have lessons learned and that type thing. Until we start doing that I don't think we will botch anything as bad as this but we will still have major problems. GORDON: I would like to thank you. GARNER: I want to thank you. I appreciate all of you coming. Thank you very much. (Applause)
  • Iraq
    HBO History Makers Series with Jay Garner
    Play
    Watch retired lieutenant general Jay M. Garner, former director of the Office of Reconstruction and Humanitarian Assistance in Iraq, discuss the situation on the ground in 2003.