• International Law
    Human Rights and the Rule of Law in China
    Prepared Testimony before the Congressional-Executive Commission on ChinaSenator Hagel and Other Distinguished Members of this Commission,All of us who focus on China’s progress, problems and prospects with respect to human rights and the rule of law are grateful for this Commission’s continuing interest and cooperation. Hearings such as today’s and publications such as your just-released 2006 Annual Report, which offers a comprehensive, balanced and accurate account of recent developments, stimulate interest and spread knowledge about a vast, complex and important subject that receives too little public attention in both China and the United States. It would be wonderful if the 2006 Annual Report could be published in China as well as this country.Striking the right tone for today’s Hearing is a challenge. It has been over a year since my last appearance here, and this has not been a good time in China for either the rule of law or for human rights in the sense of political and religious freedoms, protection against arbitrary criminal punishment, the development of fair and independent courts and the growth of a free and vigorous legal profession.The picture is somewhat brighter if we focus on the role of law and legal institutions in promoting China’s remarkable economic progress. The new and long-awaited Bankruptcy Law and the forthcoming Antitrust Law are recent examples of ongoing legislative progress, although the temporary failure of the draft Property Law reminds us of the ideological as well as practical and technical challenges confronting the National People’s Congress in seeking to regulate bitter rural and urban land use disputes.Yet even commercial laws need credible enforcement. China’s rapidly expanding institutions for legal education and scholarly publication are gradually improving the craft skills of the various branches of the legal profession. But the courts, the China International Economic and Trade Arbitration Commission and most, but not all, of the many municipal arbitration organizations continue to suffer from political interference, corruption, “local protectionism” and the corroding effects of personal ties compendiously described as “guanxi”. The impact of these serious institutional shortcomings will become more apparent as China’s economy reaches a higher stage of development. Moreover, not all recent economic rule-making has been positive in facilitating either foreign business cooperation with China or even unfettered distribution of purely commercial news.I am sure that my colleagues at this Hearing will analyze the continuing and extensive denials in practice of the freedoms to receive information, speak, publish, organize, assemble, demonstrate and worship that are enshrined, in principle, in China’s Constitution. Here I will comment only on prospects for further legislative reform of the administration of criminal justice and relevant activities of Chinese courts and lawyers.PROSPECTS FOR LEGISLATIVE REFORM OF THE CRIMINAL PROCESSChinese experts have long recognized that the 1996 Criminal Procedure Law (CPL) is in need of revision, clarification and elaboration. Several impressive academic drafts of a new law have been circulating in official circles for some time. Yet hopes that a new law might be enacted by the time of the Beijing Olympics in 2008 now appear to be receding. This new law was to accompany and implement China’s long-awaited ratification of the International Covenant on Civil and Political Rights (ICCPR), which the People’s Republic of China (PRC) signed in 1998. Ratification of the ICCPR—and implementation in accordance with its terms—would have a more profound effect on the PRC’s political, legal and social systems than the PRC’s entry into the World Trade Organization has had upon its economy. Undoubtedly for this reason, in what is plainly a very conservative climate for law reform, ICCPR ratification also seems to be retreating to the backburner of a leadership that has shown itself to be increasingly impervious to popular demands for due process in law enforcement. At least in the short term, the Politburo has decided to meet the spectre of social instability with harsh repression rather than legislative innovation.This is unfortunate since a large number of Chinese criminal justice experts from the judiciary, the procuracy, the defense bar, the Ministry of Justice, the Ministry of Public Security, the NPC staff and academic life have been making impressive efforts to develop a national consensus on a broad range of understandably contentious issues. Should suspects generally be granted bail during the investigation period instead of languishing in detention as at present? Should they have a right to keep silent and not incriminate themselves? Should a presumption of innocence be confirmed and its implications spelled out? Should defense lawyers be allowed to monitor police interrogations, conduct their own investigation prior to indictment and freely meet detained clients? What steps should be adopted to make defense lawyers available to accused who more often than not go unrepresented? What protections should be enacted to reduce the likelihood that suspects will be tortured and to curb widespread overtime detentions? What measures should be prescribed to strengthen the current insignificant legislative barriers to arbitrary search and seizure? Should all illegally-obtained evidence be excluded from trials? Should plea bargaining be fostered? Should prosecution witnesses be required to appear at trial in order to make meaningful the existing right to cross-examine one’s accusers? What kind of appellate review should replace the current perfunctory procedure? None of these issues, which have long cried out for legislative resolution, is likely to be dealt with by the NPC in the near future.Nor does the NPC seem ready to abolish the notorious, supposedly “non-criminal”, administrative punishment of “reeducation through labor” (RETL), which allows the police unilaterally to ship people off to three or even four years of confinement in circumstances that are similar to those of the conventional criminal punishment of “reform through labor”. Two or three years ago, many Chinese reformers, even within the Ministry of Public Security (MPS), seemed confident that the NPC was about to abolish or at least substantially revise RETL. There was widespread agreement among the experts that its continuing existence undermines the significance of the Criminal Procedure Law (CPL), since it allows the police to circumvent the protections of the CPL, including review by the procuracy and the courts, and nevertheless to send people to long periods of what is, for all intents and purposes, criminal punishment. But the apparent opposition of the Central Party Political-Legal Committee and the leadership of the MPS, which believes that it continues to need this weapon to help quell social unrest, has been sufficient to block adoption of the draft legislation that now lies dormant in the NPC.SUPREME COURT EFFORTS TO RESTRICT APPLICATION OF THE DEATH PENALTYAlthough one cannot be optimistic about immediate prospects for further NPC reforms of the criminal process, this does not rule out the efforts that can be made by other institutions, especially the Supreme People’s Court (SPC). Within its limited political power, the SPC has been trying to sustain the momentum for law reform. Early this year, it made public its Second Five-Year Reform Program for the People’s Courts, which sets forth an ambitious 50‑goal agenda for court improvements of various kinds. It has more recently announced thirteen new research projects for implementation. Experience suggests caution before equating breathless pronouncements with actual accomplishments. Nevertheless, the most active law reform currently under way in the criminal justice field is the SPC’s energetic effort to dramatically improve the present inadequate procedures for trying and reviewing death penalty cases.The SPC recently announced its determination to retrieve from the provincial high courts the responsibility the SPC had granted them for final review of all death penalty cases except for those involving crimes of corruption and of endangering state security, which the SPC has always retained. For practical rather than political reasons, implementation of this determination has proved to be a slow and painstaking task, largely because of the difficulty of recruiting the 300 to 400 new SPC judges who are deemed to be necessary to do the job. This estimate offers some clue to the huge, but unconfirmed, number of capital prosecutions brought by the procuracy each year. The SPC has reportedly recruited over 100 of the newly‑needed contingent from the lower courts. In order to speed completion of the task, it has also begun to recruit Chinese law professors and lawyers to serve on its staff. Although this had occasionally been done in the past, the current attempt to recruit broadly outside the career judiciary bodes well for the future, if it proves successful.Because the SPC is not expected to grant final review to the retrieved categories of capital cases until 2007, that responsibility will continue to rest with the high courts until then. Although some lawyers have urged the SPC to declare a moratorium on final reviews until it is ready to conduct them, the SPC has not responded to this proposal and is unlikely to do so. Even the SPC, which to its credit frequently adopts a dynamic view of its authority, would be hard‑pressed to take such a bold step in the absence of new legislation or a Politburo instruction, neither of which is anticipated. This is especially the case since the enactment, just weeks ago, of a Supervision Law that strengthens the controls of the standing committees of the people’s congresses at all levels over government, court and procuracy activities. When this law goes into effect on January 1, 2007 , the SPC will be required to file with the NPC’s Standing Committee each new interpretation it issues, knowing that the Standing Committee has the power to amend its interpretation.What the SPC has done is to move ahead to improve procedures at the high court level. Since July 1, all appeals of death penalty cases require a formal court hearing—though not necessarily a public hearing—rather than merely what was often only a cursory review of the case file and the briefs submitted by the procuracy and defense lawyers.Moreover, some SPC experts have recognized that not only are the appellate and final review processes in need of improvement, but also the trial itself. Capital trials inevitably suffer from the same deficiencies as other criminal trials in China , only the stakes are higher. In the absence of specific authorizing legislation, it is unclear how far the SPC can go in mandating more accurate and fairer procedures in capital trials. Yet if it does carry out far-reaching improvements, this would not be the first time it has tread upon the NPC’s turf. Thus far, in order to guide trial courts, the SPC has reportedly drafted “standards for the application of the death penalty in certain cases”, namely, for crimes of murder, injury causing death, drug trafficking and robbery, which account for the bulk of PRC death sentences. These standards, which have not been made public, apparently call for the imposition of capital punishment only in cases in which the new and detailed conditions that they set forth have been met. Of course, law reformers will be quick to advocate that any new trial and appellate procedural guaranties in capital cases be extended to the processing of other serious crimes.DISGRACEFUL HANDLING OF SOME RECENT CRIMINAL CASESUnfortunately, the SPC’s encouraging activism with respect to death penalty reform has not been matched by equal vigilance in supervising the conduct of lower courts in individual criminal cases. This past year has witnessed a series of outrageous criminal convictions in cases that have been widely publicized outside China despite being shrouded in secrecy within the country. I have served as an informal consultant in two of these cases. In one, the blind legal activist Chen Guangcheng was sentenced to four years and three months in prison by the Yinan County Basic Court in Linyi City , Shandong Province, allegedly for instigating a mob to block a road and for inflicting damage on public property. The detention procedures and trial in this case were a travesty of justice by any standards. In the other case, Zhao Yan, a Chinese staff member of the Beijing bureau of the New York Times, was sentenced to three years in prison allegedly for committing criminal fraud against a friend, again after detention and trial procedures that shamed a great nation, but this time not in a poor, rural Shandong county but in Beijing, the prosperous and impressive political and educational heart of the country.These cases are merely the tip of a criminal process iceberg that is largely concealed from the scrutiny of both Chinese and foreigners and that functions with cynical disdain for the country’s criminal justice laws and international human rights standards. Court procedures are sometimes a farce, but pre-trial police misconduct is frequently worse. The Ministry of Public Security in practice often condones the misbehavior of its police, who increasingly retain thugs to carry out some of their most lawless acts. And the Ministry of State Security, China ’s version of the former Soviet KGB, is even more a law unto itself because of the even greater secrecy of its operations.At the national level, the Supreme People’s Procuracy, the supposed “watchdog of legality” in Communist systems, continues to issue rules designed to curb actions such as illegal extended detentions of suspects by investigating officials. Yet in practice, local procuracies are often politically helpless or uninterested in implementing such rules. Further, in pursuing their own responsibilities for the investigation of corruption cases, local procuracies themselves frequently disregard prescribed procedures. Thus far, efforts by the NPC and local people’s congresses to ferret out law enforcement abuses have not proved effective and in some cases, have actually served as cover for illicit interference with law enforcement. Whether the recently-promulgated Supervison Law, which strengthens the powers of the standing committees of people’s congresses to review the operation of various government agencies including the courts, will yield better results remains to be seen.THE COMMUNIST PARTY’S PARTICIPATION IN CRIMINAL INVESTIGATIONOne of the most prominent and interesting features of recent PRC criminal justice is the increasing visibility of the Party’s own investigative and coercive apparatus. To be sure, the Party, through its political-legal committees and through organizations within every law enforcement agency and court, controls the operations of official law enforcement at every level of government. But it also plays a major role itself in investigating and confining suspect Party members in important and complex cases before their processing by the official law enforcement agencies even begins. The Party’s 70 million members, and sometimes others as well, are subject to informal, but effective and often long-term compulsory detention by one of the Party’s ubiquitous discipline and inspection commissions. This process is generally referred to as “shuanggui”, which means “double regulation” or “the two stipulations”, because investigative targets are ordered to report at a stipulated time and place.Especially in major cases of corruption, shuanggui investigation/detention often precedes both the formal imposition of Party disciplinary sanctions against members who appear to have violated Party rules and the transfer of suspects to the law enforcement agencies if they appear to have violated the Criminal Law. Because shuanggui suspects are often relatively important Party figures, they are usually confined in more comfortable quarters than a regular police detention cell. Nevertheless, although recent Party documents purport to assure shuanggui detainees of humane treatment, guaranteeing them against abuses against their person and property and even authorizing contacts with their family, if their captors believe this would not adversely affect the investigation, they are generally held incommunicado and denied some of the protections to which criminal suspects are entitled at least in principle. Thus they may be detained for as long as the Party discipline and inspection commission thinks appropriate, have no right to the advice of counsel, and have no opportunity for the procuracy to review the basis for their detention. If the suspect is turned over for criminal investigation, these criminal procedure rights should come into play, but by then it is usually too late for them significantly to benefit the suspect even if they are observed in practice. Consequently, as suspects, Party members—the nation’s elite—have even fewer due process rights than the masses!NEW RESTRAINTS UPON LAWYERSMy last year’s testimony to the Commission emphasized the many restrictions imposed on China ’s criminal defense lawyers during both the investigation and trial stages and the threat of criminal prosecution that hangs over any lawyer who presents too vigorous a challenge to the facts alleged by the procuracy. The situation is no better this year. Indeed, in several respects it has deteriorated.During the past year police or their hired thugs have often beaten lawyers for controversial defendants in order to prevent the lawyers’ access to their clients or to the courts. The courageous human rights lawyer Gao Zhisheng was deprived of his license to practice law and is now being detained for unspecified “criminal activities”. His law firm has been suspended from practice for one year. Police illegally prohibit his family from leaving their home or receiving visitors.Lawless police blockades, long a feature of PRC repression of political dissidents, seem more numerous at present than at any time I can recall and are now frequently imposed on lawyers and other legal activists as well as their clients. A large group of government officials and thugs have blockaded the farm house of blind “barefoot lawyer” Chen Guangcheng since August 11 of last year and have maintained the blockade against his wife even after Chen was illegally taken into custody in March of this year. In June, I was invited to dinner at the apartment of former Shanghai lawyer Zheng Enchong, who had lost his license because of his dogged defense of the real estate rights of Shanghai residents and who had just completed a three-year prison sentence for allegedly revealing “state secrets” about a public protest to an American-based human rights organization. However, a group of policemen, who could cite no legal authority and would give no reasons, barred my visit. When repeatedly asked to justify their interference, they merely said: “We are police”.Plainly, contacts between lawyers and the media, especially the foreign media, have become increasingly sensitive. Defense lawyers in “state secrets” cases have been warned not to inform the press, or even the defendant’s family or legal consultants, of developments in the case, even though this may inhibit an effective defense. What triggered the persecution of “barefoot lawyer” Chen Guangcheng was his role in the internet report on Linyi’s illegal birth control measures posted by several Beijing legal scholars and the long dispatches filed by foreign journalists about the situation, including a front‑page story in the Washington Post. Two of the scholars who filed the internet report were subsequently threatened with being sacked by their law schools and have also suffered other sanctions. The prosecution of former lawyer Zheng Enchong demonstrated how easy it is for someone who has contacts with foreign reporters to be convicted of illegally transmitting “state secrets” or mere “intelligence” to a foreign entity. What constitutes a “state secret” or “intelligence” remains a fluid concept in the PRC and is subject to arbitrary, even retroactive, interpretation by the authorities.Equally sensitive to the regime are the contacts that public-interest lawyers have been cultivating with aggrieved groups of citizens. Perhaps the most recent adverse development involving lawyers was the issuance on March 20, by the Executive Council of the All China Lawyers Association, of a “Guiding Opinion on Lawyers’ Handling of Mass Cases”. This document, evidently the product of pressure from the Ministry of Justice, which controls the legal profession, is applicable not only to criminal cases but also to all other instances in which a lawyer is asked to represent ten or more people in the same case. It has created an uproar among activist lawyers and law professors since it substantially restricts the conduct of lawyers in such cases and vitiates the loyalty to their clients that has been developing into one of the hallmarks of the legal profession in China .The Guiding Opinion’s most sinister provisions require lawyers, after accepting a mass case, promptly to “discuss the case fully” with “the relevant judicial departments”, “honestly report the situation” to them and “actively assist the judicial organs to clarify the facts”. In this context the terms “judicial departments” and “judicial organs” plainly refer to the law enforcement agencies, not only to the procuracy and the courts but also to the police! Lawyers are also required to report on the situation to other government agencies concerned, including the “judicial administrative organ in charge”, i.e., the local justice bureau under the Ministry of Justice.The Guiding Opinion emphasizes that the lawyer has a duty to assist the government as well as his client in such cases and to mediate and promote solutions that are acceptable to all. The Guiding Opinion also prohibits lawyers from encouraging or participating in large group efforts peacefully to use letters and visits to petition government agencies to resolve problems. Yet it authorizes lawyers to take part in such efforts if invited to do so by relevant government agencies. The Guiding Opinion deserves detailed analysis, but it obviously seeks to convert lawyers into instruments of law enforcement and other government institutions to the prejudice of the interests of their clients in mass cases. This represents a giant step backward to the 1980s, when China ’s newly-revived lawyers were deemed to be merely “state legal workers” rather than the independent representatives of their clients.THE IMMEDIATE FUTUREThis is a gloomy time in China for the administration of criminal justice and related legislative and judicial reform. The NPC seems to be frozen in this area, and the only significant systemic reform—the SPC’s effort to improve procedures in death penalty cases—is moving slowly and toward an uncertain outcome. In too many cases, the police operate with reckless disregard for existing criminal procedures, and in making their decisions courts are the helpless tool of Party and government leaders and the objects of other distorting influences. Although the nation’s leaders continue to use the abstract rhetoric of the “rule of law”, they increasingly emphasize that the Western-style laws, institutions and procedures that the Party has introduced since 1978 are not to be applied in a Western manner. They want the legal system to repress the rising tide of social unrest generated by China ’s rapid success rather than effectively process the new disputes and grievances that are being brought to it for solution. This in itself has added to social instability. The failure of the highly-touted “socialist rule of law” to meet popular needs and its frequent use as an instrument of repression have fueled feelings of frustration that are being transformed into what has accurately been called “rightful resistance”.Are there any grounds for optimism? Although the engineer-dominated Politburo Standing Committee appears to have little appreciation of a legal system’s potential contribution to social engineering and to the resolution of social tensions, below the top leadership level a younger and more sophisticated generation of officials, legislative staff, scholars, judges, prosecutors and lawyers is actively engaged in field research and practical experiments relating to reform of the justice system. Moreover, ideas of due process and fair adjudication appear to be making inroads into the Party itself, as demonstrated by the continuing quiet efforts to improve the conditions of shuanggui detainees and to “judicialize” Party disciplinary tribunals.A year from now, after the 17th Party Congress, at which the Hu Jintao-Wen Jiabao leadership is expected to be firmly-entrenched for the next five years, we will be able to form a clearer picture of the prospects for reform. Optimists already claim to see signs, or at least hear talk, of bringing officials educated in law into many higher posts within the Party and government, including the influential provincial Party discipline and inspection commissions. It would also be desirable to place law-trained officials in charge of all the country’s law enforcement agencies at every level.The most obvious indication of the new leadership’s intentions regarding the legal system will be personnel changes within the Politburo and its Standing Committee. The admission to the Politburo of Minister of Public Security Zhou Yongkang at the 16th Party Congress, making him the sole government representative of the entire legal system at the pinnacle of power, has not substantially benefitted criminal justice reform. It is rumored that next year Minister Zhou will be promoted to membership in the Politburo Standing Committee, perhaps replacing Luo Gan as the head of the Central Party Political-Legal Committee that leads the operations of the courts, the procuracy, the Ministry of Justice, and the law enforcement ministries. Some even believe that he will also become head of the Central Party Discipline Inspection Committee. How he would exercise such vast power is unclear, but it would be comforting if someone with greater knowledge and experience in legal affairs, and with greater zest for strengthening the rule of law, were appointed to the Politburo. It was disappointing that, at the previous Party Congress, SPC President Xiao Yang was not elevated. A seat in the Politburo would give him some of the political clout required to implement his ambitious plans. An earlier SPC President, Ren Jianxin, who had decades of legal experience, not only sat in the Politburo but also served as head of the Central Party Political-Legal Committee. But perhaps a leadership that wants to keep “politics in command” does not regard that as a desirable precedent.Such personnel appointments will have a crucial impact upon whether the PRC decides to ratify the ICCPR prior to the 2008 Olympics, adopt a new Criminal Procedure Law, curb police lawlessness and remove the restrictions that hamstring defense lawyers and other legal activists.WHAT SHOULD WE DO?Understandably, China has always gone its own way, and outsiders who have sought to influence its course have had much to be modest about. Yet China has never been more open to international cooperation in all fields than today, and the PRC’s legal experts, in and out of government, genuinely welcome virtually all opportunities to work with counterparts from abroad. International organizations, foreign governments and charitable foundations, non-governmental organizations, universities and lawyers’ groups from many countries have already helped to launch numerous joint law reform projects in China . Nevertheless, this impressive effort has merely scratched the surface of the need and revealed the depth, breadth and long-term dimensions of the opportunity.My hope is that Congress and the Executive Branch will substantially increase existing United States Government funding for cooperation with the PRC in rule of law and human rights projects. Moreover, the scope of this funding should be expanded to support research into important problems of criminal justice and the development of legal institutions in China . Continuing government sponsorship of training, conferences and exchanges is vital. Yet, unless such activities rest upon an adequate research foundation, their impact will be limited. For example, everyone recognizes that, if China is ever to enjoy a genuine rule of law, the most fundamental reform required is the development of a fair and independent court system. China ’s neighbors—Japan, Taiwan and South Korea —have made great strides in this respect despite the fact that they share China ’s Confucian-Buddhist political-legal culture. How did they do it? And why did previous efforts to establish a fair and independent judiciary fail in China ? This type of research deserves the highest priority. Yet it has thus far found no United States Government support.Finally, no assessment of prospects for law reform in China should overlook the work on Chinese justice published by relevant United Nations agencies, the reports of international human rights NGOs, the studies published by various governments including our own and the scholarship of the academic community. This vast literature not only enhances our knowledge of a complex and relatively non-transparent subject but also stimulates further progress by the PRC. The report on torture in China issued last spring by Professor Manfred Nowak of Austria, Special Rapporteur of the UN High Commissioner for Human Rights, goes far beyond a narrow focus on torture and should be required reading for China’s leaders as well as all others concerned. The largely unnoticed but important decisions of the UN Working Group on Arbitrary Detention, which has repeatedly condemned PRC practices in a long series of sad cases, is another example of UN action that deserves greater circulation. The 2006 Annual Report released today by this Commission is a splendid example of how helpful a foreign government’s report can be to China ’s progress.I strongly urge that the United States Government devote greater financial support to the dissemination of all such material in China , where, largely because of well-known obstacles to communication, even judges, prosecutors, legal officials, lawyers and scholars often do not know about events, incidents and developments involving the administration of justice in their own country. It is shocking, for example, that many Chinese legal experts who would be appalled at their government’s persecution of blind “barefoot” lawyer Chen Guangcheng have never heard of this case. This suggests that agencies such as Voice of America and Radio Free Asia still have a long way to go. Yet it is possible, even in today’s controlled media environment in China , for Chinese language versions of such helpful material to circulate.
  • Israel
    Israel and the Doctrine of Proportionality
    Israel’s counteroffensive into Lebanon and the Palestinian territories raises a question about what constitutes a legal and legitimate proportional response under international law.
  • International Law
    Feldman: Guantanamo Detainees May be Difficult to Try, Depending on Hamdan Ruling
    CFR Adjunct Fellow Noah Feldman, discussing the legal issues at stake in the upcoming Hamdan decision, says the case will decide whether military tribunals are constitutionally sufficient and warns that if the Supreme Court rules current trial procedures inadequate, it may be difficult to try many of the nearly 500 Guantanamo detainees.
  • Iraq
    IRAQ: Saddam’s Trial
    This publication is now archived. What are the specific charges against Saddam Hussein?The first case to be brought against Saddam Hussein at the Iraqi Special Tribunal involves his role in the 1982 execution of 148 Iraqi civilians in Dujail, a predominantly Shiite town north of Baghdad. Saddam is charged with ordering the executions following a failed assassination attempt. Several of his top deputies have also been charged in the massacre. Among other charges, Saddam stands accused of ordering the slaughter of some 5,000 Kurds with chemical gas in Halabja in 1988, killing or deporting more than 10,000 members of the Kurdish Barzani tribe in the 1980s, and invading Kuwait in 1990. He could face the death penalty if convicted. Who else is being charged by the court?In addition to Saddam, eleven high-ranking Iraqi officials have been indicted or are awaiting indictment, including Abid Hamid al-Tikriti, a former presidential secretary, Ali Hassan al-Majid (“Chemical Ali”), Saddam’s cousin and adviser, and Tariq Aziz, the former deputy prime minister. It’s not clear how many individuals or cases will be tried by the court in total. Several Iraqi war-crimes suspects remain at large, experts say.  Under which body of laws will they be tried? A combination of international and Iraqi national law that existed prior to Saddam’s ascension to power, legal experts say. One source of law is the 1971 Iraqi Criminal Procedure Code, which some experts say is an outmoded legal code that requires little burden of proof and makes convictions too easily obtainable. There was some early speculation that Saddam might be tried under sharia, or traditional Islamic law, which has not been officially applied in Iraq since 1925. Most legal experts, however, say this is unlikely and would be a mistake. “It’d be an ad hoc creation,” says Neil Hicks, director of international programs at Human Rights First, formerly the Lawyers Committee for Human Rights. “You’d be sort of inventing law to try a certain set of detainees, and your interpretation of sharia would have to be written in the form of a modern penal code.” What is the jurisdiction of the tribunal?The IST has jurisdiction over crimes committed in Iraq or abroad (e.g., in Iran or Kuwait ) between 1968 and 2003 by former regime members. Unlike previous ad hoc tribunals—temporary courts set up to try suspected war criminals—the IST is not under the auspices of the United Nations but run instead by Iraqis, with U.S. support. There is also no clear timeline for the court’s termination. “I don’t think there is a judge in the world who could predict when it will be finished,” said Raid Juhi, the tribunal’s chief judge, in a Washington Post interview March 22. Some legal experts say the case against Saddam could wrap up as soon as early next year. Has the tribunal’s legitimacy been challenged?Yes. Saddam’s defense team refuses to recognize the court’s legitimacy based on a provision in the Geneva Conventions that they argue prohibits occupying forces from establishing judicial systems in another country. M. Cherif Bassiouni, a professor of law at DePaul University’s Human Rights Law Institute, says the tribunal lacks legitimacy because its statutes were passed by L. Paul Bremer’s U.S. Coalition Provisional Authority, whose occupation of Iraq technically ended June 30, 2004. Under international law, he says, “the powers of an occupying force end at the time the occupation ends.” Bassiouni, who directed a project in Iraq to restructure the country’s legal education, suggests Iraq’s parliament pass a new law that confers legitimacy to the tribunal. What is the makeup of Saddam’s legal team?In mid-August, Saddam Hussein’s family dismissed his Jordan-based legal team, which consisted of some 1,500 mainly Arab volunteers and approximately twenty-two legal specialists from countries including the United States, France, Iraq, and Libya. Among them were Aicha Muammar Qaddafi, daughter of Libyan leader Muammar Qaddafi, and Ramsey Clark, a former U.S. attorney general. The family was unspecific about the reasons for their dismissal but hinted they were upset that Arab and Western members of his legal team had leaked information to media outlets and spoken on Saddam’s behalf. Saddam has since been represented by Khalil Dulaimi, an Iraqi lawyer. Two lawyers representing Saddam’s codefendants were killed in November 2005, prompting criticisms that administrators were not providing adequate security. Who are the judges on the tribunal? The Iraqi Special Tribunal comprises roughly sixty-five judges, native Iraqis mostly of Shiite or Sunni ethnic origin, who will independently investigate each case and prepare indictments. Each judge is nominated and vetted by the Iraqi Governing Council. Five judges preside over each trial with no juries present. Concerns over the safety of judges persist; a judge and a lawyer were slain in March 2005, and two lawyers for Saddam’s codefendants were killed in November of that same year. The chief judge in Saddam’s case, Rizgar Mohammed Amin, resigned in January 2006 amid criticism that he had been too lenient in allowing Saddam to speak out of turn and question the court’s legitimacy. A Kurdish judge, Raouf Abdul Rahman, was named interim chief judge after another candidate, Saeed Hamashi, was accused of having ties to Saddam’s Baathist party. What else is controversial about the court? Human-rights advocates have accused the court of not upholding international legal standards of due process or sufficiently protecting the rights of the accused by not allowing sufficient access to legal counsel. Some international legal experts would have preferred a so-called mixed tribunal, similar to the court set up to try crimes against humanity in Sierra Leone. That court was co-established by the United Nations, includes both local and international judges, and operates under both domestic and international law; the IST allows non-Iraqis only to serve as advisers or observers. In contrast, “you have this chicken and egg role in Iraq,” Hicks says. “The United Nations hasn’t played a role because of a lack of safeguards, and it’s opposed to the death penalty.” The court is criticized for its acceptance of capital punishment by Amnesty International and other human-rights groups. Will the trial be open and fair?It’s unclear, experts say. On one hand, the trial is accessible to the Iraqi press, held in Arabic—Iraq’s lingua franca—and expected to be partially broadcast on Iraqi television to ensure openness. Its judges and lawyers will also have been trained by U.S. legal experts in human-rights law, and international monitors will be in the courtroom. “This is not going to be a political trial,” assured Mouwafak al-Rubaie, Iraq’s national-security adviser, in a July 31 interview with CNN.On the other hand, some human-rights lawyers have charged that the IST does not offer sufficient protections for the accused, nor does it uphold Article 14 of the International Covenant on Civil and Political Rights, which guarantees a defendant’s right to a “competent, independent, and impartial tribunal.” Hicks accuses the court of holding detainees for months without access to legal counsel. Others say IST’s procedures are in violation of international law, including the court’s lack of requirement for proof beyond a reasonable doubt (judges must merely be “satisfied” of guilt) and its allowance of trials in absentia.Then there are those who say that recent inflammatory statements made by Iraqi leaders have compromised the tribunal’s ability to be fair and impartial, particularly Iraqi President Jalal Talabani’s comments last month that “Saddam deserves a death sentence twenty times a day.” What is the U.S. role in the trial?The tribunal, whose costs are covered by the new government of Iraq, was originally established with the help of around $75 million in U.S. funds. The United States also supplies the court with legal experts and training. Some critics, however, accuse the tribunal of adopting too many traits of the U.S. justice system, including the proposed use of plea bargains, which are viewed in most parts of the world as an Anglo-Saxon style of adversarial criminal justice. Others say the tribunal is too beholden to U.S. interests to be truly impartial and fair. For instance, in a March 12 article in The Nation, Ari Berman, Ralph Shikes fellow at the Public Concern Foundation, questions whether the court would be willing to call U.S. Defense Secretary Donald Rumsfeld to testify about his meetings with Saddam in 1983 and 1984. Why has the tribunal taken two years to get off the ground? The prosecution has spent the bulk of its time trolling through an estimated two tons of data from over two million documents, collecting information from some 7,000 witnesses, and reading reports by forensic experts from roughly 200 mass graves throughout Iraq. "It’s not as easy as trying someone who simply pulled a trigger," says Nathan Brown, senior associate at the Carnegie Endowment for International Peace, pointing to the difficulty of proving that atrocities committed were under Saddam’s direct authority. The tribunal, originally slated to begin operation in 2006, has accelerated its timetable under pressure by the U.S. government to help combat the growing insurgency, and, as Brown points out, "to show the Iraqi government is able to get something done." Some critics of the court have accused the U.S. government of accelerating the tribunal’s timeline to fit its own domestic political calendar.   How is the trial expected to affect most Iraqis?Most Iraqis, particularly Kurds and Shiites victimized under the former regime, want to see justice served and crimes punished. Experts say the trial will provide some form of closure to a grim and gruesome chapter of Iraq’s history. Others, however, warn that the trial could further inflame the pro-Saddam and ex-Baathist elements of the Sunni insurgency. Unlike past war-crimes tribunals, legal experts expect a speedy trial and a swift death sentence. “It’s going to be a pro-forma trial for public consumption,” Bassiouni says. “Everyone’s convinced he should be hanged high and dry, but they need to put on some sort of show.” Another problem, Bassiouni points out, is most Iraqis still have little knowledge about the workings of the tribunal; he favors establishing a “public information campaign” or “Iraqi truth commission,” not unlike South Africa’s, “to teach generations of Iraqis about the horrors of the past.”
  • Intelligence
    The Fog of Law: The Need for a Legal Framework for 21st Century Security Policy
    Play
    Watch Congresswoman Jane Harman (D-CA) discuss the need for establishing a fair and clear legal framework so that all branches of government work together through bipartisanship in fighting terrorism and apprehending suspected terrorists.
  • Intelligence
    The Fog of Law The Need for a Legal Framework for 21st Century Security Policy
    Play
    5:30-6:00 p.m. Reception 6:00-7:00 p.m. Meeting
  • International Law
    U.S. Supreme Court and Foreign Policy
    The U.S. Supreme Court will have two new faces when it next convenes. This shake-up occurs at a time when the Court’s decisions could have a substantial impact on issues of foreign policy and national security. Already the court has heard several cases that affect the "war on terror": First in June 2004, the Court ruled in Rasul v. Bush that foreign nationals kept at the Guantanamo Bay detention center were entitled to challenge their captivity in U.S. courts. Then in Hamdi v. Rumsfeld, it held the same was true for U.S. citizens labeled "enemy combatants." David Golove, professor of law at New York University, and Steven C. Welsh, research analyst at the Center for Defense Information, spoke with cfr.org about the potential international implications of the Court’s decisions with its new mix of justices. What are the major foreign policy and national security related cases the Supreme Court is likely to consider in the near future? Golove: Two summers ago the Court decided three major "war on terror" cases: the [Shafiq] Rasul case [v. President Bush], the [Yaser Esam] Hamdi case [v. Secretary of Defense Donald Rumsfeld], and the [Jose] Padilla case [on terror-related charges]. There’s continuing litigation in connection with all but the Hamdi case; he was released after the Supreme Court rendered its decision. We also currently have in the Supreme Court the [Salim Ahmed] Hamdan case, which involves a war crimes charge before a military commission in Guantanamo. That case will presumably be decided by the Court, though in light of recent legislation there are questions over whether the Court still has jurisdiction or whether it’s been stripped of its jurisdiction by Congress. Interestingly, [Chief] Justice [John] Roberts ruled on this case in a lower appeals court and would presumably not sit on it again. The Padilla case continues to be litigated. Government sought to avoid the Court’s deciding the case by announcing it was going to transfer Padilla to civil authorities for prosecution in Miami. Whether or not the Court will consider the case moot now is unclear. Those are not the only cases involving national security and foreign policy the Court is likely to hear. It’s conceivable the surveillance case discussed in the press in the last couple of weeks may come before the Court. People who have been convicted in federal court [on] terrorism-related charges are now inquiring whether...the search warrants the government used to collect evidence against them were based upon evidence which had been obtained in potentially illegal searches in connection with the eavesdropping program. Welsh: It’s one thing to look at what the Supreme Court is taking up or might take up; it’s another thing to look at what the confirmation hearing gets into, even if those things never turn into actual litigation. The confirmation hearings, even though they’re to confirm a nominee for a position, are before a political body that could use the hearing as a template for legal debate and policy debate and even political debate. One broad issue is executive power. It was brought up during the Roberts confirmation hearings in a lot of different ways, in terms of the ability to go to war or stop a war. Right now we’re getting into executive power issues relating to activities the administration deems incidental to national security and defending the nation, such as the warrantless surveillance of international communications. That’s one area that is probably going to be explored and in the confirmation hearings, but the extent to which it works its way into litigation is unclear. Some other areas that the court has dealt with obviously involve detainee operations through series of cases that produced what Chairman [Arlen] Specter [R-PA] called "a crazy quilt of opinions"—majority, plurality, dissenting, and concurring, and so on—relating to the treatment of detainees in different circumstances, including Guantanamo Bay. Another other big area is civil liberties since 9/11. One thing I would question and think needs to be explored more is that there should not be a false dichotomy that develops between law and security. Sometimes there’s a suggestion that there needs to be a trade-off, but that’s not necessarily the case. Obeying the law does not mean that one is undermining security. For example, in the treatment of detainees being interrogated, it turns out that unlawful behavior also produces bad information, which defeats the purpose of intelligence interrogation. Are there any recent, close decisions with international implications that might have gone the other way under the newly configured court? Golove: It’s difficult to predict how the new justices—assuming [nominee Judge Samuel] Alito is confirmed—would have voted. In the Rasul case, the decision was six to three. [Former Chief Justice William] Rehnquist was in the dissent and [former Justice Sandra Day] O’Connor was with the majority. So you might say the case would still be five to four even if the two new justices voted with the minority. But that’s a little too simple, because the case was really five to one to three—that is to say, there was a separate concurrence by Justice [Anthony] Kennedy that didn’t necessarily endorse everything that was said in the majority opinion. So with two new justices—if they were with the dissenting judges—it might have been a four-one-four decision, which might have significant consequences for what the law was interpreted to be. Justice O’Connor wrote the Hamdi plurality decision, and said the commanding chief power is not a blank check and the president is still bound by the law by the constitution—something the administration rejects. If Judge Alito takes her place, it could be very significant to some of these cases, especially if the court is closely divided on many issues, including those related to the war on terrorism, as I expect it will be. Welsh: I think one of the reasons the Alito confirmation is drawing more controversy than the Roberts confirmation is people felt Roberts would not necessarily be more conservative than Chief Justice Rehnquist, whereas there’s speculation Judge Alito might be more conservative than Justice O’Connor. I think the decisions that have been most significant in a lot of ways that matter are still unfolding. For example, the Department of Defense looked to Justice O’Connor’s opinion in Hamdi [to guide its actions], but that wasn’t even a majority opinion, that was a plurality. As dramatic as these decisions have been, I don’t know there’s been a cut-and-dry final result of where things are heading in terms of U.S. policy with all the branches of the government acting together. Interesting wrinkles that could emerge will be the extent to which the Supreme Court gets into more constitutional issues as opposed to statutory issues. The Supreme Court tries, if it can, to keep things as simple as possible, to avoid the big constitutional confrontation. So in the Rasul v. Bush case, the Supreme Court focused on simply looking at the statute. But the statute’s been amended, now. So whether it’s in that case or in others, if Congress acts in a way that takes away a statutory basis for the court’s decision, then will the Court look to other constitutional issues? What kind of impact might the Court have on the ongoing debate on balancing civil liberties with security? Golove: The eavesdropping question is interesting in its own right, but it is also—and maybe more importantly—part of a very radical and very broad movement in the executive branch to exert executive authority of a really unprecedented kind. [The movement is based on] the same legal theory that the administration says justifies the eavesdropping program, notwithstanding the Foreign Intelligence Surveillance Act (FISA) law. There’s the FISA law, the torture statute, and the war crimes act, all of which the administration in its various memos has asserted are unconstitutional insofar as they seek to limit the president. Now, the administration took the position that these laws were unconstitutional insofar as they apply to the president, but it did that in secret. Whether the Supreme Court will weigh in and how it will weigh in is a little hard to predict, but in the Hamdi case, Justice O’Connor’s opinion made it very clear that, at least when we’re talking about American citizens, the Constitution still applies, and the principle of due process applies. It is unclear if the court will ever get an opportunity to decide directly on those questions, but it certainly might, in any of these cases, make rulings that suggest more or less directly that it doesn’t agree with the president’s theory. I think it’s very unlikely the court would ever uphold the theory the executive branch has used. It would be remarkable if the court were to enforce any such view. And in fact, in the Hamdi case, eight of the nine judges essentially rejected that view, at least in that context. Welsh: The interesting thing about the civil liberties debate is the extent to which one is talking about the rights of everybody versus how one handles alleged terrorists. For example, in Boston and New York, suspicionless searches of bags on the subway—which is something that affects everybody—at least has a common understanding. I have no idea whether some of these supposedly suspicionless searches in fact are targeted at people that are under surveillance as suspected terrorist sympathizers. But in terms of the publicly announced policy, it’s something affecting everybody. In the context of the warrantless surveillance of international communications, the administration is claiming that it’s targeted at people suspected or known to have ties to al-Qaeda. At the same time, there have been media reports for years about the supposed echelon program of NSA [National Security Agency] essentially engaging in something analogous to data-mining of international communications. They’re intercepting all sorts of communications from everyone and having technology parse through all of these to try to pick up key words. So I think that the tenor of the debate is slightly different when it affects everybody than when it just affects suspected terrorists. To the extent constitutional issues are involved, then obviously that is the purview of the courts, and when lower courts have been reviewing issues surrounding suspicionless searches they obviously have been looking to Supreme Court opinions. How is the court likely to come into contact with the question of international law and its applicability to the United States? Golove: That’s a very important question because the administration has also made broad claims about executive power to carry out foreign affairs without being limited by the judiciary, or to some extent, Congress. Despite the long history going back to the founding of the Court’s active engagement in interpreting international law, the administration has taken a narrower and narrower view of the courts, asserting essentially that treaties are a matter for the executive branch to deal with between states and the courts need to defer to the executive branch’s interpretations of the treaties of international law. And what’s more, that the president has the authority to violate treaties of international law when he so chooses. There was a case a couple of years ago that overturned a Massachusetts law sanctioning Burma for human rights violations. Then there was a law in California dealing with insurance claims by Holocaust survivors. Both of these laws were struck down by the Supreme Court in those cases. Then there have been a series of cases on the Vienna Convention on Consular Relations—that’s a convention that protects American citizens abroad when they’re arrested by placing an obligation on foreign countries to notify the U.S. consulate that an American citizen has been arrested and allow the consul to aid in the citizen’s defense. Of course, that obligation is reciprocal on the United States, but the United States has been very lax in engaging in the required consular notification. This has led to a great deal of international controversy and a series of decisions by the International Court of Justice [ICJ] saying the United States is in violation of that treaty, and that to remedy the violation of the treaty, the United States is required to provide some kind of judicial remedy to convicted defendants who are not afforded their right of consular notification. Now the court has before it two new cases that raise very similar questions about the relationship between the international institutions, the judicial institutions like the ICJ, and American courts and American interpretations of treaties. These are tremendously important questions about foreign policy and how it will be conducted, and the role of the Court and the separation of powers in foreign affairs. The Court has typically been evenly divided in these cases, especially on very sensitive issues about the relationship between international law and domestic law. The new justices may have an impact on how those decisions are actually rendered. In a way, Justice O’Connor has been quite receptive to international law and foreign constitutional law in her decisions. Whether a Justice Alito would be similar in his attitudes is highly doubtful. Welsh: Well, first of all, there are international law issues that are very important to national security that probably would not be within the purview of the court. One that comes to mind is the fact that international law basically requires the Iranian nuclear matter to be referred to the Security Council. That’s something that’s definitely legal, but I don’t see whether that would necessarily be part of a case or controversy coming before the Supreme Court. There’s the question of detainees, in terms of cases already coming through the Court system or might come through the system. The Geneva Conventions [on the treatment of prisoners of war], the Convention against Torture, and other sources of international law have certainly been brought up in argument. One thing to remember, though, is that some international law is part of the U.S. legal system: Treaties to which the United States is party to and the laws of nations are part of the U.S. legal system but they’re subordinate to the U.S. Constitution. Other sources of international law, such as decisions by courts in other countries, are what have raised more controversy, I think, in terms of some justices wanting to look at those decisions for their persuasive value, even though they are not legally binding. I’m interested to see what other kind of litigation might come up because of, for example, the detainee amendment. The McCain amendment [on detainees], barring mistreatment of any U.S. detainee, for example, would cause me to wonder whether there will be lawsuits brought over the alleged secret prisons. There have already been lawsuits brought over rendition.
  • Syria
    Cook: UN Report Is Clear in Blaming Assad Regime for Hariri Assassination, but Probably Only ‘A Palace Coup’ Will Bring Change in Damascus
    Likening the leadership in Damascus to The Sopranos, Steven A. Cook, an Arab affairs expert at the Council, says the UN report on the assassination of former Lebanese Prime Minister Rafik Hariri is clear in holding high-level Syrian and Lebanese security and intelligence officials responsible. But he says it will be hard to bring about regime change in Damascus without “a palace coup.”“What can we look for if there really is an unraveling or dramatic weakening of the Syrian regime?” asks Cook, the Council’s Douglas Dillon Fellow. “It would probably be a palace coup in effect in which members of the Alawite clique who run the government believe that President Bashar Assad has not played his hand very well and that these people have significantly sullied Syria’s reputation and put the regime in such jeopardy that they have to take action to put things back together again.”He was interviewed by Bernard Gwertzman, consulting editor for cfr.org, on October 21, 2005. The report of the Mehlis Commission is now out. It holds Syrian and Lebanese security and intelligence officials responsible for the assassination last February 14 of former Lebanese Prime Minister Rafik Hariri. What struck you about the report?Well, first it is a straightforward deconstruction of the events and it is very clear in its conclusions. It is very straightforward in suggesting that it was Syrian security and Lebanese officials who were responsible for the assassination. In fact, I am reading the unedited version of the report right now and the unedited version actually names top Syrian and Lebanese security officials who it says are responsible for the assassination.Now the Lebanese authorities have arrested four of these high-ranking Lebanese security officials and presumably they will go on trial eventually inLebanon. I guess the main question is the extent ofSyria’s role in all this. Syria is a major player in this part of this world. The United States is at odds with Syria over many issues, including Syria’s role in allowing foreign insurgents into Iraq. How is this report going to play in Syria itself?It is hoped here and in France that the trial of the four Lebanese security officials will lead to their implicating the Syrians. You have to look at Syria’s power structure as more like The Sopranos, than as a government. It will reveal that in fact, at the highest levels of the Syrian government, they were calling the shots and ordered the assassination of Hariri. It is hoped that this will be one of the factors that will lead to the unraveling of the Assad regime in Syria. The problem as I see it is that it may increase international pressure on the Syrians, but in terms of domestic political pressure, there is no coherent, unified, strong opposition in Syria. So if there is going to be any change in Syria, it’s going to have to come from within.What can we look for if there really is an unraveling or dramatic weakening of the Syrian regime? It would probably be a palace coup in effect in which members of the Alawite clique who run the government believe that President Bashar Assad has not played his hand very well and that these people have significantly sullied Syria’s reputation and put the regime in such jeopardy that they have to take action to put things back together again. In passing, the interior minister who supposedly committed suicide last week, General Ghazi Kanaan, was an Alawite, and I guess there might have been fears of his leading a coup. I guess it is hard to believe he voluntarily took his own life.There are two theories about it: Either he was about to spill the beans—he was Syria’s proconsul in Lebanon for many years—or that he was going to lead a coup. What I thought was extraordinary was that, even though a number of names were omitted from the final draft, the report nevertheless accused Foreign Minister Farouk al-Shara and his deputy, Walid al-Mualem, of giving false information. You don’t normally accuse a foreign minister of lying in a UN document.Basically, the report accused every Syrian official they interviewed of lying. What the report says is that the Syrian government cooperated in form but not in substance. It said that the statements of officials were meant to mislead the commission. It’s very clearly stated that the Syrians intended to mislead the commission and that other witnesses gave testimony that wasn’t directly relevant to the Hariri assassination. But, that information could lead to additional criminal investigations in Lebanon and would be forwarded to the appropriate Lebanese authorities. This meant, in my reading, that there was more evidence of what the Syrians were up to inLebanonover the last twenty-five years or so. Let’s go back to the origins of this. It began on August 24, 2004, when President Bashar Assad met with Hariri in Damascus and told him, according to Hariri’s account, that Assad wanted Lebanese President Emile Lahoud’s term in office extended, even though this would require a change in the Lebanese constitution. Why was this such a big deal for Assad that he would in effect threaten Hariri if he tried to block it?This is one of the Syrians’ great blunders in Lebanon. There was a whole host of characters in Lebanon who were willing to be a Syrian lackey. I don’t know why they were insisting that Lahoud’s term be extended. That event galvanized Lebanon’s fractious opposition and produced a unified front. There had been growing tensions in previous years about the Syrian presence, and increasingly, people were beginning to start to speak out. This heavy-handed approach to Lebanese politics really brought the disparate elements of the opposition in Lebanon together. Is that what led France and the United States to put forward Resolution 1559 in the Security Council in September 2004, which called on Syria to withdraw its troops from Lebanon? The extension of Lahoud’s term was certainly a justification to ratchet up the pressure. There were a whole series of other things that the United States and France were upset with, however.President Lahoud, of course, is now left out there hanging. He looks like a complete lackey of the Syrians, which everyone in Lebanon apparently believes he is, but will not resign. He won’t resign and there is no institutional mechanism to remove him from office. What the Lebanese government is doing now is to basically ignore the Lebanese president. Who is the prime minister?Fouad Siniora, who is a minister from a previous government, but is not tainted by a close connection to the Syrians.The Security Council is due to meet on Tuesday to discuss this report. Clearly, some action will be taken. And when Secretary of State Coldoleezza Rice was in Paris, she spoke to President Jacques Chirac about this and they both seem to be united in their determination. What do you think will happen?Clearly, they will use the report to ratchet up the pressure on the Syrians. And United Nations Security Council sanctions are certainly a possibility. There are two options: One is more forceful—the use of sanctions; the other is to try to resolve the situation through negotiation and mediation. I don’t think, given the recent history of relations between the United States and Syria, we are going to opt for the lesser of the two. So I would expect that the United States and France would push for further economic and diplomatic isolation of Syria in the coming future.The problem is what to do. Some might call for military action against Syria, regime change in Syria. Certainly regime change in Syria is desirable over the long term. The problem is: What comes after the Assad regime in Syria? And nobody quite knows. As I said before, there really isn’t a unified opposition in place that could take the reins of power. What you have are disparate groups within the orbit of the regime who would fight it out over control of Syria. We would add to the instability of the region by pushing this regime over, but certainly we need to take action against essentially an outlaw region that is sanctioning the assassination of leaders of other countries.I assume that right now President Assad is meeting with his family and advisers to try to map out a strategy here. They have to come up with something by Tuesday, I would think, beyond just denial.There is always the so-called “Libyan solution.” [This refers to Libyan leader Muammar Qaddafi’s decision to turn over some intelligence agents as responsible for a 1988 bombing on board a Pan Am plane over Lockerbie, Scotland, and agreement to pay compensation to families.] They can offer up a number of mid- to lower-high-level security officials as sacrificial lambs for state policy. They can say they did it, and it was not officially sanctioned. That is a way to try to wiggle out. But this Mehlis report is so focused, and given the fact that the unedited version was leaked and that individuals at the highest levels of the Syrian government are named—Maher Assad, the brother of the president who is commanding general of the presidential guard, and Assad Shawkat, who is the president’s brother-in-law in charge of military intelligence. This is damning to say the least. I am not quite sure what the Syrians can do. Certainly, the Syrians are in for a period of international isolation. Previously, they were able to count on the French and others who would undermine American efforts to isolate them. But now, the United States and France are together on this policy. This is a straightforward report pointing at the highest levels in Damascus, written by a nonpartisan investigator from Germany with a reputation for integrity. It’s going to be very difficult for the Syrians to wiggle out of this one.Why do you think Chirac and the United States were able to get together on this, when they were so apart onIraq ?I think there is a confluence of interests on the question of Lebanon and Syria, even though the United States and France do not always have the same goals in the Middle East. France is the former colonial power in Lebanon and Syria; there were close connections between Chirac and Hariri. This action by the Syrian government could not go unanswered given France’s belief in its historic responsibility to this area. The Bush administration, for the last several years, has been interested in isolating Syria and getting Syria to change its behavior and ultimately, it is hoped, to have a new beginning in Syria. So in this one instance in the Middle East, if you forget Iraq, if you forget the Arab-Israeli conflict, France and the United States are on the same page.Would economic sanctions really hurt Syria ?The issue with Syria is that, first of all economically, it is in a deplorable situation. Lebanon has essentially been Syria’s economic lifeboat. Further economic sanctions on Syria would further its isolation and its economic pain. The problem is that Syria is relatively isolated from the outside world anyway. The Assad regime has been able to withstand the pain applied by the international community and the Syrian people have not demonstrated their willingness to rise up against the regime in any significant kind of way. So if the theory behind these sanctions is that we will apply enough pain to galvanize the Syrian people to take down the regime, it will be a long time coming. Could the Syrians make a “deal” by cutting off the Iraqi insurgents?That’s one place the Syrians might look to ease the political pressure on them, by actually taking action against the insurgents or trying to shut down [the Shiite militant group] Hezbollah in Lebanon, which they have sponsored.
  • Transnational Crime
    Timeline: Famous Trials of World Leaders
    This publication is now archived. IntroductionSince 1945, a slew of prominent world figures have been brought before various domestic and international courts and tribunals. Some have been convicted, while others, like Slobodan Milosevic of the former Yugoslavia, are still on trial. Then there are those, such as Augusto Pinochet of Chile or Charles Taylor of Liberia, who have somehow managed to elude prosecution for years.The trial of Saddam Hussein, set to begin October 19, is the latest in a long line of war-crimes tribunals. The fate of the former Iraqi dictator is still unknown, but spectators will be watching closely as prosecutors, all of them Iraqi nationals, outline Hussein’s role in the crimes against humanity and genocide that occurred during his rule. Nuremberg Trials(1945-49) The Nuremberg Trials, the largest in history, lasted four years and attempted to bring surviving leaders of the Nazi regime and engineers of the Holocaust to justice. The trials began with the “Major War Figures Case,” which came before the International Military Tribunal established by the Allied forces; eleven of the twenty-one defendants were sentenced to death. In the twelve other cases that followed, sixty-five defendants were convicted and more than twenty were executed. Tokyo War Crimes Trials(1946-48) Under the watch of U.S. Supreme Commander Douglas MacArthur, the International Military Tribunal of the Far East prosecuted twenty-eight high-ranking Japanese leaders for war crimes committed during World War II. The most famous was the arrest, conviction, and execution of the former Prime Minister Hideki Tojo. All of the defendants were found guilty; seven were sentenced to death, sixteen to life terms, two to lesser terms, two died during the trials, and one was found insane. Secret Military Tribunal of Nicolae Ceausescu(1989) After almost twenty-five years of communist reign in Romania, President Nicolae Ceausescu and his wife, Elena, were found guilty of crimes against humanity by a secret military tribunal. The two were executed by firing squad on Christmas Day 1989. News of the couples’ death stunned the country but also led to a public celebration on the streets. The trial lasted only a couple of days and international reaction—especially from the White House—was that it was unfortunate the trial had not been held in public. UN International Criminal Tribunal for the former Yugoslavia(1993-present) A UN Security Council resolution established the International Criminal Tribunal for the former Yugoslavia to try those responsible for war crimes in the Balkans beginning in 1991. The most famous defendant is former President of Yugoslavia, Slobodan Milosevic, whose trial began in 2002 and is still underway. So far the tribunal has indicted 162 people, the majority of them ethnic Serbs; fifty-nine suspects are in custody awaiting trial, and ten remain at large. The two Bosnian Serbs most responsible for the Srebrenica genocide—considered the worst human rights atrocity committed on European soil since World War II—are still at large. International Criminal Tribunal for Rwanda(1994-present) Since 1997, twenty-two out of eighty-three people have been convicted by the International Criminal Tribunal for Rwanda, including former prime minister of Rwanda, Jean Kambanda. Kambanda pled guilty to six counts—including genocide—and was sentenced to life imprisonment for crimes against humanity committed in 1994, when an estimated 800,000 Rwandans were massacred and more than two million fled the country. This past August, the tribunal announced seven new indictments, and it is currently prosecuting seven different cases. Trial of Adolfo Scilingo(1995-2005) Almost ten years after his alleged crimes, Argentine Navy Captain Adolfo Scilingo was brought before a Spanish court for accusations he was responsible for thirty murders, 225 acts of terrorism, and 286 acts of torture during Argentina’s 1976-1983 military dictatorship. Scilingo was convicted in April 2005 for crimes against humanity, including the charge that he was on board a military plane when as many as twenty people were dumped alive into the sea. Legal Battle of Augusto Pinochet(1998) Pinochet was arrested at a London Hospital in October 1998, but after a year-long legal battle, officials ruled he should not be extradited to Spain to face trial for allegations of torture committed while president of Chile from 1973-90. In March 2000, he returned to Chile, where he is scheduled to be questioned by a Chilean judge about his role in the murders of 119 dissidents. Due to Pinochet’s health problems, he has yet to be questioned or tried by a court of law. Special Court for Sierra Leone(2002) The Special Court for Sierra Leone was set up jointly by the government of Sierra Leone and the United Nations to try those most responsible for crimes against humanity in the territory of Sierra Leone since November 1996. Currently, eleven people stand indicted for war crimes, including murder, rape, enslavement, extermination, and attacks against UN peacekeepers. The most famous defendant still at large is Liberia’s former president Charles Taylor, who was offered asylum by Nigeria in 2003. Iraqi Special Tribunal(2003-present) The Iraqi Special Tribunal was established by the U.S.-appointed Iraqi Governing Council in December 2003 to try former Iraqi dictator Saddam Hussein for human-rights atrocities committed during his rule. Hussein stands accused of ordering the 1982 execution of about 150 Shiite Iraqis in the northern town of Dujail, slaughtering some 5,000 Kurds with chemical gas in Halabja in 1988, and invading Kuwait in 1990.
  • International Law
    Interview with Lee Feinstein on the International Criminal Court and the United States
    The United Nations’ International Criminal Court (ICC), for the first time since its work began in 2002, has issued arrest warrants against war criminals. The current case levies indictments against rebel leaders of Uganda’s Lord’s Resistance Army. The court, which was created by the 1998 Rome Statute, has been under debilitating political pressure from Washington since its inception. But when the case of Sudan—where crimes against humanity have been committed in the country’s Darfur region—was referred to the ICC this summer, the United States made no objections.According to Lee Feinstein, the Council’s top expert on international law, this “little noticed but underappreciated” development signals “a very significant shift” in the Bush administration’s approach. He explains the politically complex U.S.-ICC relationship and considers whether recent developments bode well for the court’s future cases. He was interviewed by Mary Crane, cfr.org editorial coordinator, on October 5, 2005. How has international—especially U.S.—acceptance of the International Criminal Court (ICC) developed since it came into being in 2002?The history of this is that it was the United States who first proposed the creation of an International Criminal Court under President Clinton. In the meantime, ad hoc tribunals were created to deal with different atrocities that had taken place in different regions—both in Africa [such as the International Criminal Tribunal for Rwanda (ICTR)] and in the former Yugoslavia [the the International Criminal Tribunal for the former Yugoslavia (ICTY)].Kind of as a consequence of the Clinton administration’s difficult relations with conservatives in the United States and the unpopularity of peacekeeping operations that were particularly intense during his first term, it became very difficult for the United States to follow through on the ICC, and of course, President Clinton ended up signing it essentially at the eleventh hour of his administration. He did so with the caveat that he did not intend to submit it for advice and consent to ratification until—and unless—several defects from the U.S. perspective were addressed.The larger perspective is that this all took place in a backdrop in which the United States was no longer in a position to direct the course of international negotiations as it had done previously. This was because of a variety of things, but I would say, mainly, structural changes, including the end of the Cold War and adoption by the European Union of a common security and foreign policy on certain issues and was acting as a bloc on the ICC issue. There had also been a recent example of an international negotiation which had taken place without the United States —the landmine treaty—which had gone forward and gotten near universal support despite American opposition. So, the ICC in a way became an expression of a desired multi-polarity internationally.And then the treaty was un-signed by the Bush administration in 2002.The Bush administration unsigned it, which is an unusual step to take in international law. Basically, what happens is that over the course of many administrations, there are lots of treaties the United States signs but does not submit or plan to submit for advice and consent to ratification—in other words, for Senate approval. And, so long as it’s on hold, the treaty has a certain standing in international law under the Vienna Convention on the Law of Treaties, and that standing is that if you have signed it but haven’t ratified it, you have certain international obligations with respect to the treaty and that goes to the issue of not defeating the object and purpose of the agreement.If you go so far as to un-sign it, what that means is that not only is it on indefinite hold, the executive has made a decision to actively remove it from the queue. That changes your relationship to the agreement under international law under the Vienna Convention, so you no longer have even that minimal obligation under the treaty and its object and purpose.What are some of the U.S. objections to the 1998 Rome Statute (PDF), the treaty that created the court?The fundamental U.S. position was that referrals of cases to the International Criminal Court should be subject to the decisions of the UN Security Council, which is another way of saying the five permanent members—including the United States—would have a veto over any referrals. At the time of these negotiations in the late-1990s, that kind of double standard became very difficult to apply any longer in international arrangements; they seemed to fly in the face of developing notions of fairness in the international system.And so, without the ability to veto, none of the other devices that the ICC embedded in the text of its agreement to prevent frivolous or politically motivated prosecutions seemed adequate, particularly to the [U.S.] armed forces. And their reasons were that the armed forces takes seriously the issue of command authority and, in some ways, they saw the ICC as a potential threat to the command authority of military officers because soldiers are trained to reject orders they believe personally to be violations of international law. And so, the notion that a soldier could be prosecuted jeopardizes—from the military’s perspective—the chain of command.Does this have to do with the fact that the ICC can intervene to prosecute criminals in countries that haven’t signed the treaty?Part of it specifically has to deal with the notion that nonparties to the treaty are subject to its provisions. But part of it also goes to a broader issue, which conservatives put forward, that the American constitution has supremacy over other laws, which traditionally—and I think most international experts agree—have equal standing to the constitution so that the international treaty is the law of the land just like any other law and should be treated with the same standing. But conservatives challenged that principle. So, there’s a specific ideological and legal argument that underpins their opposition.Now, there are also a couple of larger issues. The first is the background noise during the Clinton administration about the perception—cultivated or otherwise—that the Clinton administration was anti-military. And then during the Bush administration, there was a strong element—particularly during the first term—a principled, ideological perspective that the United States was ceding sovereign authority to international bodies which was, one, illegal under the American constitution, and two, unwise. And finally, the United States wanted to send a signal early in the Bush administration that it would no longer be bound by these international institutions if they were perceived to be contrary to American interests.So this summer, the UN referred Sudan to the International Criminal Court and the U.S. didn’t make much noise about that. Do you think that signals a shift on the Bush administration’s part on its opinion of the ICC?Yes. I think that this has been little noticed and underappreciated. This is a very significant shift in the administration’s approach to the International Criminal Court because it moves the administration from a posture of active opposition to the very existence of the court to a position much closer to what the Clinton administration adopted in its last days, which was acquiescence in the court’s existence even though it had problems with its conception.This shift is coinciding with the beginning of the court’s first case, which is against Uganda’s rebel group, the Lord’s Resistance Army (LRA). Is this a good signal, then, for future cases the court will take on?Well, just to go back to the earlier point to drive it home a little bit: The administration had initially proposed creating a new ad hoc court for Africa to deal with the Darfur referrals or to use an existing ad hoc court. And that met with a very cold reception, and almost nobody—a few Africans supported it, but almost nobody else. So that proposal was dead on arrival. In addition, there was a lot of concern in the United States —Democrats and Republicans, conservatives and liberals, religious leaders and civic leaders—about the plight of Darfurians. There was a lot of political pressure on the administration not to obstruct an effort to bring war criminals to justice or those who hadn’t yet been indicted for further atrocities.What this now creates is a situation where the United States has acquiesced in referrals of these [Ugandan] names to the ICC for indictment and it raises the question as to whether the United States will cooperate with the prosecutor [Mr. Luis Moreno-Ocampo] in pursuing these cases further.For the Uganda case, do you think they will bring some of these LRA leaders to court, or will it be kind of like the Slobodan Milosevic situation in the ICTY, where the court is put in motion but they criminals are missing?It’s too early to say. The capacity of the prosecutor is very limited and he and the court depend on cooperation of others to arrest people. He can’t really do it on his own, so the question is going to be the degree to which the United States and others bring this about.
  • Bosnia and Herzegovina
    BOSNIA AND HERZEGOVINA: A Decade After Srebrenica
    This publication is now archived. What’s the status of the International Criminal Tribunal for the former Yugoslavia (ICTY)?The ICTY was established in 1993 by the U.N. Security Council to bring to justice those responsible for war crimes in the Balkans after 1991, when the former Yugoslavia began to disintegrate. The tribunal has so far indicted 162 individuals, the majority of them ethnic Serbs, ranging in importance from high-ranking political figures to lowly field generals. Around 80 suspects are currently either in custody or awaiting trial; 10 remain at large. Some experts say Balkan governments may feel additional pressure to hand over the remaining fugitives in the coming weeks as Europe commemorates the tenth anniversary of the July 11, 1995, massacre of more than 7,000 Muslim men in the Bosnian village of Srebrenica. The two Bosnian Serbs most responsible for the Srebrenica genocide, Ratko Mladic and Radovan Karadzic, remain at large. What’s impeding the court’s progress to arrest these fugitives?Serbian Prime Minister Vojislav Kostunica and other political leaders in the region have failed to cooperate with the ICTY’s order to arrest the most wanted war-crime suspects, experts say. Some of these leaders fear a political backlash, given the reputation of Mladic and Karadzic as war heroes among many Serbs. Others refuse to recognize the ICTY’s legitimacy. "Many of them see the court as a political instrument of the West, and consequently don’t see it as a clear-cut case of complying with justice," says William L. Nash, director of the Council on Foreign Relations’ Center for Preventive Action. On the other hand, experts also say it’s unclear if the governments in the region know where these fugitives are hiding. Why is the Srebrenica anniversary important?The Srebrenica massacre is considered by many to be the worst human-rights atrocity committed on European soil since World War II. U.N. officials say the massacre also marked a low point for the international body’s ability to protect civilians in the former Yugoslavia, as the Muslim enclave in the mountainous part of eastern Bosnia was a U.N.-declared "safe area," supposedly protected by Dutch peacekeepers, when it was overrun by Bosnian-Serb forces. Carla Del Ponte, the ICTY’s chief prosecutor, said she would boycott the commemoration ceremonies if Mladic and Karadzic were not arrested. Serbian President Boris Tadic, despite protests by Bosnian Muslims, has said he will attend the July 11 commemoration. Why were Bosnian Muslims targeted at Srebrenica?Experts say the motivations for the massacre are still unclear. The Bosnian war erupted in 1992 when Serbia, which is primarily Serbian Orthodox, attempted to prevent Bosnia, which is predominately Muslim, from declaring independence and breaking away as an independent state. Some say the slaughter at Srebrenica in the waning months of the war was part of Karadzic’s "endgame" strategy to secure the last remaining Muslim enclaves in the region. Others point to a television interview Mladic gave around the time of the massacre in which he said the slaughter at Srebrenica was to exact revenge on the town’s Muslims for killing ethnic Serbs during a revolt 150 years earlier. (The Bosnian war ended in November 1995 with the signing of the U.S.-brokered Dayton Accords.) What has been the reaction in Serbia to the Srebrenica massacre?Ten years on, many Serbs have not come to terms with the events of Srebrenica, or believe the bloodshed was overblown by the media, says Kelly Askin, a senior legal officer for the Open Society Institute. However, she says, there was shock after video footage--found by the Humanitarian Law Fund, a Belgrade-based human-rights group, and aired on Serbian television June 2--showed six Bosnian Muslims in Srebrenica killed execution-style by a Serbian paramilitary unit called the Scorpions. Other videos showing similar atrocities are believed to exist, experts say. "As a result of the video, more people understand that something terrible happened, that this wasn’t something made up by the international community," says Janusz Bugajski, a Balkans expert at the Center for Strategic and International Studies. "It’s created lots of discussion on the subject: the role of Belgrade, the role of the [Serbian Orthodox] church. But I still don’t see this as creating a sea-change in public opinion."Although Kostunica issued a recent statement acknowledging Serbia’s role in the "massive crime," in late June, Serbia’s parliament failed to pass a resolution condemning the massacre. Some say the resolution may have failed because it would adversely affect an ongoing suit filed by the Bosnian government in the International Court of Justice against Belgrade alleging its use of genocide during the war. Who are the ICTY’s most wanted fugitives?Among the 10 war-crimes suspects still at large, three have a $5 million bounty on their heads from the U.S. government. They are:Ratko Mladic. A military general and avowed communist, Mladic, 62, remains a war hero to many Bosnian Serbs. He is considered by many the most wanted war-crimes fugitive of the 1993-95 Bosnian war for his role in the Srebrenica slaughter. Mladic is rumored to be ill, perhaps suicidal, and negotiating for a conditional surrender. Serbia’s government says it does not know his whereabouts, although recent news reports suggest he has been offered safe haven by the Serbian army on military bases. Mladic is wanted by the ICTY on 15 counts of genocide, crimes against humanity, and violating the laws and customs of war.Radovan Karadzic. A close confidante of Slobodan Milosevic, Karadzic is the former ultranationalist president of Republica Srpska, the Bosnian-Serb enclave, and is believed to be hiding in the desolate mountains of northwest Montenegro. A poet and psychiatrist, Karadzic, 60, was indicted by the ICTY in 1995 on 11 counts of ethnic cleansing--that is, the forced expulsion of an ethnic group from a given area--genocide, and other crimes against humanity, including the Srebrenica massacre, the three-year siege of Sarajevo in which some 10,000 civilians were killed, and the expulsion of more than 30,000 Muslims from a U.N. "safe area."Ante Gotovina. A former Croatian war general, Gotovina is The Hague’s third-most wanted man. He stands accused of killing around 150 Serbian civilians during the 1991-95 Serb-Croatian war, which erupted after Croatia declared its independence from Yugoslavia. Around 150,000 Serbs were expelled on his order from disputed territory during this time. A war hero among many Croats, Gotovina is rumored to be residing in Croatia, despite denials by the government. In March, the European Union postponed accession negotiations with Croatia because of its inability to apprehend Gotovina. In 2001, he was charged by the ICTY with nine counts of crimes against humanity. What is the likelihood that any of these three will be arrested soon?Momentum appears to be in the ICTY’s favor, experts say. A June 17 poll by the Belgrade-based Strategic Marketing and Media Research Institute shows for the first time that more Serbs are in favor of arresting Mladic than letting him go free. Serbia is also increasingly bowing to pressure from the United States and European Union to cooperate with the war tribunal, experts say. So far this year, Serbia has surrendered 14 war-crimes suspects, six of whom were involved with the Srebrenica massacre. What leverage does the ICTY have to pressure governments to comply?"It has the bully pulpit," Nash says, including the authority to issue arrest warrants. But although its rulings are binding under international law, the tribunal has no police force or power to carry out these arrests. Instead its judges must rely on individual governments to enforce their rulings. The trouble is, as Nash points out, "It’s naive to think they can force a sovereign government to do something it doesn’t want to do." Another recourse the court has to enforce compliance is to put pressure on U.N. Security Council members to issue sanctions, freeze assets, or withhold aid. How are other countries assisting the ICTY?In January, the United States denied reconstruction aid to Serbia for its failure to cooperate with the ICTY, a move later reversed once Belgrade complied with the court and handed over several suspects. The European Union has said accession talks for Serbia and Montenegro, pushing to be on track for EU membership by 2012, are on hold until Mladic, Karadzic, and others are arrested. "What Serbs know is that unless they turn him over, Mladic will be an albatross around their neck that prevents them from joining NATO’s [North Atlantic Treaty Organization] Partnership for Peace and destroys any hopes of them joining the European Union," says Edgar Chen, legal liaison for the Coalition for International Justice. What happens if Mladic and Karadzic are not apprehended?The ICTY is set to expire in 2008, but experts say the chief prosecutor may ask the U.N. Security Council for a two- to three-year extension. Some say Mladic and Karadzic are trying to wait out the ICTY’s expiration date to avoid arrest. Del Ponte, however, has said she will not dissolve the court until these two men have been arrested. The U.N. Security Council has pressured the ICTY to wrap up its work, given its $100 million annual price tag--around $20 million of which is supplied by the United States.-- by Lionel Beehner, staff writer, cfr.org
  • International Law
    The Law of War in the War on Terrorism: A Council on Foreign Relations Debate
    Play
    JEFFREY TOOBIN: Welcome to the Council. My name is Jeff Toobin. I am moderating today. This session is on the record, and it is also being broadcast live on the Council's website. Let me explain a little bit about the format today. It's a little more formal than usual. Oh, first of all, more importantly, could everyone please turn off all their cell phones and electronic devices? Musical accompaniment? Today is actually a debate. The format is going to be—Ken is going to go first with an eight-minute opening statement, then John will give an eight-minute opening statement, five minutes for rebuttals; then the three of us will talk about the subject for a while and then open it up to your questions. Our subject today is "The Law of War in the War on Terrorism," and you have extensive introductions of our two guests. And I'll just say that John Yoo is a professor at Bolt Hall, Berkeley, the law school at the University of California at Berkeley. And he was one of the principal architects of the legal side of the war on terror during his service in the Justice Department following 9/11. And Ken Roth is the executive director of Human Rights Watch. And with that, Ken, you're on. KENNETH ROTH: OK. Well, it's a pleasure to be here. It seems somewhat odd, and perhaps maybe sad, that we have to be debating today whether our government should be using tools like torture and inhumane treatment in combating terrorism, but that's the reality. That's where we are. So let's take the question seriously. I'd like to begin just by describing what I think this debate is not about. It is not about whether the United States faces a serious terrorist threat, a serious threat to its security. It obviously does in the form of al Qaeda, an organization that is bent on doing as much destruction as possible to the American people. It's also not about whether we should try to prevent terrorism as opposed to just retrospectively prosecute terrorists. Obviously, our government has a duty to try to protect us and to play a preventive role. What it is about, in my view, is whether, in addressing the serious threat of al Qaeda, our nation should follow the laws and the values underlying those laws that have been built up over the last 60 years in the face of many other security threats. Our focus, as I mentioned, is interrogation. And let me just begin by describing kind of briefly—I'll give you a brief outline of what the relevant law is in my view. And here the law, frankly, reflects longstanding American values. There are various international treaties that have been adopted—the Geneva Conventions, the Convention Against Torture and Other Forms of Cruel, Inhuman, or Degrading Treatment, the International Covenant on Civil and Political Rights. All of these treaties are then codified in U.S. law, and in relevant part they add up to three things: One, you can never torture. That is to say, you can never intentionally inflict extreme or serious harm, whether physical or mental; serious physical or mental injury. Second, you can never engage in what is known legally as cruel, inhuman, or degrading treatment. Now this is a technical term, but for our purposes, I think it's sufficient to say that if the Constitution doesn't allow the police at the local precincts to do something to you, international law doesn't let U.S. forces overseas do the same thing. That's the way the Senate has interpreted that particular provision. So things like stripping people naked, subjecting them to attack dogs, depriving them of sleep for long periods, subjecting them to painful stress positions, none of those can be done. And third rule is there are no exceptions, even in the face of a public emergency threatening the life of the nation. Now these rules are reflected, among other places, in the field manual that the U.S. Army uses to govern its intelligence interrogations. And these manuals have been developed by professionals who are facing quite severe security threats to their own troops in the field. And what this manual has said is, basically, one, it's illegal to ever use these techniques. Two, they don't work; you're much better off establishing rapport with an interrogatee—tricking him, fooling him, but not beating him up, not putting him in a stress position, not depriving him of lengthy periods of sleep. And finally, they refuse the use of these techniques because it is dangerous for our own troops, in the words of [former Secretary of State] Colin Powell. It undermines the protection for our troops that we depend on should they be captured by enemy forces. Or to put it in the terms of [Democratic Senator] Joseph Biden [of Delaware], we respect the Geneva Conventions because we want to protect my own son should he be in battle. Now unfortunately, since 9/11, the Bush administration has decided to set this wisdom aside. A fairly small group of political appointees have rejected the advice of Colin Powell, the State Department, the National Security Council, the vast majority of career military officers—indeed, even the Central Intelligence Agency—and instead have put forward a fairly radical theory that the president and his agents are above the law in time of war. A group of overly clever lawyers have figured out how to circumvent essentially every legal barrier and military tradition that has stood in the way of unfettered presidential latitude. For them, the enemy is not just al Qaeda; the enemy is the law. Despite a long tradition of government under the law, they felt that America was safer with the government unbound by the law. And unfortunately, this was not just an academic exercise at some university. This theory, this radical theory, had dramatic real-world consequences. It has invited the epidemic of abuse that plagues us to this day, and it has proven to be profoundly counterproductive. The key elements of this radical theory were, first, that the president has so-called "commander-in-chief authority," even to order torture, despite the U.S. constitutional scheme of checks and balances. They found that there is nothing preventing the president from ordering torture or, frankly, any other form of abuse. Second, these lawyers deliberately confused the fairly narrow rules governing who gets to be a prisoner of war with the much broader forms of protection under the Geneva Conventions and basically said there are no Geneva Convention protections for al Qaeda or Taliban suspects picked up in Afghanistan; essentially ripping up the rulebook as far as military interrogators were concerned, telling them that the decades-old rules in the Army interrogation manual didn't apply. Third, they took terms that had long-standing meaning and simply reinterpreted. So torture suddenly wasn't torture unless it involved pain equivalent to the loss of a major bodily organ. So, you know, ripping out fingernails, cutting off ears, that's not torture because that doesn't involve the loss of a major bodily organ. Similarly, they took the prohibition on cruel, inhuman, and degrading treatment and they imposed this very odd geographical restriction on it. They said, well, we may not be able to use these methods against Americans—we don't even use them against foreigners in the United States—but foreigners overseas, fair game. In fact, the United States has become the only government in the world that claims the power to use cruel, inhuman, and degrading treatment against a broad range of people—basically, anyone outside of the United States who is not an American. So our senior officials actually authorized techniques that were blatantly illegal; things like stripping people naked, setting attack dogs to threaten their genitals, putting them in painful stress positions and the like—even water boring, one of the clearest form of torture, which is [inaudible] somebody in water until they think they're going to drown, and then, frankly, they sometimes do. All of these techniques were actually approved by senior authorities despite decades of clear law prohibiting them. Then, when predictably people died because of these techniques, were they prosecuted? No. There were two deaths in custody in December 2002 which the Army medical examiners themselves found to be homicides. But rather than prosecuting those responsible, they were simply shipped to [the] Abu Ghraib [prision] to continue their methods. And then—surprise, surprise—the methods continued. Finally, when all of this blew up, rather than authorizing an independent investigation, the Bush administration launched a series of self-investigations, most of which were designed to have military officers look down the chain of command, not up, and operate with the assumption that any order given was, by definition, lawful. What this adds up to is a blatant violation of what [U.S. Supreme Court] Justice [Sandra Day] O'Connor has said should be a dictum governing all of government, and that is the rule that a state of war is not a blank check for the president when it comes to our fundamental rights. Now Americans— TOOBIN: You have run the red light. ROTH: OK, let me just wrap up, then. TOOBIN: OK. ROTH: Americans are rightly proud that our government is one of law, not of men. I think history has shown that—the wisdom of a government of checks and balances. But the Bush administration has cast these laws and traditions aside and, frankly, for what? It has not made us safer. Instead, we are stuck with detainees who can't be prosecuted for fear that their torture will be revealed in court. We find that we have undermined the very law on human rights that helps explain what's wrong with terrorism. The U.S. has lost its moral authority to promote human rights in the countries that, because of their authoritarianism, are breeding terrorists. And indeed, we have provided a gift to terrorist recruiters since they are building on the revenge against the United States to fill their ranks with the next round of terrorists. So the bottom line is we have undermined our law, undermined our traditions, and undermined our safety. Frankly, it's time to recognize this folly and change course. TOOBIN: John. JOHN CHOON YOO: Can you hear me? Well, I'd like to thank the Council for inviting me to speak. And I have to apologize; I'm not that familiar with the debate format. So I'm going to try more to explain some of the administration's thinking rather than answer all of Ken's points point by point, but I'm sure we'll have enough time to do that. I do want to say, though—just to make three things clear. First, the administration, as far as I'm aware, never ordered torture. And there have been a lot of commission investigations, and none of them have found any, you know, deliberate words that people engage in torture or engage in the things we see in Abu Ghraib, which I think everybody agrees on are terrible acts. The second thing—and I'll get this more in the substance of my comments—is, I think it's quite clear the Geneva Conventions do not apply to al Qaeda, and I didn't hear Ken actually explain why he thinks they do apply to al Qaeda. The third thing is, I think much of what Ken said strikes me very much as a conspiracy theory about the Bush administration or smart political people who had some evil plan at the beginning of the administration to use 9/11 to make dramatic changes in the law. And I think that obscures the fact that a lot of what the administration did is long-standing policy of the government, particularly the view that the Geneva Conventions do not apply to terrorists, and that there are very legitimate legal positions on both sides of these questions. And I'm not claiming that I'm absolutely correct on these, but I think there are good arguments on both sides, and that an administration that was confronted with a war has to make a choice about what policies to pursue. So first let me say, I think a lot of the confusion that arises in the debate about the war on terrorism and the laws of war is fundamentally confusion about whether September 11th itself was an attack and whether we are at war. And I think that's why people sometimes in the media or the public press ask, Why don't captured terrorists have lawyers, why don't they have Miranda warnings [that inform a suspect of his or her legal rights], why aren't they getting trials by jury, why aren't they eventually being sentenced if the United States is going to detain them? And let me just say, that is fundamentally a criminal-justice system thinking about terrorism, and that is the approach that we used as a government—a government run by presidents of both parties—brought to terrorism up through—till September 10th. And I think that that policy, while it had some successes, in the long run in the aggregate failed. And what September 11th caused the administration to do is to think about the war against al Qaeda as fundamentally a war, a military conflict. And just to explain—quickly explain why I think that, or why in the administration thinks that, is the only difference, I think, between September 11th [and] a real war would be the identity of the enemy. So substitute the Soviet Union in the place of the al Qaeda terrorist network and suppose they had carried out the September 11th attacks in exactly the same way. Would we have any doubt that we would have been at war with the Soviet Union? And so why should the fact that the al Qaeda terrorist network changed—carried out the 9/11 attacks change the legal system that we should apply to the war on terrorism? And certainly, we can discuss more—in more detail whether people think it is really a time of war. But accepting it's a war, that doesn't mean that there is one frame—and I think that's where I really do disagree with Ken—that there is one framework that must be applied to the war on terrorism, to the status of terrorists who are caught and captured in the war on terrorism. I think there is a universe of enemy combatants that we fight in the war on terrorism. Some of them are prisoners of war under the Geneva Conventions because they fight on behalf of nation-states that have signed the Geneva Conventions and they obey the laws of war. Unfortunately, there is a group of other combatants who are illegal or unlawful combatants like al Qaeda, who does not fight on behalf of a nation-state that has signed the Geneva Conventions; the Geneva Conventions are a treaty, and they apply [it] between the states that have signed them. Furthermore, al Qaeda violates all the standards of the laws of war in the way they fight: they disguise themselves as civilians, they launch surprise attacks deliberately on civilians, they are not aiming at military targets alone. They are trying to blur the line between civilians and combatants, which is the very point of the laws of war. So if you accept that they are illegal combatants—and this has been a consistent American position since at least 1977 because there was a gap identified in the Geneva Conventions, and countries and the ICRC [International Committee of the Red Cross] got together and drafted a new treaty called the protocol, First Protocol to the Geneva Conventions, in [inaudible] to extend prisoner of war treatment to terrorists and people who fought on behalf of resistance groups. And President Reagan, on behalf of the United States, refused to submit the treaty to the Senate in 1987, so the United States did not agree to that treaty. And the core reason, public explanation for that, was because the United States did not believe that terrorists should be given prisoner of war treatment. And that makes an important difference, and it didn't have to do with interrogation. I think the primary question that arose for the government involving the Geneva question was, How do you detain terrorists? The Geneva Convention requires that terrorists—I mean, I'm sorry, that POWs [prisoners of war] be housed in open barracks. And I think for very good reasons, the military wanted to know whether they could be detained in individualized cells. Given that many individual terrorists wanted to continue fighting, wanted to kill other terrorists or their guards, they could not safely be held in barracks. And that's what prompted the question of whether the Geneva Convention applied or not. But whether the Geneva Convention applies or not, there is an important difference in terms of interrogation, and let me turn to that now. The Geneva Conventions place very strict restrictions on the way the detainees can be interrogated, and those Geneva Conventions do apply in Iraq. They do not apply, as I said, to the war against al Qaeda. And the Geneva Conventions require that no person receive any favorable or disfavorable treatment based upon the way they choose to answer or not answer questions. This is a much higher standard than the standard that even applies in our criminal justice system. So if you think about it, you could not, for example, offer plea bargains to people who cooperated with the government. You could not offer going to a less secure and more minimum security type facility in exchange for cooperation. And in fact, it's quite the case that it also permits policy-makers to make a judgment about interrogation methods that go beyond simple questioning. No one is saying that the administration ordered torture. Well, maybe some people are. I don't think the administration ordered torture. I never saw that happen, and the administration has publicly said it did not. But I think what the administration wanted to know is, what is torture, for purposes of figuring out what you're not allowed to do. Because once the Geneva Conventions do not apply, there is a policy space for more coercive methods, which might be a lot less than what Ken is talking about. Suppose one were to use methods that would be akin to what our soldiers go through in basic training. All right, would that be torture? I don't think that would be torture. It would certainly be beyond what the Geneva Convention standard is. And I think we ought to have a discussion and a debate about whether those methods actually work or are productive, because I don't know. I mean, Ken seems to know. I don't know whether those methods are effective or not. I don't know whether the administration or military intelligence agencies have gotten useful actionable intelligence, but there are things to balance there. On the one hand, in this kind of war, where the enemy doesn't have regular armed forces, it doesn't have population, it doesn't have cities, doesn't have territory, intelligence gained form captured terrorists is probably the best, if not the only, way to stop future terrorist attacks on the United States. And I think the administration needs to balance that against some of the costs that would arise from or through coercive interrogations, many of which Ken identified. I'm not confident, and I don't feel as a lawyer that it's my—that I have any special expertise in telling policy-makers or you all which way the government ought to balance those factors, but those are the factors that have to be balanced. And I think it is—I don't think it is the case that the law compels a certain result. I think the law allows us—allows our congressmen and allows our representatives—to make that choice and to make that balance, but it doesn't already decide it for us. That's—that's— TOOBIN: Oh, OK. YOO: I'm going stay within the time. [Laughter] TOOBIN: OK. Ken, are you ready to go? ROTH: Yes. Frankly, John's argument is a good illustration of the problem because what John has just done is made an argument for why al Qaeda detainees should not be considered prisoners or war, and then he has jumped from that argument to the claim that therefore the Geneva Conventions don't apply. Those are two completely different things. Let's posit that the al Qaeda detainees are not prisoners of war. Certainly Human Rights Watch takes that position. Still, the Geneva Conventions, by their very terms, apply to any combatants or, frankly, others as well, who are picked up in the territory of the state where the conflict is taking place. And for these purposes, we're talking about Afghanistan. So anyone picked up in Afghanistan in the context of a war is, by definition, subject to the protections of the Geneva Conventions. [Inaudible] not the heightened special protections of the prisoner of war that John just described. So the rule that you—you know, you can't have any adverse consequence to somebody who doesn't answer the question, that's a prisoner of war rule. That doesn't apply. But the other Geneva Convention rules do apply. And what are those rules? You can't torture. You can't subject them to cruel, inhuman, or degrading treatment—just the things that were done. That's why this matters. That's why the deliberate effort to pretend that the Geneva Conventions are nothing more than the prisoner of war rules is so, so deeply dangerous. Now let's for a moment there say—let's assume that John is right. Let's throw the Geneva Conventions out the window. Let's rip them up the way [Defense Secretary Donald] Rumsfeld did at [the U.S.] Guantanamo [Bay detention center]. Does that still mean you can use torture and inhumane treatment? No, because the other law that John didn't talk about at all is human rights law. And there are separate treaties—the Convention Against Torture that I mentioned, the International Covenant on Civil and Political Rights—that say that—forget the war; even if there is no war, even if there are no Geneva Conventions, you still can't torture and you still can't use cruel, inhuman, or degrading treatment. And indeed, what's striking about the torture memos, when you read them, is they completely ignore this separate body of law, this body of law that has been implemented by the U.S. Senate. And they make clear that these prohibitions are absolute, unexceptional prohibitions. Now why does this matter? First of all, you know, John raised the pragmatism question. Do we know whether this kind of torture works or not? Well, I'm not an expert on this, but I rely on the experts in the U.S. military who drafted the Army interrogation manual who said that they don't work, that their tradition even in the face of acute security threats are that you don't use these kinds of techniques because somebody being tortured is going to say whatever he thinks is going to stop the torture. He's not going to provide reliable information. But more to the point, this has been a disaster for the protection of American troops. Nobody believes that al Qaeda is going to offer us any reciprocity. Obviously, if al Qaeda gets their hands on any American, you know, you've got to feel very badly for that American. But you can't ignore the rules in this war and then hope to count on them in the next war. And who knows what the next war is going to be? U.S. versus Iran, U.S. versus China over Taiwan—I mean, there are lots of possibilities. I can assure you, there will come a time when there will be a war and the adversary will be a government that Washington will want to invoke the Geneva Conventions with to try to protect our service members. And what that government can say—they can say, "What are you talking about? What Geneva Conventions? Weren't those thrown out by the Bush administration in its dealings with the Taliban and al Qaeda?" You can't ignore rules and then hope to have those rules protect you down the road. So this has been a disaster for American service people, it's been a disaster for American standing in the world and, frankly, it's been a disaster for our efforts [to] convince the world that they should be embracing a human rights approach to the problems of the world rather than the antithesis: the approach of terrorism. YOO: Let me just make three quick points. The human rights community—and I think Ken has ably stated it—has views that the Geneva Conventions apply to everything. So he's quite right, and I don't mean to mischaracterize his argument. So the Geneva Convention III, which applies to POWs, if that doesn't apply to someone, the Geneva Conventions still apply. That would be Geneva Convention IV, which applies to civilians. So under this approach, if I have it right, al Qaeda terrorists, since they are not POWs because they don't fight on behalf of a nation-state that signed the Geneva Conventions, are civilians, and so would have to be tried in the criminal justice system, which is the approach we used through—till September 10th. I don't think that's what the Geneva Conventions require. I think that before the Geneva Conventions, there was this category known as illegal combatants, which had been recognized by the Supreme Court. And I think after the Geneva Conventions, which do not explicitly discuss illegal combatants, that category continues. The only thing that makes a difference is that, on September 11th, we confronted a class of illegal combatants that for the first time was able to wage violence on the scale that only used to be in the hands of nation-states. And I think, again, it's very important that the United States did not sign the First Protocol, which embodies this understanding. The United States objected to this idea that if you're not a POW you're either going to be a POW or a civilian. The United States did object to this idea and this theory. Two, Ken is quite right. There are international treaties. There is human rights law. But I think it's also important to keep in mind how exactly the United States decided to adhere to that law. So the United States did sign a torture convention, but when the Congress decided to implement that convention, it only passed a criminal statute forbidding torture outside the United States. It did not pass any law that prohibited cruel, inhumane, or degrading treatment, which is a much broader and much more ambiguous category than torture. You know, and I think—you know, it's unfortunate that we have to ask these kinds of questions about exactly what do these terms mean. Unfortunately, that's sometimes what lawyers have to do. It would be nice if we lived in a world where—without terrorism, without the 9/11 attacks, we didn't have to ask these questions, but we've had to. And so the Congress never passed a criminal statute implementing this other body of law that Ken's talking about. And so I think that's an important consideration. The third thing, about whether it works. You know, you could say—I mean, some people think it works. [Director of Central Intelligence] Porter Goss testified before the Intelligence Committee that he thinks coercive interrogation does work and has led to valuable intelligence. I don't know. I mean, I don't have access to why he says that and I don't think Ken does either, but there is a difference of opinion there. The question about whether it undermines protections for United States troops, I think it's—I think it's good Ken did recognize that, you know, al Qaeda certainly has no interest in applying the Geneva Conventions. All they seem to do is behead the prisoners that they do capture. And I think it's important—you could say, well, it could undermine the protection for U.S. troops in the future. You know, in most major conflicts, United States POWs have not received Geneva Convention treatment, since 1945. And the question is, if the United States is very clear about the distinctions it's drawing—that it will provide Geneva Convention treatment to regular armed forces who obey the laws of war and obey the Geneva Conventions as in Iraq, and we'll declare the Geneva Conventions apply in those kinds of conflicts, but it will not apply to people who violate the laws of war—that creates an incentive to obey the Geneva Conventions on the part of our enemies. Think about it the other way. If you were a member of al Qaeda, right, and you believe the Geneva Conventions apply to everybody no matter what you do, you have no incentive to obey the laws of war at all. TOOBIN: Ken, John said something that was actually very similar to something [commander of the Guantanamo detention center Major] General [Geoffrey D.] Miller said to me when I interviewed him down at Guantanamo. He said, "What we do here is work on a system of positive reinforcement." If you cooperate you get better treatment, you get better food. They built an entire new camp, camp four, for the prisoners who were more cooperative. That may be outside the rules for the treatment of prisoners of war. You're not supposed to do that. Was that OK to interrogate in that way? ROTH: Well, again, you couldn't do that for prisoners of war, you're absolutely right. But that in no sense violates the prohibition of torture or cruel, inhumane, or degrading treatment. And so if you—and I differ with John in that. He says today either you're a prisoner of war or you're a civilian. That's not, we view the Geneva Conventions because there is a separate provision, Common Article III, of all the Geneva Conventions, which specifically applies to people who are not POWs, who are combatants for irregular or guerrilla forces, and this is something the U.S. has ratified. And so there clearly is this long tradition that people who are combatants who, by the terms of the Geneva Convention, cannot be subjected to torture or cruel, inhuman, or degrading treatment. So, you know, the very technical rules that you can't give any favorable treatment to somebody who is a POW just doesn't apply to these other people, but the rules against torture and inhuman treatment clearly do. TOOBIN: I guess—and, John, I wanted to ask you—there is a connection drawn between the memos that you and others wrote and a certain loosening of the rules and what happened in Abu Ghraib. Do you completely reject any connection between the two? YOO: Well, you know, let me say, just if you look at the chronology of it, they're not linked. And the memos about the Geneva Conventions and then the torture convention occur in early 2002, and I think the press—and you and your colleagues have been very effective in getting my former colleagues to leak all this data and information now—but apparently we captured Abu—we captured the top three leaders of al Qaeda, aside from Osama bin Laden and Dr. [Ayman] Zawahiri. So let's put a face on this. United States captures the number three, four, and five people in al Qaeda, people who structurally are supposed to know all the operational plans of al Qaeda. I'm just trying to answer your question in the context of how this question came up. And they have been trained to resist American interrogation techniques, and I don't think anyone argues that that is not true either. Nothing was working. I think there are press reports that now indicate that there was no information that was coming through normal interrogation techniques from the interrogation of captured al Qaeda personnel. So that's how the question came up. Is there a space under the law to pursue something more coercive than simply asking people questions in a room? Now Abu Ghraib and the Iraq invasion happened months and months after all of that, and there was no idea at the time in my understanding that the work that was done on terrorist leaders would have any application outside that small group of people. Now there is this kind of narrative that, well, it leached over into Iraq, or there was a culture or atmosphere of abuse that was created. You know, all I can say is that if you look at the different commission reports that have been done on this—and Ken is quite right, there is no independent commission, but there have been commission reports done by people like [former CIA Director James] Schlesinger and [former Defense Secretary Harold] Brown and generals and admirals. There have been a lot of different reviews of what happened, and none of them have found that this atmosphere led to orders and commands that there be these kind of interrogation techniques used in Iraq. In fact, at the beginning of the Iraq war, the administration was very clear that the Geneva Conventions applied. So the very strict standards you're talking about—no positive or negative treatment in response to questioning—was the rule that was applied under the Geneva Convention. And in fact, what I think you see in the commission reports is that people went beyond their orders or beyond their authorization. That's going to happen whenever you have a large—that's not to excuse it, but I'm just saying, it happens whenever you have a large institution with hundreds of thousands of people over in a place like Iraq where you're under fire and there is a war going on. People sometimes violate the rules. TOOBIN: So is it fair to blame the policy-makers for what John and others assert is, you know, a few rogue military officers in Abu Ghraib? ROTH: It absolutely is. This is so much not just an issue of a few bad apples at the bottom of the barrel. And if you look at, you know, why is it that—and it's not simply Abu Ghraib. I mean, I actually think Abu Ghraib is a bit of a diversion because the sexual deprivations there. In fact, who knew—you know, in a sense it's so much beyond the pale that it's difficult to attribute that to higher authorities. But let's look at, you know, the 28 people who died in U.S. custody interrogation. You know, look at the systematic abuse that have come out of Guantanamo, out of [the jail at the] Bagram [air base] in Afghanistan, out of various detention centers in Iraq, and what you find is that an atmosphere and environment was created at the top. It was created by, you know, this crazy theory that the president has commander-in-chief authority to order torture. It was created by the actual orders from Rumsfeld that flout basic provisions. You know, when he orders that stress positioning can be used, that sleep deprivation can be used, that people can be stripped naked and be subjected to dogs, when he doesn't pursue the homicides in custody that take place, but simply ship the people off to Abu Ghraib. There's been a series of, you know, what appropriately are policy decisions at the top. Yes, indeed, that creates an environment when it is entirely predictable that this kind of abuse will occur. TOOBIN: Do you want to respond to that or do you feel like you have already? YOO: I mean, I can. I mean, I've already— TOOBIN: Sure, go ahead. [Inaudible] It seems that's the kind of thing you should be able to respond to. YOO: Well, first, I'm glad you agree that the Abu Ghraib—maybe I am going to use this debate format. [Laughter] I am glad you agree that the Abu Ghraib [laughter]--Abu Ghraib, you know, abuses were not the result of any direct orders or authorizations. I really do think that's the case, and I think you think that's the case. But whether [you] argue these are technical or legal arguments about the commander-in-chief power can override congressional statutes in wartime, which I think is a very legitimate question [and] it's one that's been debated long throughout history. Just to give some examples, President [Abraham] Lincoln, at the beginning of the Civil War, like President [Franklin D.] Roosevelt in the lead-up to World War II, like the Kosovo war, which was the first war waged in violation of the War Powers Resolution [of 1973]. I mean, there's—this is a legitimate debate, whether the commander-in-chief power and Congress, when the powers conflict, which one prevails during wartime, especially when it comes to tactics. But to say that that argument in those memos, which were highly classified once upon a time, reached down to where somehow it affected what people are doing on the ground and in Guantanamo Bay or Bagram or Abu Ghraib, I think that's just supposition. That's just speculation. And you can—I find this a very hard argument to argue. It's very difficult to argue when people say culture and atmosphere arguments, because you don't have to prove any change of causation. You just say it's an atmospheric thing. And he could be right. I don't think he is, but how can I disprove him? Because it's this abstract, ethereal thing that caused all these people to commit these violations. I think it is important to look to what Rumsfeld did. So, independently of everything that happened with the al Qaeda operatives that were captured, who did have the plans about attacking the United States—so, independently of that [inaudible] I think, at Abu Ghraib—I'm sorry, at Guantanamo Bay—asks if it's possible to use more coercive interrogation techniques. So he sends up this different, separate independent request up the chain of command, up to Secretary Rumsfeld, who puts together this big working group of all these lawyers and policy-makers in the Defense Department, and they do come up with a list of things. They all have to be personally authorized by the secretary of defense. I mean, Ken is right; the military does consider that it would be possible to use stress positions, sleep manipulation, and so on. I don't think they authorize [laughter] use of attack dogs, but they all require the personal approval of the secretary of defense in any individual case where they needed to be used. And my understanding is that they were only approved for maybe one or two people. I mean, I think the studies, so far, show that Rumsfeld did not approve the use of these techniques in any systematic or broad way. I actually think the way the working group and the way the DOD [Department of Defense] handled the matter was actually they way we want our government to work, where there was a very broad study done of all these techniques and, ultimately, the policy-makers said, "This is something we're gonna reserve for very extraordinary circumstances; even if the law permits us to do it, we are not gonna use it broadly. And only when the secretary of defense personally approves it will we do it." ROTH: But that's my point. In other words, let's say Rumsfeld never actually approved it. But you have a law that says you can never, ever use these techniques, and then the secretary of defense signs off on something that says, "Well, actually, you can use these techniques as long as I say so." That sends a signal. It sends a signal that the rules are no longer applicable. It's the same kind of signal that was sent when they said the Geneva Conventions don't apply, because suddenly this interrogation manual, that had served the Army well for decades, is thrown out the window. You know, you've got the interrogators, who are suddenly un-tethered by the rules of professionalism in which they had been trained. And yes, in that environment, in that stressful environment, it shouldn't be surprising that abuse is not just occasionally happening; abuse is epidemic. I mean, it's just happening in every single major detention facility that we see where terrorist suspects are being held. So, you know, how can you conclude anything but that the senior policy-makers had created an environment in which this kind of abuse has flourished? YOO: Look, can I say one more thing? TOOBIN: Please. YOO: I mean, and these are just—I don't have the report in front of me, but I, unfortunately, think it is the case that abuses happen in every war. I'm not saying this is an excuse, but this is just a fact. And, according to the Schlesinger commission report, the actual rate of reported abuses in this conflict is lower than any previous conflict the United States has fought since 1945. I think it is something that, because of human rights groups and because of human rights law, we are more sensitive [to] and pay more attention to it. But I also don't think that we can create an environment of zero abuse either, which is what you seem to be calling for. It's just, unfortunately, not possible. We have a military justice system. We have a system to engage an investigation and correction of these abuses, and I think it's working, and it should be allowed to continue to work. But, you know, to make the argument that this all happened because, again, of study—you know, sometimes abstract studies, I hate to say—but, you know, studies that were done at the Justice Department amongst policy-makers, led to [a] more higher rate of abuse then has occurred in previous wars I don't think is true. TOOBIN: John, before we open it up to questions, let me just change the topic a little bit to Guantanamo itself. Guantanamo was a place for people who were seized in the Afghanistan side of the war on terror, so not in any sort of war-type setting; they were Taliban, there were al Qaeda, at least theoretically. And when I went there, when others went there, people said, "Well, they're going be held until the war is over, the war on terrorism." That sounds like it could be a long time. What should be done with those people? YOO: You know, I think you have actually asked the most difficult legal policy question in the whole war on terrorism, actually—when the war is over—because a lot of these—it is quite true; a lot of these powers are justified by the fact that we're at war. And if the war on terrorism is a persistent social problem like the war on drugs, then are we facing a world where these extraordinary powers will, you know, come into play permanently? And I don't think that's the case. I think all these folks do get released legally when the war with al Qaeda is over. I think we are at war with a specific entity, not a social problem. We're not at war with every terrorist group in the world. Terrorism is a tactic; it's not an enemy in and of itself. So, the question is: When do we know we've beaten al Qaeda? And just because it's a long, maybe a long time, doesn't mean that it's impossible. You know, we just—in the United States, we have been fortunate to fight very short wars, but that has not been necessarily the case in other parts of the world. So the question would be: When do we know that the war with al Qaeda is over sufficient that these individuals would be released back to the custody of their home governments? I mean, one other thing to keep in mind is, when the war is over, that doesn't necessarily mean they all go free. They get returned to their home governments and their home governments can decide whether they want to charge them with some kind of crime and so on. And so, you know, what do you do with a group that you can't sign a peace treaty with, right? You could say I could sign a peace treaty with Osama bin Laden tomorrow. It's probable that he couldn't get the rest of the members of al Qaeda to obey it. And that, I think, would only arise—I mean, peace would only really arise when sufficient personnel and assets of al Qaeda have been destroyed or captured so that they cannot wage another September 11th-style attack. I mean, that would be the standard I would use. But, you're quite right in asking the question because no court, the government—you know, no official government agency has identified when this point will occur. TOOBIN: Ken, if I can just ask you a similar question. I mean, what should be done with the people in Guantanamo? I mean, do they all get, you know, public defenders and file writs of habeas corpus and bring them in to the Southern District of New York? Or what's the appropriate thing to do? ROTH: Well, first of all, to answer that question, you essentially have to divide it into two parts, because it's one answer for the Taliban detainees and another answer for the al Qaeda detainees. The Taliban detainees were the regular members of the Afghan armed forces, and therefore should have been granted POW status. Now, if you just read the Third Geneva Convention, it says once you are the regular member of the armed forces, you are POWs, period. Now, John and the Bush administration take the view that, no, you're supposed to read in certain other requirements; that, you know, they have [to] bear arms openly and wear uniforms and respect the rules of law. That's not written into the Geneva Conventions. Those are rules governing irregular forces like al Qaeda, which al Qaeda fails. They're not the rules for the regular armed forces. So the Taliban detainees are POWs and they should have already been sent home when the war with the Afghan government is over with, and then it's up to the Afghan government what to do with them. Now, as for the al Qaeda detainees, they don't qualify for POW status. They haven't been given the hearing that they should have been given to make that determination, but let's leave that aside. Now what's interesting is the Bush administration then resorts to customary law, saying, under customary law, we can hold these people until the conflict is over with. Now what's interesting is the way they pick and choose among customs. You know, that's one aspect of customary international law. Of course, another aspect that they want to ignore is the part that says you can never torture people and you can never subject them to cruel, inhuman, degrading treatment. That's also part of customary international law, but they don't want to talk about that kind of stuff. So you know, there's a certain selectivity here. Now, what would be the best thing to do? By far the best thing, in terms of getting rid of this huge PR [public relations] problem that the U.S. has because it looks like it's just arbitrarily detaining people forever—the best thing, by far, would be to prosecute them. Why aren't they being prosecuted? Well, really, for two reasons: One is, it's extremely difficult to show that any prosecution is not based— TOOBIN: You mean like a criminal prosecution? ROTH: No, a military prosecution. TOOBIN: Oh, OK. ROTH: Here, I differ with John. You don't have to bring them into a civilian court. If they were combatants, even illegal combatants, you can subject them to a court martial. Unfortunately, the Bush administration doesn't want to use the well-respected courts martial of the U.S. government. Instead, it's created this brand-new thing, a military commission, which doesn't have the independence or the authority of courts martial because, you know, to summarize it—we've had a separate session here at the Council on this—but to summarize, the military commissions have Rumsfeld or his surrogates serving as prosecutor, judge, appellate judge, and executioner. And—surprise, surprise—people don't find that procedure fair. Even if they were put before a full-fledged court martial with full due process, they would still have the problem that you can't prosecute somebody on the basis of their statements or evidence derived from their statements when their statements were secured by torture or inhumane treatment. And the U.S. government has created a huge problem for itself by disregarding these rules on humane treatment. It has essentially rendered these people un-prosecutable, and now it doesn't know what to do with them. TOOBIN: Can we turn to questions? Now if I could ask you to stand, state your name and affiliation, and speak into the microphone, please. QUESTIONER: My name is Allan Gerson. I practice international law in Washington. I wonder if I might ask the participants, especially Ken, to enlarge the debate somewhat: Ken, you stated at the end of your prepared remarks, or your original remarks—you quoted Justice O'Connor, who said that a state of war is not a blank check for our government. Well, if it's not a blank check, what sort of a check is it? And I suppose the preceding question to that is, do you accept that she's correct; that, in fact, there is a state of war against, to be specific, al Qaeda, against those who fought on behalf of al Qaeda, and against those who helped finance al Qaeda? For example, there are a number of civil suits that are now pending in U.S. courts in New York against the alleged financiers of terrorism, and those suits are being conducted on behalf of the families of the victims of 9/11. And they contend that there is a state of war—because there was a state of war that ordinary civil rights, civil procedural safeguards ought to be denied and to the defendants. The defendants say the opposite. So the question is, is there a state of war and what does it mean? ROTH: Well, this is a complicated question, and let me answer it in terms of what the consequences are of calling something a war or not. And there are really two relevant consequences here. One is, in a war, you get to shoot to kill the combatants on the other side. You don't even have to try to arrest them. You see them walking down the street, you can kill them. Second, as we've discussed, you can detain them and hold them until the end of the war without a requirement that they be criminally charged or tried. So, those are the real consequences of calling something a war. Now, there's no question that there is a war against al Qaeda in Afghanistan that continues to this day. And so there, you know, you've got to recognize that [inaudible] of an armed conflict because shooting at each other, you know. The question is: Should we treat al Qaeda suspects picked up elsewhere, away from a traditional battlefield, as if there is a war going on? And the reason I would be reluctant to do that in any country that has a functioning legal system is because you essentially are creating a gigantic loophole for some of the most basic criminal-justice protections that we all count on in our day-to-day lives. And this is not something that is just, you know, an abstract thing, because we have two people in the United States, [Jose] Padilla and [Ali Saleh Kahlah] al-Marri, who have been thrown in jail, declared enemy combatants unilaterally with no real showing of anything before an independent court initially, and they are being held until the end of the war against terrorism, which may never come. The same thing could happen to any of us. If you buy this idea of a global war against terrorism, even apart from a traditional battlefield, you could be picked up tomorrow because somebody in the Bush administration has decided to call you an enemy combatant, and that's it. No more rights, no nothing. And, indeed, they don't have to arrest you. They could shoot you on the way home. That's what it means to be an enemy combatant. We should be extremely reluctant to adopt those rules apart from the traditional battlefield. TOOBIN: John. YOO: Just to make a small observation, as I think Ken's response to your question shows—I think the failure to come to grips with what al Qaeda is, which is, it is not a nation state. And the way you express yourself about geography, and people you pick up in the battlefield, does not apply to al Qaeda. Al Qaeda does not have territory, populations, or cities. And what September 11th has showed is they don't have regular armed forces, either. They operate by blending into the civilian population and using our open channels of finance and communication against us to launch attacks. And I think, in that answer, you can see that there's a different kind of framework. And human rights groups are very effective at promoting it, but it's still very much still rooted in the pre-9/11 world, where the war was geographically limited and was between nation-states. And we do have a set of rules that apply and we saw [them] applied in Iraq, but al Qaeda just does not fit that. I think it's problematic—and we could, as a matter of policy—I think it's problematic to try to shoehorn this completely new phenomenon into these old categories. Let me just make other observation. I don't think it's true that the president can order Americans just to be shot on the street because he thinks you're enemy combatants. You're right; there are two Americans who have been picked up and have been held as enemy combatants. The president personally authorized, right, because within the administration the rules require that the president personally authorize the detention of any American or anyone within the United States as an enemy combatant, and that person gets habeas corpus reviewed. The United States did not challenge that. In fact, it conceded that habeas corpus review would apply so the federal courts can review whether someone properly is detained as an enemy combatant. And lastly, the Supreme Court last summer did say that American citizens who fight on the side of the enemy can be detained as enemy combatants without charge in a criminal case, so long as judicial review allows a habeas corpus petition. TOOBIN: Let's have some more— ROTH: If I could just clarify just for a moment. What the Supreme Court ruled on was an American who was picked up in Afghanistan—that's Hamdi [inaudible]. YOO: [Inaudible] administration refused to try to target Osama Bin Laden because it thought it was—it could not do so under the criminal justice rules. So I quite agree. I think what we are doing is opening up all these possibilities because the previous system did not work until September 11—through September 11. ROTH: Again, if I kind of open my remarks, this is not an issue about whether military force is appropriately used to combat al Qaeda. Of course it's appropriate to use military force. There is no human rights argument against the invasion of Afghanistan. I don't even know anyone who opposed the invasion of Afghanistan. Clearly, military force is appropriate in those circumstances. That doesn't mean, though, that you throw out the rules that are supposed to govern the use of military force. Those are the Geneva Conventions. But even if you know the Geneva Conventions—again, we're in this business of picking and choosing what customary international law is. Yes, there is customary international law that allows you to kill enemy combatants, it allows you to detain them. It also, if you look at the [inaudible] of foreign-relations law of the United States, customary international law also prevents, even in time of war, the use of torture and inhumane treatment. These are not just policy options that can be considered. There are still legal restraints, both customary, and frankly, treaty, that prohibit these techniques. And to say, "Oh, you know, we'll just, as a matter of policy kind of waive these different options, that's where you end up with the result that we have today where you have the Bush administration saying, "Oh, we'll treat people humanely, so long as it's not militarily a problem." That basically is blind. And, you know, surprise, surprise, in those circumstances you do get extensive mistreatment, whereas if you didn't pretend this is all a policy option, but if you recognize the legal restraints that exist even in time of war, we would not be facing this epidemic of abuse. ROTH: Yes, sir. QUESTIONER: Thank you. Joel Motley [inaudible] Motley. John, Ken cited something fairly specific about the Geneva Convention that meets the level of a prisoner of war, but seemed to comprehend people who were combatants. Now, I don't quite understand the basis for your rejection of that citation. Do you just have a different sight in the law, or do you read it differently? YOO: Unfortunately, now you're really drawing me into the subtleties of the legal difficult—differences that we have [inaudible]. QUESTIONER: It doesn't seem to me subtle. It's either that or it's not. YOO: Here's how I would explain it. Before the Geneva Conventions, there had always been this category of unlawful combatants, and the Supreme Court as recently as the 1940s issues a decision that talked about that and recognized that. So the Geneva Conventions, it's actually very similar to the problems we have in interpreting domestic law. So the Geneva Conventions come in, they put in this structure that Ken's talking about. You have POWs, which is Geneva Convention III, you have civilians under Geneva Convention IV, and what Ken's talking about is, I believe, is that there is within Geneva Convention IV, if you are a civilian but you aren't an ambassador, you are conducting hostilities, you can be treated differently than a normal civilian would because you're fighting. So that would be something like the resistance people we've seen in the Saddam fedayeen during the [inaudible] because they didn't seem to be attached to the regular armed forces. They didn't wear uniforms, but they continued to fight. So that would be that part. The question is: Did the Geneva Conventions, as a legal matter, wipe out this long tradition of illegal combatants that had existed before the Geneva Conventions? The Geneva Conventions in their text don't say anything about it one way or another. So, I think there's a good legal argument under customary international law that that category still exists, and I think that's what motivated the Reagan administration to resist the First Protocol in 1977. Because the first protocol really did make clear that if you were in this other category, you weren't fighting on behalf of a state, you weren't a civilian, but you were in this legal combatant category, you would get POW protection under certain conditions, and the Reagan administration rejected it. And it quite clearly said because it would give protection to terrorists that would treat them similar to people in the armed forces, honorable warriors who obey the laws of war. So, unfortunately that is still the legal argument. I don't know if that's exactly what the administration thinks, but it's certainly what I think. ROTH: I've got to step in here. I can't just [inaudible]. A few times John has referred to what it is the First Additional Protocol to the Geneva Conventions. This is a 1977 protocol that has been adopted by many governments of the world, but the U.S. rejected it, and the reason it rejected it, is because it didn't want to give prisoner of war status, the Cadillac treatment to rebel forces, irregular forces. Nobody is arguing for Cadillac treatment for al Qaeda. The issue is whether an unprivileged combatant nonetheless gets the protection of the regular Geneva Conventions, the protection against torture and inhumane treatment. And there, there are basically two legal arguments why they should. One is that this fourth Geneva Convention that John refers to, which basically says in its beginning, this is for everybody picked up in the battlefield who isn't a POW. So it's not just for civilians, it's for combatants, unprivileged combatants, as well. They get basically humane treatment. Similarly, there is a section of the Geneva Conventions, article three in each of the four conventions, which basically have to do with conflicts between governments and irregular or rebel groups. By definition, these irregular groups are not POWs because they're not part of the governmental armed force, and that's what [is] often called the convention within the convention. Common Article Three says explicitly no torture, no cruel, inhuman, or degrading treatment. So, forget the Cadillac treatment. No one is arguing POW status for al Qaeda. Still, you get protection from torture and inhumane treatment, and that is this middle ground that you are referring to, that Jonathan, you're just not accepting, is there. It's plainly there in black and white in the Geneva Convention. YOO: Let me make some things clear. First, there is a non-torture standard. You don't even have to rely on the Geneva Conventions for them, because they come through the Convention Against Torture. And the administration has not said that the Convention Against Torture does not apply to al Qaeda. So, even if the Geneva Conventions apply or not, that's the [inaudible]. I don't agree with your reading of Common Article Three. Common Article Three sets out a standard that is below the POW standard, but it is a certain standard, and the text of it says, "in [a] conflict not of an international character," right? And so the question is [whether] war with al Qaeda [is] a conflict of an international character or not. Clearly, that provision was originally written to deal with civil wars, wars where the government was fighting people within its own territory, were not wars between nation-states, which were covered by Geneva itself. This is, I think, what happened in 9/11. We for the first time confronted an enemy that was not a nation-state, but could wage war at the level of nation-state, and so falls outside of Common Article Three. We could adopt Common Article Three and I think that's what the president did in his January 2002 decision, [which] was basically [to] apply those principles as a matter of policy to the al Qaeda members who were captured. But the Geneva Convention Common Article Three does not by its own text apply to that. TOOBIN: Yes, sir. QUESTIONER: Roman Martinez. I'm not a lawyer. This is to Ken. Ken, an al Qaeda operative has just been captured, and hidden there is information that a nuclear device is going to go off in 24 hours in a major American city. Is there a human rights argument to try to do everything to protect hundreds of thousands of lives? ROTH: What you're stating is the usual ticking-bomb theory, which is [the] sort of scenario that most people would put forward to justify [inaudible] exceptional torture. And there are several problems with trying to base policy on that metaphor. First of all, you never know what that terrorist knows. What you're assuming here is you know he knows where the bomb is going to go off in 24 hours, you never know that. So what you have instead is a bunch of people in this room, and you're looking around and saying, "Who's the terrorist and who might know something," and there's frankly no way to know what's inside people's minds.